HI
Hermes Investment Management LTD Historical SEC 13F Holdings & Archive (Q2 2018)
Hermes Investment Management LTDCIK: 0001013143
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$7.5B
Reporting period: 2018-06-30 · Number of holdings: 220
HERMES INVESTMENT MANAGEMENT LTD disclosed 220 holdings in its latest 13F filing for the period ending 2018-06-30, with total reported value of $7.5B and a quarterly turnover rate of 16.9%.
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Personality snowflake
- Concentration
- 7.05
- Portfolio Stability
- 16.92
- Momentum
- 100
- Sector conviction
- 63.96
- Diversification
- 100
- Sizing Uniformity
- 83
Hermes Investment Management LTD's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 57 equally-sized positions, well below its 220 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim JD
-10.7% -$29.2M
Add BIDU
+18.6% $59.2M
Trim 063904106
-55.6% -$24.9M
Add AMZN
+9.5% $41.0M
Trim LRCXEUR
-18.3% -$18.7M
Trim NWL
-95.9% -$20.2M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 220 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 7.87% | -0.14% | +6.77% | |
| 2 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 5.57% | -0.11% | +28.82% | |
| 3 | BIDU | Baidu Inc - Spon Adr | Stock-Comm Services | 3.49% | +0.52% | +18.58% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.45% | +0.36% | +9.49% | |
| 5 | JD | Jd.com Inc-adr | Stock-Consumer Disc | 2.36% | -0.66% | -10.72% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.57% | +0.08% | +6.37% | |
| 7 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.57% | -0.04% | +6.84% | |
| 8 | BAP | Credicorp Ltd. | Stock-Financials | 1.47% | +0.12% | +20.81% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.29% | +0.18% | +18.45% | |
| 10 | WST | West Pharmaceutical Services | Stock-Healthcare | 1.28% | +0.09% | +4.78% | |
| 11 | BAC | Bank Of America CORP | Stock-Financials | 1.23% | — | +14.73% | |
| 12 | DAL | Delta Air Lines Inc | Stock-Industrials | 1.21% | — | +16.16% | |
| 13 | STE | STERIS plc | Stock-Healthcare | 1.15% | +0.05% | +2.63% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.12% | — | -0.35% | |
| 15 | WTFC | Wintrust Financial CORP | Stock-Financials | 1.12% | — | +1.38% | |
| 16 | HES | Hess CORP | Stock-Other | 1.09% | +0.13% | -5.87% | |
| 17 | AWK | American Water Works Co Inc | Stock-Utilities | 1.05% | — | +6.59% | |
| 18 | WEX | Wex Inc | Stock-Tech | 1.05% | +0.12% | +2.74% | |
| 19 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.05% | — | +12.34% | |
| 20 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.05% | +0.19% | +27.51% | |
| 21 | ABT | Abbott Laboratories | Stock-Healthcare | 1.04% | — | +8.72% | |
| 22 | MU | Micron Technology Inc | Stock-Tech | 1.02% | +0.03% | +12.50% | |
| 23 | RPM | Rpm International Inc | Stock-Materials | 1.00% | +0.10% | +0.37% | |
| 24 | ACN | Accenture plc | Stock-Tech | 0.99% | — | +3.07% | |
| 25 | EWBC | East West Bancorp Inc | Stock-Financials | 0.99% | — | +6.79% | |
| 26 | EXP | Eagle Materials Inc | Stock-Materials | 0.97% | +0.02% | +9.89% | |
| 27 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.97% | +0.17% | +13.78% | |
| 28 | SLAB | Silicon Laboratories Inc | Stock-Tech | 0.94% | +0.04% | +2.60% | |
| 29 | AMN | Amn Healthcare Services Inc | Stock-Other | 0.93% | +0.05% | +12.84% | |
| 30 | STT | State Street CORP | Stock-Financials | 0.92% | +0.02% | +20.99% | |
| 31 | KEX | Kirby CORP | Stock-Industrials | 0.91% | — | -5.06% | |
| 32 | BC | Brunswick CORP | Stock-Consumer Disc | 0.89% | +0.07% | +9.73% | |
| 33 | AMT | American Tower CORP | Stock-Real Estate | 0.82% | — | +2.60% | |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | — | +0.46% | |
