PF
Prota Financial, LLC 13F Portfolio Snapshot & Holdings (Q3 2026)
Prota Financial, LLCCIK: 0002126257
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$156.5M
Reporting period: 2026-09-30 · Number of holdings: 69
Prota Financial, LLC disclosed 69 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $156.5M and a quarterly turnover rate of 5.6%.
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Personality snowflake
- Concentration
- 16
- Portfolio Stability
- 5.61
- Momentum
- 100
- Sector conviction
- 77.85
- Diversification
- 100
- Sizing Uniformity
- 86.63
Prota Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 69 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.34), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd QQQM
+5.4% $890.6K
Add SPMO
+19.1% $549.7K
Add LVHI
+8.1% $534.1K
Add SCHE
+8.7% $480.8K
Trim AMAT
-7.1% -$241.1K
Add COWZ
-0.4% $405.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 7.94% | — | +2.03% | |
| 2 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 7.79% | +0.35% | +5.42% | |
| 3 | SCHG | Schwab US Large-cap Growth | ETF-Other | 5.97% | -0.02% | -2.58% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 5.59% | -0.13% | +1.62% | |
| 5 | SCHF | Schwab Intl Equity ETF | ETF-Other | 4.76% | +0.04% | +3.99% | |
| 6 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 4.01% | -0.02% | +1.06% | |
| 7 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 3.83% | +0.15% | -0.44% | |
| 8 | BXSL | Blackstone Secured Lending F | Stock-Financials | 3.75% | -0.03% | +1.93% | |
| 9 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 3.74% | -0.02% | +2.23% | |
| 10 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 3.74% | -0.04% | +1.21% | |
| 11 | OBDC | Blue Owl Capital CORP | Stock-Financials | 3.66% | -0.07% | +4.57% | |
| 12 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 3.62% | -0.02% | +2.09% | |
| 13 | PBDC | Putnam Bdc Income ETF | ETF-Other | 3.54% | +0.01% | +4.63% | |
| 14 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 3.53% | +0.21% | +8.67% | |
| 15 | IDV | Ishares International Select | ETF-Other | 3.51% | -0.02% | +1.68% | |
| 16 | LVHI | Franklin International Low V | ETF-Other | 3.48% | +0.24% | +8.08% | |
| 17 | AMLP | Alerian Mlp ETF | ETF-Other | 3.46% | — | +1.78% | |
| 18 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 3.42% | +0.04% | +9.25% | |
| 19 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 2.41% | +0.29% | +19.07% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 1.07% | +0.07% | -1.24% | |
| 21 | DIVI | Franklin International Core | ETF-Other | 0.90% | -0.07% | -3.79% | |
| 22 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.61% | -0.05% | +1.04% | |
| 23 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.56% | +0.04% | -2.69% | |
| 24 | OTF | Blue Owl Technology Finance | Stock-Other | 0.55% | -0.07% | +0.24% | |
| 25 | V | Visa Inc-class A Shares | Stock-Financials | 0.49% | -0.01% | -1.93% | |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.48% | -0.04% | -4.08% | |
| 27 | AMAT | Applied Materials Inc | Stock-Tech | 0.48% | -0.17% | -7.05% | |
| 28 | LRCX | Lam Research CORP | Stock-Tech | 0.47% | -0.10% | -2.30% | |
| 29 | ADP | Automatic Data Processing | Stock-Tech | 0.47% | +0.03% | -3.08% | |
| 30 | CRM | Salesforce Inc | Stock-Tech | 0.47% | +0.11% | -7.04% | |
| 31 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.46% | — | -1.10% | |
| 32 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.45% | +0.05% | -0.56% | |
