Adroit Compliance, LLC 13F Disclosure & Portfolio Data

CIK: 0001766079

Long-term holderQuality / disciplined sizing

Total reported value

$479.3M

Reporting period: 2023-12-31 · Number of holdings: 46

Adroit Compliance, LLC disclosed 46 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $479.3M and a quarterly turnover rate of 0.0%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "A"

Personality snowflake

Concentration: 38.8
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 92
Sizing Uniformity: 81.19

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change	4Q Trend
1	ITOT	Ishares Core S&p Total U.s.	ETF-Other	21.28%	—	—	—
2	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	14.94%	—	—	—
3	VIG	Vanguard Dividend Apprec ETF	ETF-Other	9.26%	—	—	—
4	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	8.68%	—	—	—
5	IQLT	Ishares Msci International Q	ETF-Other	5.68%	—	—	—
6	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	4.81%	—	—	—
7	IMTM	Ishares Msci Intl Momentum F	ETF-Other	3.86%	—	—	—
8	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	3.40%	—	—	—
9	REET	Ishares Global Reit ETF	ETF-Other	3.35%	—	—	—
10	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.23%	—	—	—
11	AVUV	Avantis US Small Cap Value	ETF-Small Cap	3.15%	—	—	—
12	IGLB	Ishares 10+ Year Inv Gr CORP	ETF-Other	2.02%	—	—	—
13	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	1.98%	—	—	—
14	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	1.62%	—	—	—
15	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.52%	—	—	—
16	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.02%	—	—	—
17	ESGU	Ishares Esg Aware Msci USA	ETF-Other	1.01%	—	—	—
18	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.95%	—	—	—
19	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.70%	—	—	—
20	ISCF	Ishares International Small	ETF-Other	0.66%	—	—	—
21	DMXF	Ishares Esg Advanc Msci Eafe	ETF-Other	0.62%	—	—	—
22	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.54%	—	—	—
23	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.52%	—	—	—
24	SUSC	Ishares Esg Aware Usd Corpor	ETF-Other	0.45%	—	—	—
25	SUSB	Ishares Esg Aware 1-5 Year U	ETF-Other	0.44%	—	—	—
26	AVDV	Avantis Intl S/c Value ETF	ETF-Other	0.40%	—	—	—
27	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.39%	—	—	—
28	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.39%	—	—	—
29	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.33%	—	—	—
30	IBDP	Ishares Ibonds Dec 2024 Term	ETF-Other	0.29%	—	—	—
31	NUSC	Nuveen Esg Small-cap ETF	ETF-Other	0.28%	—	—	—
32	IBDQ	Ishares Ibonds Dec 2025 Term	ETF-Other	0.27%	—	—	—
33	IBTE	Ishares Ibonds Dec 2024 Term	ETF-Other	0.26%	—	—	—
34	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	0.26%	—	—	—
35	SGOV	Ishares 0-3 Month Treasury B	ETF-Gov Bonds	0.21%	—	—	—
36	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.20%	—	—	—
37	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.17%	—	—	—
38	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.16%	—	—	—
39	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	0.15%	—	—	—
40	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.11%	—	—	—
41	NUHY	Nuveen Esg Hi Yld CORP Bnd	ETF-Other	0.09%	—	—	—
42	IBHD	Ishares Ibonds 2024 H/y INC	ETF-Other	0.09%	—	—	—
43	IBHE	Ishares Ibonds 2025 H/y INC	ETF-Other	0.07%	—	—	—
44	IBHF	Ishares Ibond 2026 Hy & INC	ETF-Other	0.07%	—	—	—
45	DFAC	Dimensional US Core Equity 2	ETF-Other	0.05%	—	—	—
46	IBDR	Ishares Ibonds Dec 2026 Term	ETF-Other	0.05%	—	—	—

Portfolio Performance

Performance for Q3 2026

+2.3%

Performance Last 4 Quarters

+14%

Based on 88% of reported portfolio value with available pricing

Stdev: +7.8%
Beta: +0.58
Alpha: +1.7%
Max Drawdown: -4.2%
Annualized Perf: +12.3%
Batting Avg vs S&P: +44.8%
Sortino: +2.71
Stutzer: +0.43
Treynor: +0.21
Sterling: +0.91
Calmar: +2.92
Information Ratio: -0.96
Tracking Error: +6.1%
Stdev Down: +4.4%
Winning Months %: +79.3%
Losing Months %: +20.7%
Best 12 Months: +19.3%
Worst 12 Months: +5.9%
Efficiency Ratio: +0.54
Sharpe: +1.53
Stdev Sectors: —
Skewness: -0.59
Kurtosis: +0.03
Upside Potential: +4.14

Reported value over time

Not enough data yet to compute personality scores

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Not enough sector-mapped data yet

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023-12-31	46	$479.3M	0	1ITOT 2IGIB 3VIG Top holdings2023-12-31 1.ITOT 2.IGIB 3.VIG 4.IGSB 5.IQLT 6.IEI 7.IMTM 8.IEFA 9.REET 10.SHY

Holding changes this quarter

Position changes disclosed by Adroit Compliance, LLC for the quarter ending 2023-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2023-12-31	2024-02-21	Amendment	View on EDGAR
2023-12-31	2024-02-08	13F-HR	View on EDGAR

FAQ

What is Adroit Compliance, LLC and what type of investor is it?

