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ATX Financial Planning, LLC 13F Holdings & Recent Stock Buys (Q3 2026)
ATX Financial Planning, LLCCIK: 0002111013
Diversified strategySector-focusedMomentum follower
Total reported value
$156.5M
Reporting period: 2026-09-30 · Number of holdings: 79
ATX Financial Planning, LLC disclosed 79 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $156.5M and a quarterly turnover rate of 49.7%.
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Personality snowflake
- Concentration
- 15.41
- Portfolio Stability
- 49.66
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 85.61
ATX Financial Planning, LLC's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 79 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.44), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim QFLR
-56.9% -$6.4M
New buy PYLD
Add ICSH
+180.7% $5.0M
Trim SFLR
-57.3% -$4.5M
Add SPYM
+55.2% $4.9M
Add BALT
+34.6% $4.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BALT | Inn Defined Wealth Shield | ETF-Other | 10.52% | +2.59% | +34.63% | |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 8.53% | +2.96% | +55.19% | |
| 3 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 6.64% | +1.00% | +21.32% | |
| 4 | ICSH | Ishares Ultra Short Duration | ETF-Other | 4.93% | +3.10% | +180.68% | |
| 5 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 4.20% | +0.62% | +17.45% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.85% | -0.23% | -4.55% | |
| 7 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 3.36% | +3.36% | NEW | |
| 8 | CLOA | Ishares Aaa Clo Act Etf-usdi | ETF-Other | 3.17% | -0.80% | -17.32% | |
| 9 | XUSP | Innovator Uncapped Acc US Eq | ETF-Other | 3.05% | -0.05% | +0.03% | |
| 10 | QFLR | Innovator Nasdaq-100 Mf ETF | ETF-Tech | 3.05% | -4.34% | -56.88% | |
| 11 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 2.46% | -0.40% | +2.96% | |
| 12 | VTV | Vanguard Value ETF | ETF-Other | 2.32% | +2.32% | NEW | |
| 13 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 2.28% | +0.40% | +24.63% | |
| 14 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 2.25% | +0.43% | +20.26% | |
| 15 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 2.16% | -3.03% | -57.34% | |
| 16 | VGIT | Vanguard Intermediate-term T | ETF-Other | 1.95% | -2.48% | -52.55% | |
| 17 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 1.69% | -0.03% | +8.48% | |
| 18 | IAU | Ishares Gold Trust | ETF-Commodities | 1.54% | -0.32% | -17.24% | |
| 19 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.49% | -0.07% | -2.01% | |
| 20 | QTOP | Ishares Nsdq Top 30 Stocks | ETF-Other | 1.42% | +1.00% | +242.45% | |
| 21 | CPAI | Counterpoint Quan Equity ETF | ETF-Other | 1.42% | +1.10% | +357.48% | |
| 22 | TOPT | Ishares Top 20 US Stocks ETF | ETF-Other | 1.37% | +0.18% | +12.61% | |
| 23 | TQQQ | Proshares Ultrapro Qqq | ETF-Other | 1.36% | +1.36% | NEW | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 1.15% | -0.12% | -17.83% | |
| 25 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.13% | -0.01% | -1.90% | |
| 26 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.06% | -0.19% | -0.85% | |
| 27 | AAPL | Apple Inc | Stock-Tech | 1.03% | -0.08% | -16.33% | |
| 28 | PJUL | Innovator U.s. Equity Power | ETF-Other | 1.00% | +0.78% | +369.68% | |
| 29 | SNTH | Mrp Synthequity ETF | ETF-Other | 0.88% | +0.88% | NEW | |
| 30 | BTC | Grayscale Bitcoin Mini ETF | ETF-Crypto | 0.84% | +0.10% | -16.70% | |
| 31 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.84% | +0.05% | +9.94% | |
| 32 | IPKW | Invesco International Buybac | ETF-Other | 0.84% | -0.12% | -14.05% | |
| 33 | AVDE | Avantis International Equity | ETF-Other | 0.82% | -0.15% | -13.17% | |
| 34 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.75% | -0.11% | -9.74% | |
| 35 | XLV | Ss Health Care Select Sector | ETF-Other | 0.72% | +0.40% | +116.98% | |
| 36 | DMAX | Ishares Lg Cap Max Buff Dec | ETF-Other | 0.70% | -0.02% | -1.05% | |
| 37 | ABT | Abbott Laboratories | Stock-Healthcare | 0.68% | +0.04% | — | |
