AA
Asset Allocation & Management Company, LLC 13F Filings Tracker & Latest Positions (Q2 2026)
Asset Allocation & Management Company, LLCCIK: 0001498383
Long-term holderQuality / disciplined sizing
Total reported value
$306.9M
Reporting period: 2026-06-30 · Number of holdings: 67
Asset Allocation & Management Company, LLC disclosed 67 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $306.9M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 41.16
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 60.08
- Diversification
- 100
- Sizing Uniformity
- 75.54
Asset Allocation & Management Company, LLC's disclosed holdings carry a Herfindahl concentration index of 0.103 — mathematically equivalent to about 10 equally-sized positions, well below its 67 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHD
+102.3% $12.2M
Add VEU
+82.7% $5.3M
New buy SPYM
Trim SPHY
0.0% $97.0K
Add JAAA
+81.2% $2.9M
Trim VYM
+0.7% $2.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 25.22% | +0.21% | -0.50% | |
| 2 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 10.95% | -0.66% | +0.71% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 7.83% | +0.08% | — | |
| 4 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 7.77% | -0.07% | +12.31% | |
| 5 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 7.64% | +3.48% | +102.31% | |
| 6 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 6.14% | -0.82% | — | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.56% | +0.02% | — | |
| 8 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 3.36% | +1.48% | +82.72% | |
| 9 | SCHB | Schwab US Broad Market ETF | ETF-Other | 2.51% | +0.07% | +1.29% | |
| 10 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.10% | +0.78% | +81.15% | |
| 11 | FTSL | First Trust Senior Loan ETF | ETF-Other | 2.02% | -0.09% | +9.33% | |
| 12 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.83% | +0.12% | +9.58% | |
| 13 | VUG | Vanguard Growth ETF | ETF-Other | 1.49% | -0.22% | +403.67% | |
| 14 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.31% | +0.21% | +6.06% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.13% | +0.01% | — | |
| 16 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.03% | +1.03% | NEW | |
| 17 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.99% | -0.14% | — | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.91% | -0.12% | -18.55% | |
| 19 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.86% | -0.03% | — | |
| 20 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.79% | -0.02% | — | |
| 21 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.73% | -0.07% | — | |
| 22 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.73% | +0.03% | — | |
| 23 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 0.64% | +0.27% | +99.28% | |
| 24 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.52% | -0.06% | — | |
| 25 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.50% | -0.06% | — | |
| 26 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.45% | -0.07% | — | |
| 27 | VB | Vanguard Small-cap ETF | ETF-Other | 0.43% | +0.01% | — | |
| 28 | WFC 7.5 PERP LBond | Wells Fargo & Company | Bond | 0.41% | -0.06% | — | |
| 29 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.37% | -0.05% | — | |
| 30 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.37% | +0.01% | — | |
| 31 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.35% | +0.15% | +66.98% | |
| 32 | AVGO | Broadcom Inc | Stock-Tech | 0.28% | -0.12% | -35.26% | |
| 33 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.26% | — | — | |
| 34 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 0.23% | -0.03% | — | |
| 35 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.22% | — | — | |
| 36 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 0.21% | -0.02% | — | |
| 37 | PFF | Ishares Preferred & Income S | ETF-Other | 0.21% | -0.03% | — | |
| 38 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.21% | -0.02% | — | |
