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AllGen Financial Advisors, Inc. 13F Filings & Institutional Holdings (Q2 2026)
AllGen Financial Advisors, Inc.CIK: 0001964809
Sector-focusedContrarianDiversified strategy
Total reported value
$458.0M
Reporting period: 2026-06-30 · Number of holdings: 36
AllGen Financial Advisors, Inc. disclosed 36 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $458.0M and a quarterly turnover rate of 39.7%.
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Personality snowflake
- Concentration
- 34.38
- Portfolio Stability
- 39.7
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 72
- Sizing Uniformity
- 85.32
AllGen Financial Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.086 — mathematically equivalent to about 12 equally-sized positions, well below its 36 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.47), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BND
-44.1% -$36.5M
Add JMUB
+185.5% $22.0M
Add TFLO
+2761.5% $16.4M
New buy IALT
Sold out SPTS
New buy VWOB
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 20.92% | -0.06% | -6.04% | |
| 2 | BND | Vanguard Total Bond Market | ETF-Other | 10.05% | -9.55% | -44.07% | |
| 3 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 8.83% | -0.17% | -4.39% | |
| 4 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 7.35% | +4.59% | +185.54% | |
| 5 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 5.63% | +0.29% | -10.22% | |
| 6 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 5.23% | +0.18% | -0.18% | |
| 7 | IAU | Ishares Gold Trust | ETF-Commodities | 5.05% | -1.90% | -7.83% | |
| 8 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 4.88% | +1.55% | +59.70% | |
| 9 | DIVI | Franklin International Core | ETF-Other | 3.87% | +0.03% | +2.13% | |
| 10 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 3.80% | +1.34% | +68.52% | |
| 11 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 3.70% | +3.56% | +2761.53% | |
| 12 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 2.93% | +0.18% | -2.22% | |
| 13 | IALT | Ishrs Sys Alt Act ETF | ETF-Other | 2.47% | +2.47% | NEW | |
| 14 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 2.22% | +0.24% | +1.72% | |
| 15 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 2.06% | +2.06% | NEW | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.95% | +0.18% | -6.50% | |
| 17 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 1.89% | -0.35% | -8.31% | |
| 18 | SCHQ | Schwab Long-term US Treasury | ETF-Gov Bonds | 1.52% | +1.52% | NEW | |
| 19 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.49% | +0.02% | -2.51% | |
| 20 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.76% | +0.01% | +6.74% | |
| 21 | ISCF | Ishares International Small | ETF-Other | 0.50% | -0.07% | -6.92% | |
| 22 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.46% | -0.03% | -12.82% | |
| 23 | AAPL | Apple Inc | Stock-Tech | 0.39% | +0.02% | — | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.35% | -0.05% | -7.74% | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | -0.08% | -12.31% | |
| 26 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.30% | -0.02% | +1.27% | |
| 27 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.20% | -0.03% | -10.31% | |
| 28 | FBYD | Falcon's Beyond Global Inc-a | Stock-Other | 0.17% | +0.03% | — | |
| 29 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.17% | +0.01% | — | |
