CIK: 0001555170
Total reported value
$24.7B
Reporting period: 2026-03-31 · Number of holdings: 5192
Allworth Financial LP disclosed 5192 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $24.7B and a quarterly turnover rate of 11.9%.
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Allworth Financial LP's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 32 equally-sized positions, well below its 5192 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 12.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add BND
+13.7% $205.9M
Trim BSV
-10.7% -$172.5M
Trim VTI
+0.1% -$120.2M
Trim SPYG
+0.2% -$106.4M
Add DFAC
+29.3% $63.5M
Add DFCF
+73.3% $57.5M
This quarter, the desk rotated capital toward quality/commodity factors and broad equity exposure while extending portfolio duration. BND takes a fresh lead over BSV, DFA factor funds accumulate, and QQQ enters new territory despite the heavy index wrapper. The mandate is clear: hunt alpha through tactical tilts without sacrificing liquidity or breadth.
Embeds a higher-for-longer with softening edges macro bet: shifting allocation from short-term paper to intermediate bonds assumes yield curves will flatten without triggering recession. The opposing thesis holds that sticky inflation keeps the front end elevated, making the BSV trim a yield-expense error while the 31.6% Information Technology concentration bleeds if earnings decelerate.
The structural vulnerability is the ultra-low position-sizing discipline (0.0) paired with 5,164 holdings. This is not an active portfolio; it is a leveraged ETF wrapper. Price-driven weight drift dominates entries like VTI and SPYG where added shares got swallowed by index appreciation. When factors diverge, the uniform weighting architecture drags performance because conviction-driven overweight allocation simply does not exist anywhere in the book.
This narrative is produced by AI from publicly available filings and describes past activity only — it is informational, not investment advice.
Showing top 5164 holdings (of 5192 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 11.06% | -0.61% | +0.10% | |
| 2 | BND | Vanguard Total Bond Market | ETF-Other | 7.22% | +0.77% | +13.73% | |
| 3 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 5.57% | -0.77% | -10.70% | |
| 4 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 5.45% | +0.03% | -1.07% | |
| 5 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 4.93% | -0.48% | +0.20% | |
| 6 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 4.53% | — | +0.36% | |
| 7 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 2.17% | — | +1.47% | |
| 8 | AAPL | Apple INC | Stock-Tech | 1.99% | -0.13% | +1.46% | |
| 9 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.78% | — | +0.77% | |
| 10 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 1.77% | — | -0.25% | |
| 11 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 1.34% | — | +2.14% | |
| 12 | MBB | Ishares Mbs ETF | ETF-Other | 1.28% | — | +1.18% | |
| 13 | USIG | Ishares Broad Usd Investment | ETF-Other | 1.22% | — | +1.32% | |
| 14 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.21% | +0.24% | +29.28% | |
| 15 | QLTY | Gmo U.s. Quality ETF | ETF-Other | 1.21% | -0.10% | -0.13% | |
| 16 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.13% | -0.08% | -1.89% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 1.10% | -0.09% | +0.34% | |
| 18 | DFAX | Dimensional World Ex US Core | ETF-Other | 1.00% | +0.11% | +9.80% | |
| 19 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.73% | — | +3.18% | |
| 20 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.72% | — | -0.64% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.71% | -0.20% | +3.07% | |
| 22 | DUHP | Dimensional US High Profi Et | ETF-Other | 0.67% | +0.19% | +43.65% | |
| 23 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.63% | — | -0.02% | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.58% | — | -1.55% | |
| 25 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 0.58% | — | -0.98% | |
| 26 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 0.56% | — | -0.91% | |
| 27 | TSPA | T Rowe Price US Eqy Research | ETF-Other | 0.56% | — | +0.60% | |
| 28 | DFCF | Dimensional Core Fixed INC | ETF-Other | 0.56% | +0.23% | +73.33% | |
| 29 | AVGO | Broadcom INC | Stock-Tech | 0.55% | -0.08% | +0.01% | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.50% | — | +4.86% | |
| 31 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.50% | — | -3.11% | |
| 32 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.49% | — | -0.00% | |
| 33 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.47% | — | +1.35% | |
