AI
AIA Investment Management Private Ltd Historical SEC 13F Holdings & Archive (Q3 2020)
AIA Investment Management Private LtdCIK: 0001757363
Diversified strategyContrarianSector-focused
Total reported value
$437.0M
Reporting period: 2020-09-30 · Number of holdings: 437
AIA Investment Management Private Ltd disclosed 437 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $437.0M and a quarterly turnover rate of 59.6%.
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Personality snowflake
- Concentration
- 12.25
- Portfolio Stability
- 59.57
- Momentum
- 15.63
- Sector conviction
- 79.95
- Diversification
- 100
- Sizing Uniformity
- 64.77
AIA Investment Management Private Ltd's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 33 equally-sized positions, well below its 437 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim JD
-95.9% -$41.7M
Add BABA
0.0% $11.8M
Add EDU
+0.4% $6.0M
Add TME
+588.9% $5.8M
Add MSFT
+50.3% $3.8M
Add AAPL
+601.7% $3.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 437 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EDU | New Oriental Education & Technology Group Inc. | Stock-Consumer Staples | 10.29% | +1.46% | +0.44% | |
| 2 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 10.13% | +2.77% | — | |
| 3 | HCM | Hutchmed China-adr | Stock-Other | 3.41% | +0.29% | -7.69% | |
| 4 | BIDU | Baidu Inc - Spon Adr | Stock-Comm Services | 3.30% | — | -1.47% | |
| 5 | TCOM | Trip.com Group Ltd-adr | Stock-Consumer Disc | 2.68% | +0.43% | -1.71% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.43% | +0.88% | +50.30% | |
| 7 | YUMC | Yum China Holdings Inc | Stock-Consumer Disc | 2.20% | +2.20% | NEW | |
| 8 | GDS | Gds Holdings LTD - Adr | Stock-Other | 2.18% | — | -1.78% | |
| 9 | HTHT | H World Group Ltd-adr | Stock-Other | 2.06% | +0.29% | -6.41% | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.00% | +0.59% | +23.04% | |
| 11 | VIPS | Vipshop Holdings LTD - Adr | Stock-Consumer Disc | 1.89% | -0.49% | — | |
| 12 | JOYY | Joyy Inc-adr | Stock-Other | 1.81% | +0.39% | +38.38% | |
| 13 | SHOP | Shopify Inc - Class A | Stock-Tech | 1.57% | +0.30% | +13.93% | |
| 14 | TME | Tencent Music Entertainm-adr | Stock-Comm Services | 1.53% | +1.33% | +588.88% | |
| 15 | PDD | Pdd Holdings Inc | Stock-Consumer Disc | 1.52% | -0.25% | -1.71% | |
| 16 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.50% | +0.41% | +244.90% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 1.31% | +0.73% | +601.71% | |
| 18 | V | Visa Inc-class A Shares | Stock-Financials | 1.19% | +0.38% | +40.19% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.17% | +0.50% | +68.19% | |
| 20 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.10% | +0.33% | +31.88% | |
| 21 | NVDA | Nvidia CORP | Stock-Tech | 1.10% | +0.58% | +47.26% | |
| 22 | BZUN | Baozun Inc-spn Adr | Stock-Other | 1.09% | -0.19% | — | |
| 23 | MKTX | Marketaxess Holdings Inc | Stock-Financials | 1.08% | — | +14.21% | |
| 24 | ✓ | Hollysys Automation Tchngy L | Stock-Other | 1.03% | -0.19% | — | |
| 25 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 1.00% | +0.50% | +88.43% | |
| 26 | DE | Deere & Co | Stock-Industrials | 0.99% | +0.35% | +8.06% | |
| 27 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.94% | +0.33% | +31.97% | |
| 28 | TXN | Texas Instruments Inc | Stock-Tech | 0.93% | +0.22% | +15.47% | |
| 29 | HD | Home Depot Inc | Stock-Consumer Disc | 0.92% | +0.30% | +32.04% | |