| 39 | KLAC | Kla CORP | Stock-Tech | 0.19% | -0.04% | +364.79% | |
| 40 | AAPL | Apple Inc | Stock-Tech | 0.19% | -0.21% | -51.81% | |
| 41 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.18% | -0.03% | — | |
| 42 | CMI | Cummins Inc | Stock-Industrials | 0.18% | +0.03% | — | |
| 43 | NVDA | Nvidia CORP | Stock-Tech | 0.17% | -0.42% | -71.03% | |
| 44 | MSFT | Microsoft CORP | Stock-Tech | 0.16% | -0.23% | -53.42% | |
| 45 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.16% | -0.02% | — | |
| 46 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.16% | — | +300.00% | |
| 47 | VLO | Valero Energy CORP | Stock-Energy | 0.14% | -0.01% | — | |
| 48 | F | Ford Motor Co | Stock-Consumer Disc | 0.14% | +0.01% | — | |
| 49 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.13% | -0.01% | — | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.13% | -0.11% | -39.94% |
1–50 of 67
Portfolio Performance
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+18.2%
- Stdev
- +9.8%
- Beta
- +0.74
- Alpha
- +1.5%
- Max Drawdown
- -5.9%
- Annualized Perf
- +17%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.5
- Stutzer
- +0.49
- Treynor
- +0.22
- Sterling
- +1.18
- Calmar
- +2.87
- Information Ratio
- -0.96
- Tracking Error
- +3.9%
- Stdev Down
- +4.7%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +26.8%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.67
- Stdev Sectors
- +9.7%
- Skewness
- -0.09
- Kurtosis
- -0.31
- Upside Potential
- +5.08
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 67 | $306.9M | 0 | ||
| 2026 Q1 | 94 | $269.6M | 16 | ||
| 2025 Q4 | 94 | $251.1M | 12 | ||
| 2025 Q3 | 88 | $237.1M | 30 | ||
| 2025 Q2 | 92 | $216.1M | 0 | ||
| 2025 Q1 | 90 | $197.6M | 100 | ||
| 2024 Q4 | 83 | $182.9M | 0 | ||
| 2024 Q3 | 47 | $159.1M | 0 | ||
| 2024 Q2 | 48 | $151.3M | 0 | ||
| 2024 Q1 | 49 | $152.7M | 0 | ||
| 2023 Q4 | 49 | $149.4M | 0 | ||
| 2023 Q3 | 50 | $167.1M | 0 | ||
| 2023 Q2 | 64 | $251.6M | 0 | ||
| 2023 Q1 | 96 | $249.4M | 0 | ||
| 2022 Q4 | 119 | $258.6M | 0 | ||
| 2022 Q3 | 117 | $244.0M | 0 | ||
| 2022 Q2 | 116 | $239.9M | 0 | ||
| 2022 Q1 | 121 | $278.8M | 0 | ||
| 2021 Q4 | 116 | $295.3M | 0 | ||
| 2021 Q3 | 34 | $184.6M | 0 | ||
| 2021 Q2 | 46 | $216.6M | 97 | ||
| 2021 Q1 | 61 | $202.5M | 31 | ||
| 2020 Q4 | 35 | $155.3M | 41 | ||
| 2020 Q3 | 42 | $216.7M | 9 | ||
| 2020 Q2 | 42 | $205.4M | 19 | ||
| 2020 Q1 | 52 | $201.8M | 28 | ||
| 2019 Q4 | 69 | $267.5M | 0 |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Asset Allocation & Management Company, LLC's most significant position changes for 2026-06-30: New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM); Sold out: GE Vernova Inc (GEV); Sold out: Stryker CORP (SYK); Sold out: Spdr Gold Shares (GLD); Sold out: Vulcan Materials Co (VMC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHD | Schwab US Dvd Equity ETF | +3.5% | +102.31% | Add |
| 2 | VEU | Vanguard Ftse All-world Ex-u | +1.5% | +82.72% | Add |
| 3 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +1% | NEW | New buy |
| 4 | JAAA | Janus Henderson Aaa Clo ETF | +0.8% | +81.15% | Add |
| 5 | VCLT | Vanguard Long-term CORP Bond | +0.3% | +99.28% | Add |
| 6 | VTI | Vanguard Total Stock Mkt ETF | +0.2% | -0.50% | Trim |
| 7 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +6.06% | Add |
| 8 | IJR | Ishares Core S&p Small-cap E | +0.2% | +66.98% | Add |
| 9 | VEA | Vanguard Ftse Developed ETF | +0.1% | +9.58% | Add |
| 10 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 11 | VOO | Vanguard S&p 500 ETF | +0.1% | — | Unchanged |
| 12 | SCHB | Schwab US Broad Market ETF | +0.1% | +1.29% | Add |
| 13 | VGLT | Vanguard Long-term Treasury | +0.1% | NEW | New buy |
| 14 | VOT | Vanguard Mid-cap Growth ETF | 0% | — | Unchanged |
| 15 | CMI | Cummins Inc | 0% | — | Unchanged |
| 16 | IVV | Ishares Core S&p 500 ETF | 0% | — | Unchanged |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | — | Unchanged |
