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B. Riley Securities, Inc. Historical SEC 13F Holdings & Archive (Q4 2022)
B. Riley Securities, Inc.CIK: 0001505748
Sector-focusedLong-term holderConcentrated strategy
Total reported value
$459.7M
Reporting period: 2022-12-31 · Number of holdings: 73
B. Riley Securities, Inc. disclosed 73 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $459.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 68.13
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 67.75
B. Riley Securities, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.170 — mathematically equivalent to about 6 equally-sized positions, well below its 73 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 66 holdings (of 73 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BW | Babcock & Wilcox Enterpr | Stock-Other | 34.25% | — | — | — |
| 2 | ALTG | Alta Equipment Group Inc | Stock-Other | 17.22% | — | — | — |
| 3 | AREN | Arena Group Holdings Inc/the | Stock-Other | 10.60% | — | — | — |
| 4 | DDI | Doubledown Interactive -adr | Stock-Other | 7.13% | — | — | — |
| 5 | ✓ | Stock-Other | 4.44% | — | — | — | |
| 6 | ✓ | Stock-Other | 4.00% | — | — | — | |
| 7 | ✓ | Charah Solutions Inc | Stock-Other | 3.39% | — | — | — |
| 8 | NN | Nextnav Inc | Stock-Other | 1.97% | — | — | — |
| 9 | ASTS | Ast Spacemobile Inc | Stock-Tech | 1.81% | — | — | — |
| 10 | SNCREUR | Synchronoss Technologies Inc | Stock-Other | 1.63% | — | — | — |
| 11 | PPTA | Perpetua Resources CORP | Stock-Other | 1.61% | — | — | — |
| 12 | TACT | Transact Technologies Inc | Stock-Other | 1.53% | — | — | — |
| 13 | ✓ | B Riley Prin 250 Merger CORP | Stock-Other | 1.30% | — | — | — |
| 14 | HCHCEUR | Innovate CORP | Stock-Other | 1.15% | — | — | — |
| 15 | MCHX | Marchex Inc-class B | Stock-Other | 1.05% | — | — | — |
| 16 | SRNE | Sorrento Therapeutics Inc | Stock-Other | 1.01% | — | — | — |
| 17 | AGS | Playags Inc | Stock-Other | 0.93% | — | — | — |
| 18 | QTM1EUR | Quantum CORP | Stock-Other | 0.91% | — | — | — |
| 19 | ✓ | Lazydays Holdings Inc | Stock-Other | 0.73% | — | — | — |
| 20 | HROW | Harrow Inc | Stock-Other | 0.50% | — | — | — |
| 21 | LFMD | Lifemd Inc | Stock-Other | 0.46% | — | — | — |
| 22 | ✓ | Kludein I Acquisition CORP | Stock-Other | 0.45% | — | — | — |
| 23 | DERM | Journey Medical CORP | Stock-Other | 0.36% | — | — | — |
| 24 | SQNS | Sequans Communications S.A. | Stock-Other | 0.27% | — | — | — |
| 25 | 70U | Lion Electric Co/the | Stock-Other | 0.22% | — | — | — |
| 26 | ARES | Ares Management Corporation | Stock-Financials | 0.18% | — | — | — |
| 27 | SPTX | Seaport Therapeutics, Inc. | Stock-Other | 0.17% | — | — | — |
| 28 | ✓ | Epiphany Technology Acquisit | Stock-Other | 0.16% | — | — | — |
| 29 | ✓ | THE Lion Electric Company | Stock-Other | 0.11% | — | — | — |
| 30 | RDNW | Ridenow Group Inc | Stock-Other | 0.09% | — | — | — |
| 31 | PTON 0 02-15-26Bond | Peloton Interactive Inc | Bond | 0.08% | — | — | — |
| 32 | ✓ | Minim Inc | Stock-Other | 0.06% | — | — | — |
| 33 | GTX 11 PERP ABond | Garrett Motion Inc | Bond | 0.06% | — | — | — |
| 34 | NSUSD | Nustar Energy LP | Stock-Other | 0.05% | — | — | — |
