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Apex Wealth Management, LLC Quarterly 13F Portfolio Update (Q3 2026)
Apex Wealth Management, LLCCIK: 0002056695
Diversified strategyContrarianSector-focused
Total reported value
$169.9M
Reporting period: 2026-09-30 · Number of holdings: 60
Apex Wealth Management, LLC disclosed 60 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $169.9M and a quarterly turnover rate of 43.6%.
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Personality snowflake
- Concentration
- 14.58
- Portfolio Stability
- 43.6
- Momentum
- 0
- Sector conviction
- 91.53
- Diversification
- 100
- Sizing Uniformity
- 89.01
Apex Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 27 equally-sized positions, well below its 60 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.10), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy VGSH
Sold out BND
New buy SGOV
Sold out AGG
New buy IBDT
New buy JPIE
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 6.80% | +0.20% | +0.65% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 6.44% | -0.16% | -1.07% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 6.30% | +0.07% | +3.75% | |
| 4 | VUG | Vanguard Growth ETF | ETF-Other | 5.87% | -0.19% | -3.79% | |
| 5 | JMST | JPM Ultra-short Muni Income | ETF-Other | 5.86% | +1.40% | +37.45% | |
| 6 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 4.61% | +4.61% | NEW | |
| 7 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 3.89% | +3.89% | NEW | |
| 8 | SCHV | Schwab US Large-cap Value | ETF-Other | 3.84% | +0.24% | +15.72% | |
| 9 | IBDT | Ishares Ibonds Dec 2028 ETF | ETF-Other | 3.31% | +3.31% | NEW | |
| 10 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.27% | +0.98% | +49.60% | |
| 11 | SUB | Ishares Short-term National | ETF-Other | 3.23% | -0.12% | +2.10% | |
| 12 | ILCV | Ishares Morningstar Value Et | ETF-Other | 3.20% | +0.02% | +0.40% | |
| 13 | JPIE | Jpmorgan Income ETF | ETF-Other | 3.19% | +3.19% | NEW | |
| 14 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 3.14% | -2.08% | -37.63% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.06% | +0.03% | +0.15% | |
| 16 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.55% | -0.59% | -0.08% | |
| 17 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 2.53% | -0.11% | +0.48% | |
| 18 | AAPL | Apple Inc | Stock-Tech | 2.43% | +0.25% | +0.50% | |
| 19 | VSDM | Vanguard Short Tax-ex Bond | ETF-Other | 2.00% | +2.00% | NEW | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 1.71% | +0.41% | -1.10% | |
| 21 | HDV | Ishares Core High Dividend E | ETF-Other | 1.44% | -0.01% | +0.85% | |
| 22 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.39% | -0.04% | +8.78% | |
| 23 | XSVM | Invesco S&p Smallcap Value W | ETF-Other | 1.34% | -0.14% | +0.62% | |
| 24 | MU | Micron Technology Inc | Stock-Tech | 1.27% | -0.15% | +0.54% | |
| 25 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.27% | -0.13% | +0.30% | |
| 26 | MUB | Ishares National Muni Bond E | ETF-Other | 1.26% | -0.47% | -19.68% | |
| 27 | FDEV | Fidelity Intl Multifact ETF | ETF-Other | 1.02% | -1.02% | -48.86% | |
| 28 | WMT | Walmart Inc | Stock-Consumer Staples | 1.01% | -0.15% | -1.25% | |
| 29 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.93% | -0.03% | +0.20% | |
| 30 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.85% | -0.07% | +0.69% | |
| 31 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.84% | +0.06% | +14.75% | |
| 32 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.84% | -0.01% | -0.07% | |
| 33 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.72% | -0.03% | +1.16% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.70% | +0.13% | -0.30% | |
| 35 | NVDA | Nvidia CORP | Stock-Tech | 0.66% | +0.10% | +6.99% | |
| 36 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.61% | +0.01% | -0.18% | |