| 34 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.46% | — | -1.59% | |
| 35 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.45% | -0.07% | -1.33% | |
| 36 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.45% | — | +3.27% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.41% | +0.05% | -2.59% | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.39% | — | +3.05% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.37% | — | -1.87% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.36% | +0.36% | NEW | |
| 41 | CVX | Chevron CORP | Stock-Energy | 0.36% | +0.09% | -0.81% | |
| 42 | VUG | Vanguard Growth ETF | ETF-Other | 0.35% | — | +1.64% | |
| 43 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 0.34% | — | +3.18% | |
| 44 | VTV | Vanguard Value ETF | ETF-Other | 0.34% | — | +1.16% | |
| 45 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.34% | — | -3.59% | |
| 46 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.33% | — | +1.19% | |
| 47 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.30% | — | +5.47% | |
| 48 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.30% | +0.06% | +7.56% | |
| 49 | HD | Home Depot INC | Stock-Consumer Disc | 0.28% | — | +0.64% | |
| 50 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.28% | — | +4.96% |
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+15.6%
Based on 55% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 5192 | $24.7B | 12 | |
| 2025-12-31 | 5179 | $24.4B | 13 | |
| 2025-09-30 | 4916 | $22.7B | 25 | |
| 2025-06-30 | 4588 | $20.9B | 0 | |
| 2025-03-31 | 4056 | $17.8B | 100 | |
| 2024-12-31 | 3967 | $18.2B | 0 | |
| 2024-09-30 | 3794 | $16.4B | 0 | |
| 2024-06-30 | 4132 | $15.5B | 0 | |
| 2024-03-31 | 4006 | $14.2B | 0 | |
| 2023-12-31 | 4025 | $13.1B | 0 | |
| 2023-09-30 | 3978 | $11.7B | 0 | |
| 2023-06-30 | 3579 | $11.8B | 0 | |
| 2023-03-31 | 3445 | $10.0B | 0 | |
| 2022-12-31 | 3250 | $9.0B | 0 | |
| 2022-09-30 | 3038 | $7.9B | 0 | |
| 2022-06-30 | 2830 | $7.3B | 0 | |
| 2022-03-31 | 2368 | $7.8B | 0 | |
| 2021-12-31 | 2080 | $7.1B | 0 | |
| 2021-09-30 | 1986 | $6.0B | 0 | |
| 2021-06-30 | 1605 | $5.4B | 95 | |
| 2021-03-31 | 1556 | $4.9B | 35 | |
| 2020-12-31 | 1437 | $3.8B | 32 | |
| 2020-09-30 | 1243 | $3.3B | 5 | |
| 2020-06-30 | 1252 | $3.2B | 26 | |
| 2020-03-31 | 1338 | $3.0B | 85 | |
| 2019-12-31 | 1112 | $2.8B | 9 | |
| 2019-09-30 | 1018 | $2.6B | 10 | |
| 2019-06-30 | 1012 | $2.6B | 18 | |
| 2019-03-31 | 1028 | $2.3B | 16 | |
| 2018-12-31 | 908 | $2.0B | 27 | |
| 2018-09-30 | 926 | $2.2B | 19 | |
| 2018-06-30 | 972 | $2.1B | 100 | |
| 2018-03-31 | 896 | $1.3B | 29 | |
| 2017-12-31 | 820 | $1.3B | 7 | |
| 2017-09-30 | 774 | $1.2B | 8 | |
| 2017-06-30 | 773 | $1.1B | 8 | |
| 2017-03-31 | 797 | $1.1B | 27 | |
| 2016-12-31 | 723 | $987.1M | 6 | |
| 2016-09-30 | 742 | $950.7M | 8 | |
| 2016-06-30 | 685 | $892.2M | 25 | |
| 2016-03-31 | 657 | $799.4M | 41 | |
| 2015-12-31 | 673 | $553.4M | 68 | |
| 2015-09-30 | 669 | $281.1M | 14 | |
| 2015-06-30 | 639 | $280.2M | 7 | |
| 2015-03-31 | 636 | $268.9M | 20 | |
| 2014-12-31 | 122 | $264.4M | 9 | |
| 2014-09-30 | 96 | $257.2M | 20 | |
| 2014-06-30 | 93 | $221.7M | 17 | |
| 2014-03-31 | 77 | $228.3M | 17 | |
| 2013-12-31 | 68 | $202.1M | 14 | |
| 2013-09-30 | 75 | $192.9M | 10 | |
| 2013-06-30 | 65 | $178.1M | 0 |
Allworth Financial LP's most significant position changes for 2026-03-31: Sold out: Invesco Qqq Tr; New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Innovator Ed D15 Buff Jan (DDFJ); New buy: Quanta Services INC (PWR); New buy: Rtx CORP (RTX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | +0.8% | +13.73% | Add |
| 2 | DFAC | Dimensional US Core Equity 2 | +0.2% | +29.28% | Add |
| 3 | DFCF | Dimensional Core Fixed INC | +0.2% | +73.33% | Add |
| 4 | DUHP | Dimensional US High Profi Et | +0.2% | +43.65% | Add |
| 5 | RDIV | Invesco S&p Ultra Dividend | +0.2% | +1401.37% | Add |
| 6 | DFSD | Dimensional Short Duration | +0.1% | +260.38% | Add |
| 7 | KJUL | Innovator U.s. Small Cap Pow | +0.1% | +13171.50% | Add |
| 8 | DFAX | Dimensional World Ex US Core | +0.1% | +9.80% | Add |
| 9 | CVX | Chevron CORP | +0.1% | -0.81% | Trim |
| 10 | XOM | Exxon Mobil CORP | +0.1% | +3.16% | Add |
| 11 | DFUV | Dimensional US Marketwide Va | +0.1% | +54.03% | Add |
| 12 | NEE | Nextera Energy INC | +0.1% | +32.80% | Add |
| 13 | DFSV | Dimensional US Small Cap Val | +0.1% | +97.43% | Add |
| 14 | NJUN | Innovator G-100 P B ETF - Ju | +0.1% | +139144.35% | Add |
| 15 | COST | Costco Wholesale CORP | +0.1% | +7.56% | Add |
| 16 | EFIV | Ss Spdr S&p 500 Esg ETF | +0.1% | +6638.40% | Add |
