CIK: 0001922879
Total reported value
$563.1M
Reporting period: 2026-03-31 · Number of holdings: 167
Asset Allocation Strategies LLC disclosed 167 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $563.1M and a quarterly turnover rate of 28.9%.
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Asset Allocation Strategies LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 43 equally-sized positions, well below its 167 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SPYM
+96.8% $15.8M
Add PAAA
+322.1% $6.8M
Trim XLG
-55.3% -$5.7M
Trim SPYV
-90.9% -$4.9M
Trim QQQM
-3.5% -$2.3M
Add AGG
+61.8% $3.4M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 5.99% | +2.67% | +96.80% | |
| 2 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 5.23% | +0.23% | +8.61% | |
| 3 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.03% | -0.60% | -3.51% | |
| 4 | SCHX | Schwab US Large-cap ETF | ETF-Other | 4.00% | — | +3.43% | |
| 5 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 3.80% | -0.02% | +4.43% | |
| 6 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 3.61% | +0.20% | -1.48% | |
| 7 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.47% | +0.22% | +8.50% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.22% | +3.22% | NEW | |
| 9 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.03% | — | +1.22% | |
| 10 | IOO | Ishares Global 100 ETF | ETF-Other | 3.01% | — | +2.24% | |
| 11 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 2.79% | +0.01% | +1.96% | |
| 12 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.58% | +0.08% | +3.95% | |
| 13 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 2.24% | -0.22% | +5.49% | |
| 14 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.22% | -0.21% | +4.09% | |
| 15 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.20% | -0.27% | +4.03% | |
| 16 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.08% | -0.18% | -6.22% | |
| 17 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.76% | +0.08% | +0.64% | |
| 18 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.63% | — | -0.37% | |
| 19 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.61% | +0.56% | +61.75% | |
| 20 | PAAA | Pgim Aaa Clo ETF | ETF-Other | 1.58% | +1.19% | +322.15% | |
| 21 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.56% | — | +3.05% | |
| 22 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 1.55% | +0.31% | +31.40% | |
| 23 | EVTR | Eaton Vance Total Return | ETF-Other | 1.36% | +0.33% | +40.26% | |
| 24 | GTO | Invesco Total Return Bond Et | ETF-Other | 1.27% | +0.22% | +28.06% | |
| 25 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 1.17% | -0.29% | -14.99% | |
| 26 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.99% | — | +0.31% | |
| 27 | SCHH | Schwab US Reit ETF | ETF-Other | 0.95% | — | +2.46% | |
| 28 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.92% | — | +0.91% | |
| 29 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.86% | — | +1.29% | |
| 30 | FALN | Ishares Fallen Angels ETF | ETF-Other | 0.81% | — | -4.37% | |
| 31 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.79% | — | +2.86% | |
| 32 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.71% | -1.08% | -55.28% | |
| 33 | IMFL | Invesco Int Dvlp Dyn Multi | ETF-Other | 0.70% | — | -12.32% | |
| 34 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.70% | — | +1.62% | |
| 35 | FVD | First Trust Value Line Dvd | ETF-Other | 0.70% | +0.08% | +14.63% | |
| 36 | IFLN | Invesco Bloomberg Enhanced F | ETF-Other | 0.66% | -0.36% | -29.78% | |
| 37 | XLF | Ss Financial Select Sector | ETF-Other | 0.66% | -0.14% | -4.30% | |
| 38 | BKLN | Invesco Senior Loan ETF | ETF-Other | 0.64% | -0.13% | -10.75% | |
| 39 | ✓ | First Trust Preferred Securities and Income ETF | ETF-Other | 0.64% | +0.64% | NEW | |
| 40 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.60% | — | +10.47% | |
| 41 | RDVY | First Trust Rising Dividend | ETF-Other | 0.60% | — | -0.47% | |
| 42 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 0.58% | — | +0.81% | |
| 43 | HUSV | Ft Horizon Mngd Vol Dom ETF | ETF-Other | 0.54% | — | +13.30% | |
| 44 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.52% | +0.52% | NEW | |
| 45 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.52% | — | -6.51% | |
| 46 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.51% | +0.40% | +387.99% | |
| 47 | SCHO | Schwab Short-term US Treas | ETF-Other | 0.51% | — | +5.85% | |
| 48 | ✓ | Invesco Exchange Traded Fund T Equal Weight 0-30 Year Trea | Stock-Other | 0.50% | +0.50% | NEW | |
| 49 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 0.50% | — | +1.89% | |