| 37 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.60% | -0.04% | +0.30% | |
| 38 | NEAR | Ishares Sh Dba ETF Usd Inc | ETF-Other | 0.60% | +0.01% | +7.11% | |
| 39 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.55% | +0.08% | +19.56% | |
| 40 | ✓ | Stock-Other | 0.40% | +0.21% | +143.11% | ||
| 41 | ED | Consolidated Edison Inc | Stock-Utilities | 0.40% | -0.04% | +0.84% | |
| 42 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.39% | -0.05% | — | |
| 43 | TROW | T Rowe Price Group Inc | Stock-Financials | 0.37% | -0.05% | +1.24% | |
| 44 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.29% | -0.02% | — | |
| 45 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.28% | -0.02% | — | |
| 46 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.26% | +0.01% | +7.08% | |
| 47 | XLE | Ss Energy Select Sector | ETF-Other | 0.26% | +0.03% | +0.59% | |
| 48 | GLD | Spdr Gold Shares | ETF-Commodities | 0.25% | — | +0.98% | |
| 49 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.22% | — | +2.74% | |
| 50 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 0.21% | +0.21% | NEW |
1–50 of 60
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+1.8%
Performance Last 4 Quarters
+8.2%
- Stdev
- +9.6%
- Beta
- +0.74
- Alpha
- -0.1%
- Max Drawdown
- -4.2%
- Annualized Perf
- +12.9%
- Batting Avg vs S&P
- +40%
- Sortino
- +2.62
- Stutzer
- +0.39
- Treynor
- +0.17
- Sterling
- +0.91
- Calmar
- +3.05
- Information Ratio
- -1.23
- Tracking Error
- +3.7%
- Stdev Down
- +4.8%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +24.1%
- Worst 12 Months
- +8.2%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.32
- Stdev Sectors
- +15.2%
- Skewness
- +0.01
- Kurtosis
- +0.24
- Upside Potential
- +4.04
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Apex Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Vanguard Short-term Treasury (VGSH); Sold out: Vanguard Total Bond Market (BND); New buy: Ishares 0-3 Month Treasury B (SGOV); Sold out: Ishares Core U.s. Aggregate (AGG); New buy: Ishares Ibonds Dec 2028 ETF (IBDT).
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Filing History
FAQ
What is Apex Wealth Management, LLC and what type of investor is it?
Apex Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $169.9M, spread across 60 disclosed positions.
What are Apex Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Apex Wealth Management, LLC's top holdings by market value are:
1. Schwab US Large-cap Growth (SCHG) — $11.5M (6.8%)
2. Ishares Core S&p 500 ETF (IVV) — $10.9M (6.4%)
3. Vanguard Total Stock Mkt ETF (VTI) — $10.7M (6.3%)
4. Vanguard Growth ETF (VUG) — $10.0M (5.9%)
5. JPM Ultra-short Muni Income (JMST) — $10.0M (5.9%)
What changes did Apex Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Apex Wealth Management, LLC made 65 notable position adjustments: 7 new positions were initiated, 34 existing holdings were added to, 14 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: Vanguard Short-term Treasury (VGSH); Sold out: Vanguard Total Bond Market (BND); New buy: Ishares 0-3 Month Treasury B (SGOV); Sold out: Ishares Core U.s. Aggregate (AGG); New buy: Ishares Ibonds Dec 2028 ETF (IBDT)
What sectors does Apex Wealth Management, LLC focus on?
Apex Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.5%
• Consumer Discretionary: 34.9%
• Communication Services: 11.4%
• Consumer Staples: 6.3%
• Financials: 3.6%
• Utilities: 2.5%
Investment Profile
Apex Wealth Management, LLC returned an annualized 12.9% over the trailing 20 months — underperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 40% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 40.5% of the portfolio concentrated in Information Technology.
It has added to its JMST position over the past two quarters (+$2.7M, now $10.0M), while trimming SHV over the same stretch (-$3.5M, still holding $5.3M).
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