CIK: 0001505748
Total reported value
$459.7M
Reporting period: 2022-12-31 · Number of holdings: 73
B. Riley Securities, Inc. disclosed 73 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $459.7M and a quarterly turnover rate of 0.0%.
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B. Riley Securities, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.170 — mathematically equivalent to about 6 equally-sized positions, well below its 73 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 66 holdings (of 73 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BW | Babcock & Wilcox Enterpr | Stock-Other | 34.25% | — | — | — |
| 2 | ALTG | Alta Equipment Group INC | Stock-Other | 17.22% | — | — | — |
| 3 | AREN | Arena Group Holdings Inc/the | Stock-Other | 10.60% | — | — | — |
| 4 | DDI | Doubledown Interactive -adr | Stock-Other | 7.13% | — | — | — |
| 5 | ✓ | Stock-Other | 4.44% | — | — | — | |
| 6 | ✓ | Stock-Other | 4.00% | — | — | — | |
| 7 | ✓ | Charah Solutions INC | Stock-Other | 3.39% | — | — | — |
| 8 | NN | Nextnav INC | Stock-Other | 1.97% | — | — | — |
| 9 | ASTS | Ast Spacemobile INC | Stock-Tech | 1.81% | — | — | — |
| 10 | SNCREUR | Synchronoss Technologies INC | Stock-Other | 1.63% | — | — | — |
| 11 | PPTA | Perpetua Resources CORP | Stock-Other | 1.61% | — | — | — |
| 12 | TACT | Transact Technologies INC | Stock-Other | 1.53% | — | — | — |
| 13 | ✓ | B Riley Prin 250 Merger CORP | Stock-Other | 1.30% | — | — | — |
| 14 | HCHCEUR | Innovate CORP | Stock-Other | 1.15% | — | — | — |
| 15 | MCHX | Marchex Inc-class B | Stock-Other | 1.05% | — | — | — |
| 16 | SRNE | Sorrento Therapeutics INC | Stock-Other | 1.01% | — | — | — |
| 17 | AGS | Playags INC | Stock-Other | 0.93% | — | — | — |
| 18 | QTM1EUR | Quantum CORP | Stock-Other | 0.91% | — | — | — |
| 19 | ✓ | Lazydays Holdings INC | Stock-Other | 0.73% | — | — | — |
| 20 | HROW | Harrow INC | Stock-Other | 0.50% | — | — | — |
| 21 | LFMD | Lifemd INC | Stock-Other | 0.46% | — | — | — |
| 22 | ✓ | Kludein I Acquisition CORP | Stock-Other | 0.45% | — | — | — |
| 23 | DERM | Journey Medical CORP | Stock-Other | 0.36% | — | — | — |
| 24 | SQNS | Sequans Communications S.A. | Stock-Other | 0.27% | — | — | — |
| 25 | 70U | Lion Electric Co/the | Stock-Other | 0.22% | — | — | — |
| 26 | ARES | Ares Management Corporation | Stock-Financials | 0.18% | — | — | — |
| 27 | SPTX | Seaport Therapeutics, Inc. | Stock-Other | 0.17% | — | — | — |
| 28 | ✓ | Epiphany Technology Acquisit | Stock-Other | 0.16% | — | — | — |
| 29 | ✓ | THE Lion Electric Company | Stock-Other | 0.11% | — | — | — |
| 30 | RDNW | Ridenow Group INC | Stock-Other | 0.09% | — | — | — |
| 31 | PTON 0 02-15-26 | Peloton Interactive INC | Stock-Consumer Disc | 0.08% | — | — | — |
| 32 | ✓ | Minim Inc | Stock-Other | 0.06% | — | — | — |
| 33 | GTX 11 PERP A | Garrett Motion INC | Stock-Consumer Disc | 0.06% | — | — | — |
| 34 | NSUSD | Nustar Energy LP | Stock-Other | 0.05% | — | — | — |
| 35 | SHOPCN 0.125 11-01-25 | Shopify INC | Stock-Other | 0.02% | — | — | — |
| 36 | EOSEW | Eos Energy Enter -cw26 | Stock-Other | 0.02% | — | — | — |
| 37 | GENI | Genius Sports Limited | Stock-Other | 0.02% | — | — | — |
| 38 | VVIA | Legacy Imbds INC | Stock-Other | 0.01% | — | — | — |
| 39 | CHGG 0.125 03-15-25 | Chegg INC | Stock-Consumer Staples | 0.01% | — | — | — |
| 40 | LILAK 2 07-15-24 | Liberty Latin America | Stock-Other | 0.01% | — | — | — |
| 41 | ASTLW | Algoma Steel Group INC -cw26 | Stock-Other | 0.01% | — | — | — |
| 42 | W 1 08-15-26 | Wayfair INC | Stock-Consumer Disc | 0.01% | — | — | — |
| 43 | AVYA 2.25 06-15-23 | Avaya Holdings CORP | Stock-Other | — | — | — | — |
| 44 | NEO 0.25 01-15-28 | Neogenomics INC | Stock-Healthcare | — | — | — | — |
| 45 | CHGG 0 09-01-26 | Chegg INC | Stock-Consumer Staples | — | — | — | — |
| 46 | NNAVW | Nextnav INC | Stock-Other | — | — | — | — |
| 47 | ✓ | Faze Holdings INC. 11.5000exp03/01/2028 | Stock-Other | — | — | — | — |
| 48 | TK 5 01-15-23 | Teekay CORP | Stock-Other | — | — | — | — |
| 49 | YOTAR | Yotta Acquisition CORP - Rts | Stock-Other | — | — | — | — |
| 50 | ✓ | Colombier Acquisition CORP | Stock-Other | — | — | — | — |
Performance for Q3 2026
-30%
Performance Last 4 Quarters
+61.1%
Based on 78% of reported portfolio value with available pricing
Not enough data yet to compute personality scores
Not enough sector-mapped data yet
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2022-12-31 | 2023-02-07 | 13F-HR | View on EDGAR |
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