| 33 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.45% | — | -1.86% | |
| 34 | KLAC | Kla CORP | Stock-Tech | 0.45% | -0.12% | +7.34% | |
| 35 | ETN | Eaton Corporation plc | Stock-Industrials | 0.43% | +0.01% | -0.39% | |
| 36 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.43% | -0.03% | -0.40% | |
| 37 | CAT | Caterpillar Inc | Stock-Industrials | 0.43% | -0.11% | -0.49% | |
| 38 | GEV | GE Vernova Inc | Stock-Industrials | 0.42% | -0.07% | +2.75% | |
| 39 | MMM | 3m Co | Stock-Industrials | 0.42% | -0.01% | -0.22% | |
| 40 | GE | General Electric | Stock-Industrials | 0.42% | -0.11% | -1.90% | |
| 41 | MSI | Motorola Solutions Inc | Stock-Tech | 0.40% | +0.01% | -0.85% | |
| 42 | MA | Mastercard Inc - A | Stock-Financials | 0.40% | +0.01% | -0.09% | |
| 43 | ASML | ASML Holding N.V. | Stock-Tech | 0.40% | -0.02% | — | |
| 44 | ADBE | Adobe Inc | Stock-Tech | 0.40% | +0.07% | +6.39% | |
| 45 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.39% | -0.01% | +1.22% | |
| 46 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.38% | -0.03% | -1.08% | |
| 47 | PGR | Progressive CORP | Stock-Financials | 0.38% | -0.04% | -0.74% | |
| 48 | INTU | Intuit Inc | Stock-Tech | 0.37% | — | -1.82% | |
| 49 | MSFT | Microsoft CORP | Stock-Tech | 0.37% | +0.08% | +0.91% | |
| 50 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.35% | -0.04% | +4.36% |
1–50 of 69
Portfolio Performance
Performance for Q4 2026
+2.4%
Performance Last 4 Quarters
+8.2%
- Stdev
- +10.5%
- Beta
- +0.6
- Alpha
- +0.1%
- Max Drawdown
- -1.9%
- Annualized Perf
- +12.5%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.76
- Stutzer
- +0.38
- Treynor
- +0.21
- Sterling
- —
- Calmar
- +6.5
- Information Ratio
- -1.07
- Tracking Error
- +7.6%
- Stdev Down
- +4.5%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.45
- Sharpe
- +1.18
- Stdev Sectors
- +13%
- Skewness
- +0.43
- Kurtosis
- -0.54
- Upside Potential
- +4.44
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Prota Financial, LLC's most significant position changes for 2026-09-30: Sold out: Nvidia CORP (NVDA); New buy: Jpmorgan Ultra-short Income (JPST); Sold out: Taiwan Semiconductor-sp Adr (TSM); Add: Invesco Nasdaq 100 ETF (QQQM) — shares +5.42%; Add: Invesco S&p 500 Momentum ETF (SPMO) — shares +19.07%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQM | Invesco Nasdaq 100 ETF | +0.4% | +5.42% | Add |
| 2 | SPMO | Invesco S&p 500 Momentum ETF | +0.3% | +19.07% | Add |
| 3 | LVHI | Franklin International Low V | +0.2% | +8.08% | Add |
| 4 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.2% | +8.67% | Add |
| 5 | COWZ | Pacer US Cash Cows 100 ETF | +0.2% | -0.44% | Trim |
| 6 | JPST | Jpmorgan Ultra-short Income | +0.1% | NEW | New buy |
| 7 | CRM | Salesforce Inc | +0.1% | -7.04% | Trim |
| 8 | MSFT | Microsoft CORP | +0.1% | +0.91% | Add |
| 9 | AAPL | Apple Inc | +0.1% | -1.24% | Trim |
| 10 | ADBE | Adobe Inc | +0.1% | +6.39% | Add |
| 11 | GILD | Gilead Sciences Inc | +0.1% | -0.56% | Trim |
| 12 | SCHF | Schwab Intl Equity ETF | 0% | +3.99% | Add |
| 13 | SPHQ | Invesco S&p 500 Quality ETF | 0% | +9.25% | Add |
| 14 | MRK | Merck & Co. Inc. | 0% | -2.69% | Trim |
| 15 | JEPI | Jpmorgan Equity Premium Inco | 0% | +25.48% | Add |
| 16 | ADP | Automatic Data Processing | 0% | -3.08% | Trim |
| 17 | XOM | Exxon Mobil CORP | 0% | -2.24% | Trim |
| 18 | PBDC | Putnam Bdc Income ETF | 0% | +4.63% | Add |
| 19 | ETN | Eaton Corporation plc | 0% | -0.39% | Trim |
| 20 | MSI | Motorola Solutions Inc | 0% | -0.85% | Trim |
