SM
Spectrum Management Group, LLC Historical SEC 13F Holdings & Archive (Q3 2022)
Spectrum Management Group, LLCCIK: 0001534843
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$460.3M
Reporting period: 2022-09-30 · Number of holdings: 244
Spectrum Management Group, LLC disclosed 244 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $460.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 14.79
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 54.98
- Diversification
- 100
- Sizing Uniformity
- 71.69
Spectrum Management Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 244 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.83), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 31% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 244 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 13.36% | — | +3.85% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 7.44% | — | +22.42% | |
| 3 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 4.52% | — | +20.24% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 3.94% | — | -0.59% | |
| 5 | XLK | Ss Technology Select Sector | ETF-Tech | 3.85% | — | -6.97% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.62% | — | +0.78% | |
| 7 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 2.58% | — | +6690.81% | |
| 8 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 2.23% | — | +2193.19% | |
| 9 | CVX | Chevron CORP | Stock-Energy | 2.10% | — | +55.02% | |
| 10 | PXDEUR | Pioneer Natural Resources Co | Stock-Other | 2.07% | — | +30.05% | |
| 11 | EMLP | First Trust North American E | ETF-Other | 1.76% | — | +1.22% | |
| 12 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 1.75% | — | -1.78% | |
| 13 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.69% | — | +82.73% | |
| 14 | IBM | Intl Business Machines CORP | Stock-Tech | 1.66% | — | +127.64% | |
| 15 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.63% | — | +0.75% | |
| 16 | HD | Home Depot Inc | Stock-Consumer Disc | 1.63% | — | +0.78% | |
| 17 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.59% | — | +86.69% | |
| 18 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.58% | — | +47.31% | |
| 19 | TGT | Target CORP | Stock-Consumer Disc | 1.55% | — | +0.91% | |
| 20 | XLV | Ss Health Care Select Sector | ETF-Other | 1.55% | — | +64.09% | |
| 21 | DKS | Dick's Sporting Goods Inc | Stock-Consumer Disc | 1.48% | — | +107.62% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 1.45% | — | +35.95% | |
| 23 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.41% | — | +36.81% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.37% | — | +10.09% | |
| 25 | AVGO | Broadcom Inc | Stock-Tech | 1.31% | — | -2.37% | |
| 26 | XLE | Ss Energy Select Sector | ETF-Other | 1.29% | — | -30.98% | |
| 27 | ACN | Accenture plc | Stock-Tech | 1.25% | — | +0.89% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.21% | — | +13.75% | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.18% | — | +421.59% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.14% | — | +2355.04% | |
| 31 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 1.08% | — | — | |
| 32 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 1.05% | — | +31.69% | |
| 33 | MET | Metlife Inc | Stock-Financials | 0.97% | — | +0.99% | |
| 34 | ABBV | Abbvie Inc | Stock-Healthcare | 0.90% | — | +0.74% | |
| 35 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.84% | — | +2.04% | |
| 36 | AMLP | Alerian Mlp ETF | ETF-Other | 0.77% | — | — | |
| 37 | MS | Morgan Stanley | Stock-Financials | 0.77% | — | +51.00% | |
| 38 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.70% | — | +98.67% | |