| 30 | HD | Home Depot Inc | Stock-Consumer Disc | 0.14% | — | — | |
| 31 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.10% | — | — | |
| 32 | RTX | Rtx CORP | Stock-Industrials | 0.09% | -0.03% | -13.62% | |
| 33 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.06% | +0.01% | — | |
| 34 | VMC | Vulcan Materials Co | Stock-Materials | 0.05% | — | — | |
| 35 | WMT | Walmart Inc | Stock-Consumer Staples | 0.05% | -0.01% | -10.04% | |
| 36 | SO | Southern Co/the | Stock-Utilities | 0.05% | — | — |
Portfolio Performance
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+15.4%
- Stdev
- +8.5%
- Beta
- +0.57
- Alpha
- +1.2%
- Max Drawdown
- -4.9%
- Annualized Perf
- +12.9%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.69
- Stutzer
- +0.42
- Treynor
- +0.22
- Sterling
- +0.97
- Calmar
- +2.65
- Information Ratio
- -1.05
- Tracking Error
- +7.1%
- Stdev Down
- +4.7%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +21.5%
- Worst 12 Months
- +6.3%
- Efficiency Ratio
- +0.55
- Sharpe
- +1.47
- Stdev Sectors
- +18.3%
- Skewness
- -0.35
- Kurtosis
- +0.19
- Upside Potential
- +4.19
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 36 | $458.0M | 40 | ||
| 2026 Q1 | 40 | $421.5M | 21 | ||
| 2025 Q4 | 40 | $421.7M | 11 | ||
| 2025 Q3 | 42 | $407.0M | 95 | ||
| 2025 Q2 | 42 | $372.3M | 0 | ||
| 2025 Q1 | 38 | $337.8M | 0 | ||
| 2024 Q4 | 37 | $297.8M | 0 | ||
| 2024 Q3 | 40 | $308.1M | 0 | ||
| 2024 Q2 | 37 | $263.7M | 0 | ||
| 2024 Q1 | 38 | $245.7M | 0 | ||
| 2023 Q4 | 32 | $192.3M | 0 | ||
| 2023 Q3 | 30 | $140.6M | 0 | ||
| 2023 Q2 | 34 | $158.9M | 0 | ||
| 2023 Q1 | 33 | $143.2M | 0 | ||
| 2022 Q4 | 36 | $139.4M | 0 | ||
| 2022 Q3 | 38 | $128.4M | 0 | ||
| 2022 Q2 | 35 | $121.6M | 0 | ||
| 2022 Q1 | 35 | $119.8M | 0 | ||
| 2021 Q4 | 37 | $134.9M | 0 | ||
| 2021 Q3 | 33 | $122.5M | 0 | ||
| 2021 Q2 | 33 | $130.3M | 0 | ||
| 2021 Q1 | 34 | $122.3M | 0 | ||
| 2020 Q4 | 32 | $107.9M | 0 |
Holding changes this quarter
AllGen Financial Advisors, Inc.'s most significant position changes for 2026-06-30: New buy: Ishrs Sys Alt Act ETF (IALT); Sold out: Ss Spdr P St Term Tsy ETF (SPTS); New buy: Vanguard Emerg Mkts Gov Bnd (VWOB); Sold out: Jpmorgan Intl Bnd ETF (JPIB); New buy: Schwab Long-term US Treasury (SCHQ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JMUB | Jpmorgan Municipal ETF | +4.6% | +185.54% | Add |
| 2 | TFLO | Ishares Treasury Floating Ra | +3.6% | +2761.53% | Add |
| 3 | IALT | Ishrs Sys Alt Act ETF | +2.5% | NEW | New buy |
| 4 | VWOB | Vanguard Emerg Mkts Gov Bnd | +2.1% | NEW | New buy |
| 5 | JMBS | Janus Henderson Mortg Backed | +1.6% | +59.70% | Add |
| 6 | SCHQ | Schwab Long-term US Treasury | +1.5% | NEW | New buy |
| 7 | SPIB | Ss Spdr P Int C CORP ETF | +1.3% | +68.52% | Add |
| 8 | QQQM | Invesco Nasdaq 100 ETF | +0.3% | -10.22% | Trim |
| 9 | AVEM | Avantis Emerging Markets Eq | +0.2% | +1.72% | Add |
| 10 | MGV | Vanguard Mega Cap Value ETF | +0.2% | -0.18% | Trim |
| 11 | SMLF | Ishares US Smallcap Equity F | +0.2% | -2.22% | Trim |
| 12 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | -6.50% | Trim |
| 13 | DIVI | Franklin International Core | 0% | +2.13% | Add |
| 14 | FBYD | Falcon's Beyond Global Inc-a | 0% | — | Unchanged |
| 15 | AVUV | Avantis US Small Cap Value | 0% | -2.51% | Trim |
| 16 | AAPL | Apple Inc | 0% | — | Unchanged |
| 17 | AVDV | Avantis Intl S/c Value ETF | 0% | +6.74% | Add |
| 18 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 19 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 20 | TSLA | Tesla Inc | — | — | Unchanged |