| 30 | NFLX | Netflix Inc | Stock-Comm Services | 0.90% | +0.19% | +14.56% | |
| 31 | ZM | Zoom Communications Inc | Stock-Tech | 0.87% | +0.46% | +14.72% | |
| 32 | PGR | Progressive CORP | Stock-Financials | 0.84% | +0.30% | +31.97% | |
| 33 | CHGG | Chegg Inc | Stock-Consumer Staples | 0.83% | — | +13.74% | |
| 34 | ADP | Automatic Data Processing | Stock-Tech | 0.76% | +0.30% | +75.98% | |
| 35 | W | Wayfair Inc- Class A | Stock-Consumer Disc | 0.75% | +0.29% | +10.21% | |
| 36 | BCE | Bce Inc | Stock-Comm Services | 0.68% | +0.35% | +105.37% | |
| 37 | ACN | Accenture plc | Stock-Tech | 0.68% | +0.20% | +31.81% | |
| 38 | NTRS | Northern Trust CORP | Stock-Financials | 0.67% | — | +31.93% | |
| 39 | MA | Mastercard Inc - A | Stock-Financials | 0.64% | +0.19% | +22.12% | |
| 40 | DHR | Danaher CORP | Stock-Healthcare | 0.60% | — | +12.05% | |
| 41 | WDAY | Workday Inc-class A | Stock-Tech | 0.59% | — | +14.64% | |
| 42 | NEE | Nextera Energy Inc | Stock-Utilities | 0.56% | +0.20% | +31.66% | |
| 43 | PLD | Prologis Inc | Stock-Real Estate | 0.56% | — | +31.93% | |
| 44 | BNS | Bank Of Nova Scotia | Stock-Financials | 0.54% | — | +31.94% | |
| 45 | JD | Jd.com Inc-adr | Stock-Consumer Disc | 0.53% | -9.43% | -95.94% | |
| 46 | ECL | Ecolab Inc | Stock-Materials | 0.50% | — | +32.25% | |
| 47 | RDFN | Redfin CORP | Stock-Other | 0.48% | — | +14.19% | |
| 48 | BAX | Baxter International Inc | Stock-Healthcare | 0.48% | — | +63.30% | |
| 49 | TTD | Trade Desk Inc/the -class A | Stock-Comm Services | 0.46% | — | +12.40% | |
| 50 | FRCB | First Republic Bank/ca | Stock-Financials | 0.45% | — | +13.15% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
AIA Investment Management Private Ltd's most significant position changes for 2020-09-30: Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Netease Inc-adr (NTES); New buy: Yum China Holdings Inc (YUMC); New buy: Alexion Pharmaceuticals Inc (ALXN); New buy: Goldman Sachs Group Inc (GS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BABA | Alibaba Group Holding-sp Adr | +2.8% | — | Unchanged |
| 2 | EDU | New Oriental Education & Technology Group Inc. | +1.5% | +0.44% | Add |
| 3 | TME | Tencent Music Entertainm-adr | +1.3% | +588.88% | Add |
| 4 | MSFT | Microsoft CORP | +0.9% | +50.30% | Add |
| 5 | AAPL | Apple Inc | +0.7% | +601.71% | Add |
| 6 | AMZN | Amazon.com Inc | +0.6% | +23.04% | Add |
| 7 | NVDA | Nvidia CORP | +0.6% | +47.26% | Add |
| 8 | GOOGL | Alphabet Inc-cl A | +0.5% | +68.19% | Add |
| 9 | CL | Colgate-palmolive Co | +0.5% | +88.43% | Add |
| 10 | ZM | Zoom Communications Inc | +0.5% | +14.72% | Add |
| 11 | TCOM | Trip.com Group Ltd-adr | +0.4% | -1.71% | Trim |
| 12 | TSLA | Tesla Inc | +0.4% | +244.90% | Add |
| 13 | JOYY | Joyy Inc-adr | +0.4% | +38.38% | Add |
| 14 | V | Visa Inc-class A Shares | +0.4% | +40.19% | Add |
| 15 | ORCL | Oracle CORP | +0.4% | +424.86% | Add |
| 16 | BCE | Bce Inc | +0.4% | +105.37% | Add |
| 17 | DE | Deere & Co | +0.4% | +8.06% | Add |
| 18 | SBUX | Starbucks CORP | +0.3% | +31.97% | Add |
| 19 | MRK | Merck & Co. Inc. | +0.3% | +31.88% | Add |
| 20 | IBM | Intl Business Machines CORP | +0.3% | +764.03% | Add |
| 21 | BBY | Best Buy Co Inc | +0.3% | +2157.83% | Add |
| 22 | PGR | Progressive CORP | +0.3% | +31.97% | Add |
| 23 | ADP | Automatic Data Processing | +0.3% | +75.98% | Add |
| 24 | SHOP | Shopify Inc - Class A | +0.3% | +13.93% | Add |