| 35 | COO | The Cooper Companies, Inc. | Stock-Healthcare | 0.81% | — | +1.60% | |
| 36 | ✓ | Dun & Bradstreet Cp New | Stock-Other | 0.81% | — | +2.92% | |
| 37 | BAX | Baxter International Inc | Stock-Healthcare | 0.79% | +0.09% | +9.76% | |
| 38 | COF | Capital One Financial CORP | Stock-Financials | 0.79% | — | +11.96% | |
| 39 | V | Visa Inc-class A Shares | Stock-Financials | 0.79% | +0.11% | +14.28% | |
| 40 | RGA | Reinsurance Group Of America | Stock-Financials | 0.75% | — | +1.74% | |
| 41 | OASEUR | Oasis Petroleum Inc | Stock-Other | 0.75% | +0.15% | -13.78% | |
| 42 | LIVN | LivaNova PLC | Stock-Other | 0.75% | +0.05% | +4.08% | |
| 43 | BIO | Bio-rad Laboratories-a | Stock-Healthcare | 0.75% | +0.05% | +1.37% | |
| 44 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.73% | — | +8.62% | |
| 45 | CGNX | Cognex CORP | Stock-Tech | 0.73% | -0.19% | +1.28% | |
| 46 | CMI | Cummins Inc | Stock-Industrials | 0.73% | — | +11.70% | |
| 47 | BRO | Brown & Brown Inc | Stock-Financials | 0.73% | — | +1.28% | |
| 48 | ATR | Aptargroup Inc | Stock-Healthcare | 0.71% | — | +3.02% | |
| 49 | FLIR | Flir Systems Inc | Stock-Other | 0.69% | — | +1.06% | |
| 50 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.69% | +0.18% | +40.31% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q2 | 220 | $7.5B | 17 | ||
| 2018 Q1 | 218 | $6.9B | 19 | ||
| 2017 Q4 | 225 | $7.0B | 21 | ||
| 2017 Q3 | 221 | $6.7B | 20 | ||
| 2017 Q2 | 222 | $6.1B | 19 | ||
| 2017 Q1 | 169 | $6.2B | 28 | ||
| 2016 Q4 | 228 | $5.9B | 30 | ||
| 2016 Q3 | 227 | $5.9B | 26 | ||
| 2016 Q2 | 223 | $5.0B | 24 | ||
| 2016 Q1 | 229 | $4.8B | 21 | ||
| 2015 Q4 | 227 | $4.4B | 26 | ||
| 2015 Q3 | 224 | $3.9B | 45 | ||
| 2015 Q2 | 237 | $4.4B | 11 | ||
| 2015 Q1 | 226 | $4.3B | 23 | ||
| 2014 Q4 | 231 | $3.9B | 22 | ||
| 2014 Q3 | 234 | $3.9B | 23 | ||
| 2014 Q2 | 265 | $3.6B | 67 | ||
| 2014 Q1 | 263 | $3.2B | 22 | ||
| 2013 Q4 | 263 | $3.3B | 19 | ||
| 2013 Q3 | 252 | $3.0B | 30 | ||
| 2013 Q2 | 264 | $2.6B | 0 |
Holding changes this quarter
Hermes Investment Management LTD's most significant position changes for 2018-06-30: New buy: Salesforce Inc (CRM); New buy: Adobe Inc (ADBE); New buy: Community Financial System I (CBU); Sold out: Ishares Msci India ETF (INDA); Sold out: Alexander & Baldwin Inc (ALEX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BIDU | Baidu Inc - Spon Adr | +0.5% | +18.58% | Add |
| 2 | AMZN | Amazon.com Inc | +0.4% | +9.49% | Add |
| 3 | WY | Weyerhaeuser Co | +0.3% | +114.08% | Add |
| 4 | DIS | Walt Disney Co/the | +0.2% | +27.51% | Add |
| 5 | MSFT | Microsoft CORP | +0.2% | +18.45% | Add |
| 6 | VZ | Verizon Communications Inc | +0.2% | +40.31% | Add |
| 7 | TJX | Tjx Companies Inc | +0.2% | +13.78% | Add |
| 8 | SYY | Sysco CORP | +0.2% | +30.99% | Add |
| 9 | OASEUR | Oasis Petroleum Inc | +0.2% | -13.78% | Trim |
| 10 | PTC | Ptc Inc | +0.2% | +49.41% | Add |
| 11 | HES | Hess CORP | +0.1% | -5.87% | Trim |
| 12 | BAP | Credicorp Ltd. | +0.1% | +20.81% | Add |
| 13 | WEX | Wex Inc | +0.1% | +2.74% | Add |
| 14 | UGI | Ugi CORP | +0.1% | +37.18% | Add |
| 15 | V | Visa Inc-class A Shares | +0.1% | +14.28% | Add |
| 16 | RPM | Rpm International Inc | +0.1% | +0.37% | Add |
| 17 | WST | West Pharmaceutical Services | +0.1% | +4.78% | Add |
| 18 | BAX | Baxter International Inc | +0.1% | +9.76% | Add |
| 19 | GOOGL | Alphabet Inc-cl A | +0.1% | +6.37% | Add |
| 20 | AMGN | Amgen Inc | +0.1% | +14.70% | Add |
| 21 | HDB | Hdfc Bank Ltd-adr | +0.1% | +27.43% | Add |
| 22 | MATX | Matson Inc | +0.1% | +2.29% | Add |