| 35 | SHOPCN 0.125 11-01-25Bond | Shopify Inc | Bond | 0.02% | — | — | — |
| 36 | EOSEW | Eos Energy Enter -cw26 | Stock-Other | 0.02% | — | — | — |
| 37 | GENI | Genius Sports Limited | Stock-Other | 0.02% | — | — | — |
| 38 | VVIA | Legacy Imbds Inc | Stock-Other | 0.01% | — | — | — |
| 39 | CHGG 0.125 03-15-25Bond | Chegg Inc | Bond | 0.01% | — | — | — |
| 40 | LILAK 2 07-15-24Bond | Liberty Latin America | Bond | 0.01% | — | — | — |
| 41 | ASTLW | Algoma Steel Group Inc -cw26 | Stock-Other | 0.01% | — | — | — |
| 42 | W 1 08-15-26Bond | Wayfair Inc | Bond | 0.01% | — | — | — |
| 43 | AVYA 2.25 06-15-23Bond | Avaya Holdings CORP | Bond | — | — | — | — |
| 44 | NEO 0.25 01-15-28Bond | Neogenomics Inc | Bond | — | — | — | — |
| 45 | CHGG 0 09-01-26Bond | Chegg Inc | Bond | — | — | — | — |
| 46 | NNAVW | Nextnav Inc | Stock-Other | — | — | — | — |
| 47 | ✓ | Faze Holdings Inc. 11.5000exp03/01/2028 | Stock-Other | — | — | — | — |
| 48 | TK 5 01-15-23Bond | Teekay CORP | Bond | — | — | — | — |
| 49 | YOTAR | Yotta Acquisition CORP - Rts | Stock-Other | — | — | — | — |
| 50 | ✓ | Colombier Acquisition CORP | Stock-Other | — | — | — | — |
1–50 of 66
Portfolio Performance
Performance for Q3 2026
-43.9%
Performance Last 4 Quarters
+31%
Based on 80% of reported portfolio value with available pricing
- Stdev
- +43.4%
- Beta
- +0.92
- Alpha
- +3.6%
- Max Drawdown
- -43.9%
- Annualized Perf
- +13.6%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +0.81
- Stutzer
- +0.15
- Treynor
- +0.24
- Sterling
- +0.31
- Calmar
- +0.31
- Information Ratio
- +0.05
- Tracking Error
- +41.8%
- Stdev Down
- +27.1%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +251.2%
- Worst 12 Months
- -24.5%
- Efficiency Ratio
- +0.13
- Sharpe
- +0.51
- Stdev Sectors
- +32.3%
- Skewness
- +0.02
- Kurtosis
- -0.05
- Upside Potential
- +2.6
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is B. Riley Securities, Inc. and what type of investor is it?
B. Riley Securities, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $459.7M, spread across 73 disclosed positions.
What are B. Riley Securities, Inc.'s largest equity positions?
Based on the latest 13F filing, B. Riley Securities, Inc.'s top holdings by market value are:
1. Babcock & Wilcox Enterpr (BW) — $157.5M (34.3%)
2. Alta Equipment Group Inc (ALTG) — $79.2M (17.2%)
3. Arena Group Holdings Inc/the (AREN) — $48.7M (10.6%)
4. Doubledown Interactive -adr (DDI) — $32.8M (7.1%)
5. — $20.4M (4.4%)
What changes did B. Riley Securities, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for B. Riley Securities, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does B. Riley Securities, Inc. focus on?
B. Riley Securities, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 84.2%
• Financials: 8.3%
• Consumer Discretionary: 6.5%
• Consumer Staples: 0.8%
• Health Care: 0.2%
Investment Profile
B. Riley Securities, Inc. returned an annualized 13.6% over the trailing 36 months — outperforming the S&P 500 by 3.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is concentrated and long-term-holding, with 84.2% of the portfolio concentrated in Information Technology.
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