| 39 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.69% | — | +0.00% | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.66% | — | -0.31% | |
| 41 | PAYX | Paychex Inc | Stock-Tech | 0.65% | — | +0.96% | |
| 42 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | — | +56.80% | |
| 43 | MLI | Mueller Industries Inc | Stock-Industrials | 0.61% | — | +34.51% | |
| 44 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.60% | — | +74.57% | |
| 45 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.60% | — | +2.71% | |
| 46 | LNT | Alliant Energy CORP | Stock-Utilities | 0.58% | — | — | |
| 47 | HDV | Ishares Core High Dividend E | ETF-Other | 0.58% | — | -2.97% | |
| 48 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.57% | — | -31.46% | |
| 49 | XSD | Ss Spdr S&p Semiconductor | ETF-Other | 0.52% | — | — | |
| 50 | IFRA | Ishares US Infrastructure | ETF-Other | 0.52% | — | +65.67% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q3 | 244 | $460.3M | 0 | ||
| 2022 Q2 | 244 | $424.7M | 0 | ||
| 2022 Q1 | 321 | $630.8M | 0 | ||
| 2021 Q4 | 317 | $695.4M | 0 | ||
| 2021 Q3 | 394 | $634.8M | 0 | ||
| 2021 Q2 | 263 | $569.1M | 94 | ||
| 2021 Q1 | 231 | $501.9M | 39 | ||
| 2020 Q4 | 225 | $477.9M | 28 | ||
| 2020 Q3 | 259 | $427.0M | 27 | ||
| 2020 Q2 | 260 | $394.2M | 55 | ||
| 2020 Q1 | 248 | $297.1M | 96 | ||
| 2019 Q4 | 220 | $242.7M | 44 | ||
| 2019 Q3 | 222 | $293.8M | 38 | ||
| 2019 Q2 | 234 | $360.1M | 12 | ||
| 2019 Q1 | 255 | $334.4M | 43 | ||
| 2018 Q4 | 215 | $286.0M | 60 | ||
| 2018 Q3 | 214 | $316.1M | 25 | ||
| 2018 Q2 | 239 | $287.6M | 26 | ||
| 2018 Q1 | 234 | $276.2M | 19 | ||
| 2017 Q4 | 259 | $289.1M | 26 | ||
| 2017 Q3 | 479 | $307.6M | 31 | ||
| 2017 Q2 | 86 | $265.1M | 18 | ||
| 2017 Q1 | 79 | $271.7M | 18 | ||
| 2016 Q4 | 82 | $273.9M | 71 | ||
| 2016 Q3 | 82 | $248.0M | 12 | ||
| 2016 Q2 | 86 | $241.9M | 61 | ||
| 2016 Q1 | 253 | $259.5M | 60 | ||
| 2015 Q4 | 239 | $268.7M | 68 | ||
| 2015 Q3 | 188 | $195.4M | 48 | ||
| 2015 Q2 | 124 | $271.9M | 8 | ||
| 2015 Q1 | 120 | $268.5M | 40 | ||
| 2014 Q4 | 143 | $230.9M | 52 | ||
| 2014 Q3 | 132 | $162.1M | 5 | ||
| 2014 Q2 | 139 | $160.8M | 47 | ||
| 2014 Q1 | 137 | $142.1M | 10 | ||
| 2013 Q4 | 158 | $137.8M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Spectrum Management Group, LLC and what type of investor is it?
Spectrum Management Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-09-30), the firm manages a tracked equity portfolio valued at approximately $460.3M, spread across 244 disclosed positions.
What are Spectrum Management Group, LLC's largest equity positions?
Based on the latest 13F filing, Spectrum Management Group, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $61.5M (13.4%)
2. Ishares Core S&p 500 ETF (IVV) — $34.2M (7.4%)
3. Ishares Esg Aware Msci USA (ESGU) — $20.8M (4.5%)
4. Apple Inc (AAPL) — $18.1M (3.9%)
5. Ss Technology Select Sector (XLK) — $17.7M (3.9%)
What changes did Spectrum Management Group, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Spectrum Management Group, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Spectrum Management Group, LLC focus on?
Spectrum Management Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.4%
• Health Care: 14.2%
• Consumer Discretionary: 13.1%
• Financials: 11.7%
• Industrials: 10.0%
• Energy: 7.6%
Investment Profile
Spectrum Management Group, LLC's portfolio is broadly diversified and long-term-holding, with 33.4% of the portfolio concentrated in Information Technology.
It has added to its IBM position over the past two quarters (+$7.3M, now $7.6M), while trimming SPY over the same stretch (-$17.0M, still holding $61.5M).
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