| 17 | LRCX | Lam Research CORP | +0.1% | +57.56% | Add |
| 18 | JNJ | Johnson & Johnson | +0.1% | -2.59% | Trim |
| 19 | DIHP | Dimensional International Hi | +0.1% | +10175.25% | Add |
| 20 | AMAT | Applied Materials INC | +0.1% | +100.54% | Add |
| 21 | DFGP | Dimensional Glbl Core Pl Fix | +0.1% | +106.61% | Add |
| 22 | SPDW | Ste Str Spdr Pt Dw EU ETF | 0% | -1.07% | Trim |
| 23 | AXP | American Express Co | -0.1% | -1.81% | Trim |
| 24 | IBM | Intl Business Machines CORP | -0.1% | -15.07% | Trim |
| 25 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -0.1% | -48.97% | Trim |
| 26 | NOCT | Innovator Growth-100 Power B | -0.1% | -97.86% | Trim |
| 27 | ORCL | Oracle CORP | -0.1% | -1.57% | Trim |
| 28 | IWF | Ishares Russell 1000 Growth | -0.1% | -1.33% | Trim |
| 29 | ITOT | Ishares Core S&p Total U.s. | -0.1% | -1.89% | Trim |
| 30 | AVGO | Broadcom INC | -0.1% | +0.01% | Add |
| 31 | NVDA | Nvidia CORP | -0.1% | +0.34% | Add |
| 32 | QLTY | Gmo U.s. Quality ETF | -0.1% | -0.13% | Trim |
| 33 | KSEP | Inv US Sml Cap P B ETF - Sep | -0.1% | -99.13% | Trim |
| 34 | POCT | Innovator U.s. Equity Power | -0.1% | -99.04% | Trim |
| 35 | SCHD | Schwab US Dvd Equity ETF | -0.1% | -45.38% | Trim |
| 36 | AAPL | Apple INC | -0.1% | +1.46% | Add |
| 37 | DDFO | Innov Eq Dd 15 Buf ETF - Oct | -0.2% | -99.15% | Trim |
| 38 | MSFT | Microsoft CORP | -0.2% | +3.07% | Add |
| 39 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.5% | +0.20% | Add |
| 40 | VTI | Vanguard Total Stock Mkt ETF | -0.6% | +0.10% | Add |
| 41 | BSV | Vanguard Short-term Bond ETF | -0.8% | -10.70% | Trim |
| 42 | ✓ | Invesco Qqq Tr | — | EXIT | Sold out |
| 43 | QQQ | Invesco Qqq Trust Series 1 | — | NEW | New buy |
| 44 | DDFJ | Innovator Ed D15 Buff Jan | — | NEW | New buy |
| 45 | PWR | Quanta Services INC | — | NEW | New buy |
| 46 | RTX | Rtx CORP | — | NEW | New buy |
| 47 | ✓ | Rtx Corporation | — | EXIT | Sold out |
| 48 | PJAN | Innovator U.s. Equity Power | — | NEW | New buy |
| 49 | TRV | Travelers Cos Inc/the | — | NEW | New buy |
| 50 | ✓ | Travelers Companies INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-12-02 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-30 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-24 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-25 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-24 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-31 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-18 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-18 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-13 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | Amendment | View on EDGAR |
| 2022-09-30 | 2022-10-18 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-13 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-22 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-21 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-02 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-02 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-29 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-26 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-03 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-24 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-17 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-16 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-09 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-25 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-30 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-08 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-02 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-22 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-12 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-07 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2017-02-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-23 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-30 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-06 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-06-01 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-03-09 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-02-17 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-01-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2015-03-09 | Amendment | View on EDGAR |
| 2014-09-30 | 2014-10-08 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2015-03-09 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-07-07 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-04 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-03 | 13F-HR | View on EDGAR |
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