| 18 | VB | Vanguard Small-cap ETF | 0% | — | Unchanged |
| 19 | IWV | Ishares Russell 3000 ETF | 0% | — | Unchanged |
| 20 | F | Ford Motor Co | 0% | — | Unchanged |
| 21 | IJH | Ishares Core S&p Midcap ETF | — | — | Unchanged |
| 22 | ITOT | Ishares Core S&p Total U.s. | — | — | Unchanged |
| 23 | VO | Vanguard Mid-cap ETF | — | +300.00% | Add |
| 24 | IBM | Intl Business Machines CORP | — | — | Unchanged |
| 25 | NODK | Ni Holdings Inc | — | -11.58% | Trim |
| 26 | TRV | Travelers Cos Inc/the | 0% | — | Unchanged |
| 27 | EFA | Ishares Msci Eafe ETF | 0% | — | Unchanged |
| 28 | VLO | Valero Energy CORP | 0% | — | Unchanged |
| 29 | PANW | Palo Alto Networks Inc | 0% | -53.43% | Trim |
| 30 | RSP | Invesco S&p 500 Equal Weight | 0% | — | Unchanged |
| 31 | BAC 7.25 PERP LBond | Bank Of America CORP | 0% | — | Unchanged |
| 32 | MPC | Marathon Petroleum CORP | 0% | — | Unchanged |
| 33 | CRWD | Crowdstrike Holdings Inc - A | 0% | -53.58% | Trim |
| 34 | IGSB | Ishares 1-5y Inv Grade CORP | 0% | — | Unchanged |
| 35 | VWO | Vanguard Ftse Emerging Marke | 0% | — | Unchanged |
| 36 | PFF | Ishares Preferred & Income S | 0% | — | Unchanged |
| 37 | AGG | Ishares Core U.s. Aggregate | 0% | — | Unchanged |
| 38 | BLV | Vanguard Long-term Bond ETF | 0% | — | Unchanged |
| 39 | URI | United Rentals Inc | 0% | -53.77% | Trim |
| 40 | KLAC | Kla CORP | 0% | +364.79% | Add |
| 41 | VAL | Valaris Limited | -0.1% | — | Unchanged |
| 42 | BP | Bp Plc-spons Adr | -0.1% | — | Unchanged |
| 43 | BIV | Vanguard Intermediate-term B | -0.1% | — | Unchanged |
| 44 | DVY | Ishares Select Dividend ETF | -0.1% | — | Unchanged |
| 45 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.1% | — | Unchanged |
| 46 | WFC 7.5 PERP LBond | Wells Fargo & Company | -0.1% | — | Unchanged |
| 47 | SRLN | Ss Blackstone Sr Loan ETF | -0.1% | +12.31% | Add |
| 48 | BRK-A | Berkshire Hathaway Inc-cl A | -0.1% | — | Unchanged |
| 49 | BSV | Vanguard Short-term Bond ETF | -0.1% | — | Unchanged |
| 50 | ABBV | Abbvie Inc | -0.1% | EXIT | Sold out |
1–50 of 97
Filing History
FAQ
What is Asset Allocation & Management Company, LLC and what type of investor is it?
Asset Allocation & Management Company, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $306.9M, spread across 67 disclosed positions.
What are Asset Allocation & Management Company, LLC's largest equity positions?
Based on the latest 13F filing, Asset Allocation & Management Company, LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $77.4M (25.2%)
2. Vanguard High Dvd Yield ETF (VYM) — $33.6M (10.9%)
3. Vanguard S&p 500 ETF (VOO) — $24.0M (7.8%)
4. Ss Blackstone Sr Loan ETF (SRLN) — $23.8M (7.8%)
5. Schwab US Dvd Equity ETF (SCHD) — $23.5M (7.6%)
What changes did Asset Allocation & Management Company, LLC make in its most recent portfolio filing?
In the latest reported quarter, Asset Allocation & Management Company, LLC made 65 notable position adjustments: 3 new positions were initiated, 14 existing holdings were added to, 18 positions were partially reduced, and 30 were completely exited. The largest of these moves: New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM); Sold out: GE Vernova Inc (GEV); Sold out: Stryker CORP (SYK); Sold out: Spdr Gold Shares (GLD); Sold out: Vulcan Materials Co (VMC)
What sectors does Asset Allocation & Management Company, LLC focus on?
Asset Allocation & Management Company, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 29.4%
• Communication Services: 21.7%
• Financials: 20.6%
• Energy: 13.2%
• Industrials: 5.4%
• Consumer Discretionary: 5.3%
Investment Profile
Asset Allocation & Management Company, LLC returned an annualized 17.0% over the trailing 36 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding.
It has added to its VYM position over the past two quarters (+$18.8M, now $33.6M), while trimming VUG over the same stretch (-$1.4M, still holding $4.6M).
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