Adroit Compliance, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-12-31), the firm manages a tracked equity portfolio valued at approximately $479.3M, spread across 46 disclosed positions.

What are Adroit Compliance, LLC's largest equity positions?

Based on the latest 13F filing, Adroit Compliance, LLC's top holdings by market value are: 1. Ishares Core S&p Total U.s. (ITOT) — $102.0M (21.3%) 2. Ishares 5-10y Inv Grade CORP (IGIB) — $71.6M (14.9%) 3. Vanguard Dividend Apprec ETF (VIG) — $44.4M (9.3%) 4. Ishares 1-5y Inv Grade CORP (IGSB) — $41.6M (8.7%) 5. Ishares Msci International Q (IQLT) — $27.2M (5.7%)

What changes did Adroit Compliance, LLC make in its most recent portfolio filing?

No notable portfolio changes were recorded for Adroit Compliance, LLC in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Adroit Compliance, LLC focus on?

Sector breakdown data is not yet available for Adroit Compliance, LLC. Check back after the next 13F processing cycle.

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Adroit Compliance, LLC 13F Disclosure & Portfolio Data

CIK: 0001766079

Long-term holderQuality / disciplined sizing

Total reported value

$479.3M

Reporting period: 2023-12-31 · Number of holdings: 46

Adroit Compliance, LLC disclosed 46 holdings in its latest 13F filing for the period ending 2023-12-31, with total reported value of $479.3M and a quarterly turnover rate of 0.0%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "A"

Personality snowflake

Concentration: 38.8
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 92
Sizing Uniformity: 81.19

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change	4Q Trend
1	ITOT	Ishares Core S&p Total U.s.	ETF-Other	21.28%	—	—	—
2	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	14.94%	—	—	—
3	VIG	Vanguard Dividend Apprec ETF	ETF-Other	9.26%	—	—	—
4	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	8.68%	—	—	—
5	IQLT	Ishares Msci International Q	ETF-Other	5.68%	—	—	—
6	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	4.81%	—	—	—
7	IMTM	Ishares Msci Intl Momentum F	ETF-Other	3.86%	—	—	—
8	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	3.40%	—	—	—
9	REET	Ishares Global Reit ETF	ETF-Other	3.35%	—	—	—
10	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	3.23%	—	—	—
11	AVUV	Avantis US Small Cap Value	ETF-Small Cap	3.15%	—	—	—
12	IGLB	Ishares 10+ Year Inv Gr CORP	ETF-Other	2.02%	—	—	—
13	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	1.98%	—	—	—
14	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	1.62%	—	—	—
15	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.52%	—	—	—
16	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	1.02%	—	—	—
17	ESGU	Ishares Esg Aware Msci USA	ETF-Other	1.01%	—	—	—
18	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.95%	—	—	—
19	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.70%	—	—	—
20	ISCF	Ishares International Small	ETF-Other	0.66%	—	—	—
21	DMXF	Ishares Esg Advanc Msci Eafe	ETF-Other	0.62%	—	—	—
22	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.54%	—	—	—
23	ACWI	Ishares Msci Acwi ETF	ETF-Other	0.52%	—	—	—
24	SUSC	Ishares Esg Aware Usd Corpor	ETF-Other	0.45%	—	—	—
25	SUSB	Ishares Esg Aware 1-5 Year U	ETF-Other	0.44%	—	—	—
26	AVDV	Avantis Intl S/c Value ETF	ETF-Other	0.40%	—	—	—
27	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.39%	—	—	—
28	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.39%	—	—	—
29	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.33%	—	—	—
30	IBDP	Ishares Ibonds Dec 2024 Term	ETF-Other	0.29%	—	—	—
31	NUSC	Nuveen Esg Small-cap ETF	ETF-Other	0.28%	—	—	—
32	IBDQ	Ishares Ibonds Dec 2025 Term	ETF-Other	0.27%	—	—	—
33	IBTE	Ishares Ibonds Dec 2024 Term	ETF-Other	0.26%	—	—	—
34	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	0.26%	—	—	—
35	SGOV	Ishares 0-3 Month Treasury B	ETF-Gov Bonds	0.21%	—	—	—
36	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.20%	—	—	—
37	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.17%	—	—	—
38	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.16%	—	—	—
39	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	0.15%	—	—	—
40	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.11%	—	—	—
41	NUHY	Nuveen Esg Hi Yld CORP Bnd	ETF-Other	0.09%	—	—	—
42	IBHD	Ishares Ibonds 2024 H/y INC	ETF-Other	0.09%	—	—	—
43	IBHE	Ishares Ibonds 2025 H/y INC	ETF-Other	0.07%	—	—	—
44	IBHF	Ishares Ibond 2026 Hy & INC	ETF-Other	0.07%	—	—	—
45	DFAC	Dimensional US Core Equity 2	ETF-Other	0.05%	—	—	—
46	IBDR	Ishares Ibonds Dec 2026 Term	ETF-Other	0.05%	—	—	—