| 23 | BC | Brunswick CORP | +0.1% | +9.73% | Add |
| 24 | SNA | Snap-on Inc | +0.1% | +11.98% | Add |
| 25 | STE | STERIS plc | +0.1% | +2.63% | Add |
| 26 | AMN | Amn Healthcare Services Inc | +0.1% | +12.84% | Add |
| 27 | LIVN | LivaNova PLC | +0.1% | +4.08% | Add |
| 28 | BIO | Bio-rad Laboratories-a | +0.1% | +1.37% | Add |
| 29 | SLAB | Silicon Laboratories Inc | 0% | +2.60% | Add |
| 30 | MU | Micron Technology Inc | 0% | +12.50% | Add |
| 31 | STT | State Street CORP | 0% | +20.99% | Add |
| 32 | EXP | Eagle Materials Inc | 0% | +9.89% | Add |
| 33 | TMO | Thermo Fisher Scientific Inc | 0% | +6.84% | Add |
| 34 | TSM | Taiwan Semiconductor-sp Adr | -0.1% | +28.82% | Add |
| 35 | BABA | Alibaba Group Holding-sp Adr | -0.1% | +6.77% | Add |
| 36 | WFC | Wells Fargo & Co | -0.2% | -33.23% | Trim |
| 37 | CB | Chubb Limited | -0.2% | -7.63% | Trim |
| 38 | CGNX | Cognex CORP | -0.2% | +1.28% | Add |
| 39 | ✓ | -0.2% | +1.24% | Add | |
| 40 | NWL | Newell Brands Inc | -0.3% | -95.91% | Trim |
| 41 | MSM | Msc Industrial Direct Co-a | -0.3% | -56.90% | Trim |
| 42 | LRCXEUR | Lam Research CORP | -0.3% | -18.26% | Trim |
| 43 | ✓ | Bank Of THE Ozarks | -0.4% | -55.63% | Trim |
| 44 | JD | Jd.com Inc-adr | -0.7% | -10.72% | Trim |
| 45 | CRM | Salesforce Inc | — | NEW | New buy |
| 46 | ADBE | Adobe Inc | — | NEW | New buy |
| 47 | CBU | Community Financial System I | — | NEW | New buy |
| 48 | INDA | Ishares Msci India ETF | — | EXIT | Sold out |
| 49 | ALEX | Alexander & Baldwin Inc | — | EXIT | Sold out |
| 50 | IFN | Aberdeen India Fund Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Hermes Investment Management LTD and what type of investor is it?
Hermes Investment Management LTD is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-06-30), the firm manages a tracked equity portfolio valued at approximately $7.5B, spread across 220 disclosed positions.
What are Hermes Investment Management LTD's largest equity positions?
Based on the latest 13F filing, Hermes Investment Management LTD's top holdings by market value are:
1. Alibaba Group Holding-sp Adr (BABA) — $592.4M (7.9%)
2. Taiwan Semiconductor-sp Adr (TSM) — $418.8M (5.6%)
3. Baidu Inc - Spon Adr (BIDU) — $262.5M (3.5%)
4. Amazon.com Inc (AMZN) — $184.6M (2.5%)
5. Jd.com Inc-adr (JD) — $177.8M (2.4%)
What changes did Hermes Investment Management LTD make in its most recent portfolio filing?
In the latest reported quarter, Hermes Investment Management LTD made 50 notable position adjustments: 3 new positions were initiated, 35 existing holdings were added to, 9 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Salesforce Inc (CRM); New buy: Adobe Inc (ADBE); New buy: Community Financial System I (CBU); Sold out: Ishares Msci India ETF (INDA); Sold out: Alexander & Baldwin Inc (ALEX)
What sectors does Hermes Investment Management LTD focus on?
Hermes Investment Management LTD is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.8%
• Consumer Discretionary: 27.9%
• Health Care: 11.9%
• Financials: 11.4%
• Communication Services: 10.8%
• Consumer Staples: 3.1%
Investment Profile
Hermes Investment Management LTD's portfolio is broadly diversified and long-term-holding, with 30.8% of the portfolio concentrated in Information Technology.
It has added to its BABA position over the past two quarters (+$250.6M, now $592.4M), while trimming META over the same stretch (-$60.0M, still holding $28.5M).
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Developer Access
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REST API
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npx alphasmo institutions get hermes-investment-management-ltd