| 21 | HD | Home Depot Inc | — | — | Unchanged |
| 22 | VMC | Vulcan Materials Co | — | — | Unchanged |
| 23 | SO | Southern Co/the | — | — | Unchanged |
| 24 | WMT | Walmart Inc | 0% | -10.04% | Trim |
| 25 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | +1.27% | Add |
| 26 | RTX | Rtx CORP | 0% | -13.62% | Trim |
| 27 | SCHD | Schwab US Dvd Equity ETF | 0% | -10.31% | Trim |
| 28 | SCHG | Schwab US Large-cap Growth | 0% | -12.82% | Trim |
| 29 | AGG | Ishares Core U.s. Aggregate | -0.1% | EXIT | Sold out |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -7.74% | Trim |
| 31 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -6.04% | Trim |
| 32 | NFLX | Netflix Inc | -0.1% | EXIT | Sold out |
| 33 | ISCF | Ishares International Small | -0.1% | -6.92% | Trim |
| 34 | MSFT | Microsoft CORP | -0.1% | -12.31% | Trim |
| 35 | XOM | Exxon Mobil CORP | -0.1% | EXIT | Sold out |
| 36 | VEU | Vanguard Ftse All-world Ex-u | -0.2% | -4.39% | Trim |
| 37 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | -0.4% | -8.31% | Trim |
| 38 | FEMB | First Trust Emerging Markets | -0.8% | EXIT | Sold out |
| 39 | ELD | Wisdomtree Emrg Mkts Debt | -0.9% | EXIT | Sold out |
| 40 | JPIB | Jpmorgan Intl Bnd ETF | -1.8% | EXIT | Sold out |
| 41 | IAU | Ishares Gold Trust | -1.9% | -7.83% | Trim |
| 42 | SPTS | Ss Spdr P St Term Tsy ETF | -2.3% | EXIT | Sold out |
| 43 | BND | Vanguard Total Bond Market | -9.6% | -44.07% | Trim |
Filing History
FAQ
What is AllGen Financial Advisors, Inc. and what type of investor is it?
AllGen Financial Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $458.0M, spread across 36 disclosed positions.
What are AllGen Financial Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, AllGen Financial Advisors, Inc.'s top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $95.8M (20.9%)
2. Vanguard Total Bond Market (BND) — $46.0M (10.1%)
3. Vanguard Ftse All-world Ex-u (VEU) — $40.4M (8.8%)
4. Jpmorgan Municipal ETF (JMUB) — $33.7M (7.3%)
5. Invesco Nasdaq 100 ETF (QQQM) — $25.8M (5.6%)
What changes did AllGen Financial Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, AllGen Financial Advisors, Inc. made 35 notable position adjustments: 3 new positions were initiated, 8 existing holdings were added to, 17 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Ishrs Sys Alt Act ETF (IALT); Sold out: Ss Spdr P St Term Tsy ETF (SPTS); New buy: Vanguard Emerg Mkts Gov Bnd (VWOB); Sold out: Jpmorgan Intl Bnd ETF (JPIB); New buy: Schwab Long-term US Treasury (SCHQ)
What sectors does AllGen Financial Advisors, Inc. focus on?
AllGen Financial Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 57.2%
• Consumer Discretionary: 19.1%
• Industrials: 7.3%
• Communication Services: 4.9%
• Materials: 3.9%
• Utilities: 3.8%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
AllGen Financial Advisors, Inc. returned an annualized 12.9% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.57 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 57.2% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 40 over the past 4 quarters — a shift toward more active trading.
It has added to its SPIB position over the past two quarters (+$8.0M, now $17.4M), while trimming IAU over the same stretch (-$7.6M, still holding $23.1M).
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Developer Access
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