| 38 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.63% | -0.19% | -20.07% | |
| 39 | XSD | Ss Spdr S&p Semiconductor | ETF-Other | 0.62% | -0.14% | -0.32% | |
| 40 | MSFT | Microsoft CORP | Stock-Tech | 0.56% | -0.11% | -36.84% | |
| 41 | AIS | Vistashares Ais ETF | ETF-Other | 0.52% | -0.46% | -37.15% | |
| 42 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.48% | +0.48% | NEW | |
| 43 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.48% | -0.02% | — | |
| 44 | ETH | Grayscale Ethereum Staking M | ETF-Other | 0.46% | +0.06% | -30.03% | |
| 45 | QBIG | Invesco Top Qqq ETF | ETF-Other | 0.45% | -0.54% | -56.84% | |
| 46 | AVGO | Broadcom Inc | Stock-Tech | 0.40% | -0.27% | -32.87% | |
| 47 | HEQT | Simplify Hedged Equity ETF | ETF-Other | 0.39% | -0.05% | -11.39% | |
| 48 | UJAN | Innovator U.s. Equity Ultra | ETF-Other | 0.38% | -0.01% | — | |
| 49 | BFRZ | Innovator Eq Mng 100 Bfr ETF | ETF-Other | 0.35% | -1.36% | -78.64% | |
| 50 | IFLR | Inno Inter Develo Mf ETF | ETF-Other | 0.35% | -0.34% | -47.45% |
1–50 of 79
Portfolio Performance
Performance for Q4 2026
+2.4%
Performance Last 4 Quarters
+8.9%
- Stdev
- +13.9%
- Beta
- +0.85
- Alpha
- -3.1%
- Max Drawdown
- -2.7%
- Annualized Perf
- +13.6%
- Batting Avg vs S&P
- +25%
- Sortino
- +2.51
- Stutzer
- +0.32
- Treynor
- +0.16
- Sterling
- —
- Calmar
- +5.02
- Information Ratio
- -1.75
- Tracking Error
- +3.4%
- Stdev Down
- +5.4%
- Winning Months %
- +37.5%
- Losing Months %
- +62.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.38
- Sharpe
- +0.98
- Stdev Sectors
- +25.1%
- Skewness
- +0.68
- Kurtosis
- -0.53
- Upside Potential
- +4.45
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
ATX Financial Planning, LLC's most significant position changes for 2026-09-30: New buy: Pimco Multisector Bond Actv (PYLD); New buy: Vanguard Value ETF (VTV); New buy: Proshares Ultrapro Qqq (TQQQ); Sold out: Ishares 0-1 Year Treasury Bo (SHV); Sold out: Schwab Core Bond ETF (SCCR).
1–50 of 94
Filing History
FAQ
What is ATX Financial Planning, LLC and what type of investor is it?
ATX Financial Planning, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $156.5M, spread across 79 disclosed positions.
What are ATX Financial Planning, LLC's largest equity positions?
Based on the latest 13F filing, ATX Financial Planning, LLC's top holdings by market value are:
1. Inn Defined Wealth Shield (BALT) — $16.5M (10.5%)
2. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $13.4M (8.5%)
3. Invesco Nasdaq 100 ETF (QQQM) — $10.4M (6.6%)
4. Ishares Ultra Short Duration (ICSH) — $7.7M (4.9%)
5. Putnam Focused Lrg Cap Value (PVAL) — $6.6M (4.2%)
What changes did ATX Financial Planning, LLC make in its most recent portfolio filing?
In the latest reported quarter, ATX Financial Planning, LLC made 82 notable position adjustments: 11 new positions were initiated, 19 existing holdings were added to, 37 positions were partially reduced, and 15 were completely exited. The largest of these moves: New buy: Pimco Multisector Bond Actv (PYLD); New buy: Vanguard Value ETF (VTV); New buy: Proshares Ultrapro Qqq (TQQQ); Sold out: Ishares 0-1 Year Treasury Bo (SHV); Sold out: Schwab Core Bond ETF (SCCR)
What sectors does ATX Financial Planning, LLC focus on?
ATX Financial Planning, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 68.0%
• Health Care: 14.6%
• Financials: 13.1%
• Consumer Discretionary: 4.3%
Investment Profile
ATX Financial Planning, LLC returned an annualized 13.6% over the trailing 8 months — underperforming the S&P 500 by 3.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.85 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 68.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 50 over the past 3 quarters — a shift toward more active trading.
It has added to its SPYM position over the past two quarters (+$7.5M, now $13.4M), while trimming VGIT over the same stretch (-$5.1M, still holding $3.0M).
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Developer Access
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