| 21 | MA | Mastercard Inc - A | 0% | -0.09% | Trim |
| 22 | JEPQ | JPM Nasdaq Equity Premium | — | +2.03% | Add |
| 23 | AMLP | Alerian Mlp ETF | — | +1.78% | Add |
| 24 | KO | Coca-cola Co/the | — | -1.86% | Trim |
| 25 | INTU | Intuit Inc | — | -1.82% | Trim |
| 26 | AMZN | Amazon.com Inc | — | -1.10% | Trim |
| 27 | ABBV | Abbvie Inc | — | -1.57% | Trim |
| 28 | OWL | Blue Owl Capital Inc | — | +0.92% | Add |
| 29 | FSK | Fs Kkr Capital CORP | — | -1.25% | Trim |
| 30 | OFS | Ofs Capital CORP | — | — | Unchanged |
| 31 | BX | Blackstone Inc | 0% | -1.48% | Trim |
| 32 | NCDL | Nuveen Churchill Direct Lend | 0% | — | Unchanged |
| 33 | MMM | 3m Co | 0% | -0.22% | Trim |
| 34 | KMI | Kinder Morgan, Inc. | 0% | +0.11% | Add |
| 35 | QCOM | Qualcomm Inc | 0% | -2.92% | Trim |
| 36 | UNP | Union Pacific CORP | 0% | — | Unchanged |
| 37 | V | Visa Inc-class A Shares | 0% | -1.93% | Trim |
| 38 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 39 | COST | Costco Wholesale CORP | 0% | +1.22% | Add |
| 40 | SCHG | Schwab US Large-cap Growth | 0% | -2.58% | Trim |
| 41 | DIVO | Amplify Cwp Enhan Divid ETF | 0% | +1.06% | Add |
| 42 | SPYI | Neos S&p 500 High Income ETF | 0% | +2.23% | Add |
| 43 | IDV | Ishares International Select | 0% | +1.68% | Add |
| 44 | XMHQ | Invesco S&p Midcap Qual ETF | 0% | +2.09% | Add |
| 45 | AVGO | Broadcom Inc | 0% | — | Unchanged |
| 46 | WMT | Walmart Inc | 0% | +0.12% | Add |
| 47 | ASML | ASML Holding N.V. | 0% | — | Unchanged |
| 48 | BXSL | Blackstone Secured Lending F | 0% | +1.93% | Add |
| 49 | XLE | Ss Energy Select Sector | 0% | -25.48% | Trim |
| 50 | LMT | Lockheed Martin CORP | 0% | -1.08% | Trim |
1–50 of 71
Filing History
FAQ
What is Prota Financial, LLC and what type of investor is it?
Prota Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $156.5M, spread across 69 disclosed positions.
What are Prota Financial, LLC's largest equity positions?
Based on the latest 13F filing, Prota Financial, LLC's top holdings by market value are:
1. JPM Nasdaq Equity Premium (JEPQ) — $12.4M (7.9%)
2. Invesco Nasdaq 100 ETF (QQQM) — $12.2M (7.8%)
3. Schwab US Large-cap Growth (SCHG) — $9.4M (6.0%)
4. Ishares Core Dividend Growth (DGRO) — $8.7M (5.6%)
5. Schwab Intl Equity ETF (SCHF) — $7.4M (4.8%)
What changes did Prota Financial, LLC make in its most recent portfolio filing?
In the latest reported quarter, Prota Financial, LLC made 65 notable position adjustments: 1 new positions were initiated, 30 existing holdings were added to, 32 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Nvidia CORP (NVDA); New buy: Jpmorgan Ultra-short Income (JPST); Sold out: Taiwan Semiconductor-sp Adr (TSM); Add: Invesco Nasdaq 100 ETF (QQQM) — shares +5.42%; Add: Invesco S&p 500 Momentum ETF (SPMO) — shares +19.07%
What sectors does Prota Financial, LLC focus on?
Prota Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 40.3%
• Information Technology: 26.7%
• Industrials: 11.6%
• Consumer Staples: 8.3%
• Health Care: 5.4%
• Consumer Discretionary: 3.5%
Investment Profile
Prota Financial, LLC returned an annualized 12.5% over the trailing 8 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.60 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 40.3% of the portfolio concentrated in Financials.
It has added to its QQQM position over the past two quarters (+$2.0M, now $12.2M), while trimming XLE over the same stretch (-$198.7K, still holding $250.8K).
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