| 25 | HD | Home Depot Inc | +0.3% | +32.04% | Add |
| 26 | W | Wayfair Inc- Class A | +0.3% | +10.21% | Add |
| 27 | HTHT | H World Group Ltd-adr | +0.3% | -6.41% | Trim |
| 28 | HCM | Hutchmed China-adr | +0.3% | -7.69% | Trim |
| 29 | PFE | Pfizer Inc | +0.3% | +235.47% | Add |
| 30 | INTC | Intel CORP | +0.2% | +156.49% | Add |
| 31 | PCRX | Pacira Biosciences Inc | +0.2% | +71.35% | Add |
| 32 | TXN | Texas Instruments Inc | +0.2% | +15.47% | Add |
| 33 | NEE | Nextera Energy Inc | +0.2% | +31.66% | Add |
| 34 | ACN | Accenture plc | +0.2% | +31.81% | Add |
| 35 | NFLX | Netflix Inc | +0.2% | +14.56% | Add |
| 36 | MA | Mastercard Inc - A | +0.2% | +22.12% | Add |
| 37 | ✓ | Hollysys Automation Tchngy L | -0.2% | — | Unchanged |
| 38 | BZUN | Baozun Inc-spn Adr | -0.2% | — | Unchanged |
| 39 | PDD | Pdd Holdings Inc | -0.3% | -1.71% | Trim |
| 40 | VIPS | Vipshop Holdings LTD - Adr | -0.5% | — | Unchanged |
| 41 | JD | Jd.com Inc-adr | -9.4% | -95.94% | Trim |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 43 | NTES | Netease Inc-adr | — | EXIT | Sold out |
| 44 | YUMC | Yum China Holdings Inc | — | NEW | New buy |
| 45 | ALXN | Alexion Pharmaceuticals Inc | — | NEW | New buy |
| 46 | GS | Goldman Sachs Group Inc | — | NEW | New buy |
| 47 | MS | Morgan Stanley | — | NEW | New buy |
| 48 | DISH | Dish Network Corp-a | — | NEW | New buy |
| 49 | WY | Weyerhaeuser Co | — | NEW | New buy |
| 50 | ✓ | Mylan N V | — | NEW | New buy |
Filing History
FAQ
What is AIA Investment Management Private Ltd and what type of investor is it?
AIA Investment Management Private Ltd is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $437.0M, spread across 437 disclosed positions.
What are AIA Investment Management Private Ltd's largest equity positions?
Based on the latest 13F filing, AIA Investment Management Private Ltd's top holdings by market value are:
1. New Oriental Education & Technology Group Inc. (EDU) — $44.9M (10.3%)
2. Alibaba Group Holding-sp Adr (BABA) — $44.3M (10.1%)
3. Hutchmed China-adr (HCM) — $14.9M (3.4%)
4. Baidu Inc - Spon Adr (BIDU) — $14.4M (3.3%)
5. Trip.com Group Ltd-adr (TCOM) — $11.7M (2.7%)
What changes did AIA Investment Management Private Ltd make in its most recent portfolio filing?
In the latest reported quarter, AIA Investment Management Private Ltd made 46 notable position adjustments: 7 new positions were initiated, 32 existing holdings were added to, 5 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Netease Inc-adr (NTES); New buy: Yum China Holdings Inc (YUMC); New buy: Alexion Pharmaceuticals Inc (ALXN); New buy: Goldman Sachs Group Inc (GS)
What sectors does AIA Investment Management Private Ltd focus on?
AIA Investment Management Private Ltd is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 41.7%
• Information Technology: 25.8%
• Health Care: 10.3%
• Financials: 8.6%
• Communication Services: 7.6%
• Industrials: 3.3%
Investment Profile
AIA Investment Management Private Ltd's portfolio is broadly diversified and fast-trading, with 41.7% of the portfolio concentrated in Consumer Discretionary.
Its concentration score has fallen from 100 to 12 over the past 4 quarters — a shift toward broader diversification.
It has added to its EDU position over the past two quarters (+$13.8M, now $44.9M), while trimming HOLLYSYS AUTOMATION TCHNGY L over the same stretch (-$1.9M, still holding $4.5M).
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