| 50 | VRIG | Invesco Variable Rate Invest | ETF-Other | 0.48% | +0.40% | +502.57% |
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+19%
Based on 79% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 167 | $563.1M | 29 | |
| 2025-12-31 | 162 | $540.4M | 22 | |
| 2025-09-30 | 148 | $505.1M | 46 | |
| 2025-06-30 | 137 | $452.5M | 0 | |
| 2025-03-31 | 125 | $401.9M | 22 | |
| 2024-12-31 | 125 | $415.5M | 0 | |
| 2024-09-30 | 117 | $351.3M | 0 | |
| 2024-06-30 | 92 | $297.4M | 0 | |
| 2024-03-31 | 78 | $283.1M | 0 | |
| 2023-12-31 | 67 | $256.1M | 0 | |
| 2023-09-30 | 64 | $216.7M | 0 | |
| 2023-06-30 | 62 | $211.8M | 0 | |
| 2023-03-31 | 33 | $34.7M | 0 | |
| 2022-12-31 | 55 | $147.3M | 0 |
Asset Allocation Strategies LLC's most significant position changes for 2026-03-31: Sold out: Invesco Qqq Tr; New buy: Invesco Qqq Trust Series 1 (QQQ); Sold out: Invesco Equal Weight 0-30 Yr (GOVI); Sold out: Ft-preferred Secur & INC ETF (FPE); New buy: First Trust Preferred Securities and Income ETF.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +2.7% | +96.80% | Add |
| 2 | PAAA | Pgim Aaa Clo ETF | +1.2% | +322.15% | Add |
| 3 | AGG | Ishares Core U.s. Aggregate | +0.6% | +61.75% | Add |
| 4 | JPST | Jpmorgan Ultra-short Income | +0.4% | +387.99% | Add |
| 5 | VRIG | Invesco Variable Rate Invest | +0.4% | +502.57% | Add |
| 6 | EVTR | Eaton Vance Total Return | +0.3% | +40.26% | Add |
| 7 | BOND | Pimco Active Bond Exchange-t | +0.3% | +31.40% | Add |
| 8 | CGBL | Cap Group Core Balanced | +0.3% | +271.63% | Add |
| 9 | RWL | Invesco S&p 500 Revenue ETF | +0.2% | +8.61% | Add |
| 10 | VEA | Vanguard Ftse Developed ETF | +0.2% | +8.50% | Add |
| 11 | GTO | Invesco Total Return Bond Et | +0.2% | +28.06% | Add |
| 12 | SCHD | Schwab US Dvd Equity ETF | +0.2% | -1.48% | Trim |
| 13 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +3.95% | Add |
| 14 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | +0.64% | Add |
| 15 | FVD | First Trust Value Line Dvd | +0.1% | +14.63% | Add |
| 16 | JMEE | JPM Sma & Mid Cap En Eq Et-u | +0.1% | +33.96% | Add |
| 17 | XLE | Ss Energy Select Sector | +0.1% | -8.04% | Trim |
| 18 | MLPA | Global X Mlp ETF | +0.1% | +23.66% | Add |
| 19 | FNDX | Schwab Fndmntl US Lrg Co ETF | 0% | +1.96% | Add |
| 20 | SCHF | Schwab Intl Equity ETF | — | +1.22% | Add |
| 21 | SCHZ | Schwab US Aggregate Bond ETF | 0% | +4.43% | Add |
| 22 | VIG | Vanguard Dividend Apprec ETF | -0.1% | -23.16% | Trim |
| 23 | VSS | Vanguard Ftse All Wo X-us Sc | -0.1% | -40.59% | Trim |
| 24 | BKLN | Invesco Senior Loan ETF | -0.1% | -10.75% | Trim |
| 25 | XLF | Ss Financial Select Sector | -0.1% | -4.30% | Trim |
| 26 | PHDG | Invesco S&p 500 Downside Hed | -0.2% | -25.04% | Trim |
| 27 | IJH | Ishares Core S&p Midcap ETF | -0.2% | -6.22% | Trim |
| 28 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.2% | +4.09% | Add |
| 29 | IWY | Ishares Russell Top 200 Grow | -0.2% | +5.49% | Add |
| 30 | JAAA | Janus Henderson Aaa Clo ETF | -0.3% | -55.15% | Trim |
| 31 | GRPM | Invesco S&p Midcap 400 Garp | -0.3% | -36.15% | Trim |
| 32 | SCHG | Schwab US Large-cap Growth | -0.3% | +4.03% | Add |
| 33 | OMFL | Invesco Russell 1000 Dyn M/f | -0.3% | -14.99% | Trim |
| 34 | IFLN | Invesco Bloomberg Enhanced F | -0.4% | -29.78% | Trim |
| 35 | VWO | Vanguard Ftse Emerging Marke | -0.5% | -88.80% | Trim |
| 36 | QQQM | Invesco Nasdaq 100 ETF | -0.6% | -3.51% | Trim |
| 37 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.9% | -90.93% | Trim |
| 38 | XLG | Invesco S&p 500 Top 50 ETF | -1.1% | -55.28% | Trim |
| 39 | ✓ | Invesco Qqq Tr | — | EXIT | Sold out |
| 40 | QQQ | Invesco Qqq Trust Series 1 | — | NEW | New buy |
| 41 | GOVI | Invesco Equal Weight 0-30 Yr | — | EXIT | Sold out |
| 42 | FPE | Ft-preferred Secur & INC ETF | — | EXIT | Sold out |
| 43 | ✓ | First Trust Preferred Securities and Income ETF | — | NEW | New buy |
| 44 | AVEM | Avantis Emerging Markets Eq | — | NEW | New buy |
| 45 | ✓ | Invesco Exchange Traded Fund T Equal Weight 0-30 Year Trea | — | NEW | New buy |
| 46 | MEAR | Ishrs Short Mat Muni Act ETF | — | NEW | New buy |
| 47 | EVSM | Eaton Vance Shrt Dur Muni | — | NEW | New buy |
| 48 | VTEB | Vanguard Tax-exempt Bond ETF | — | NEW | New buy |
| 49 | PHYS | Sprott Physical Gold Trust | — | EXIT | Sold out |
| 50 | PSLV | Sprott Physical Silver Trust | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-08 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-15 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-07 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-17 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-16 | 13F-HR | View on EDGAR |
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