CIK: 0002016899
Total reported value
$709.9M
Reporting period: 2026-03-31 · Number of holdings: 221
AA Financial Advisors, LLC disclosed 221 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $709.9M and a quarterly turnover rate of 50.8%.
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AA Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 55 equally-sized positions, well below its 221 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.74), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add DFIC
+465.9% $15.0M
Trim VT
-23.8% -$6.1M
Trim CGCP
-39.9% -$7.5M
Trim VOOV
-96.5% -$8.6M
Trim CGDV
+6.4% $1.2M
Add CGGR
+95.6% $12.8M
Showing top 200 holdings (of 221 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | ETF-Other | 4.81% | -1.28% | +6.38% | |
| 2 | VB | Vanguard Small-cap ETF | ETF-Other | 4.72% | — | -1.97% | |
| 3 | CGGR | Cap Group Growth Equity | ETF-Other | 4.15% | +1.07% | +95.59% | |
| 4 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 4.05% | +4.05% | NEW | |
| 5 | CGUS | Cap Group Core Equity | ETF-Other | 2.90% | -0.26% | +26.36% | |
| 6 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.75% | +1.00% | +107.42% | |
| 7 | DFIC | Dimensional International Co | ETF-Other | 2.55% | +1.98% | +465.95% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.54% | — | +2.71% | |
| 9 | VT | Vanguard Tot World Stk ETF | ETF-Other | 2.54% | -1.91% | -23.76% | |
| 10 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.43% | +0.66% | +75.61% | |
| 11 | DGCB | Dimensional Global Credit | ETF-Other | 2.41% | +2.41% | NEW | |
| 12 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.39% | +2.39% | NEW | |
| 13 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.71% | +0.41% | +72.89% | |
| 14 | CGCP | Cap Group Core Plus Income | ETF-Other | 1.53% | -1.87% | -39.90% | |
| 15 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 1.48% | -0.84% | -15.68% | |
| 16 | TSLA | Tesla INC | Stock-Consumer Disc | 1.37% | +0.11% | +71.67% | |
| 17 | CGGO | Cap Group Global Growth | ETF-Other | 1.34% | -0.75% | -12.73% | |
| 18 | VISN | Vistance Networks INC | Stock-Tech | 1.33% | — | — | |
| 19 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.31% | — | -6.30% | |
| 20 | DFSD | Dimensional Short Duration | ETF-Other | 1.28% | +1.28% | NEW | |
| 21 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.28% | — | -9.40% | |
| 22 | DFCF | Dimensional Core Fixed INC | ETF-Other | 1.23% | +1.23% | NEW | |
| 23 | DFGP | Dimensional Glbl Core Pl Fix | ETF-Other | 1.16% | +1.16% | NEW | |
| 24 | PAPR | Innovator U.s. Equity Power | ETF-Other | 1.16% | — | -1.94% | |
| 25 | PJAN | Innovator U.s. Equity Power | ETF-Other | 1.15% | — | -2.32% | |
| 26 | POCT | Innovator U.s. Equity Power | ETF-Other | 1.15% | — | -2.12% | |
| 27 | PJUL | Innovator U.s. Equity Power | ETF-Other | 1.15% | — | -2.14% | |
| 28 | PBFR | Pgim La S&p 500 Buf20 Etf-us | ETF-Large Cap & Growth | 1.11% | +0.62% | +203.32% | |
| 29 | BUFP | Pgim Laddered S&p 500 Buffer | ETF-Large Cap & Growth | 1.11% | +0.63% | +203.46% | |
| 30 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.10% | +0.59% | +186.38% | |
| 31 | DFGX | Dimsnl Intr Cf In Etf-usd In | ETF-Other | 1.09% | +1.09% | NEW | |
| 32 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.08% | +0.66% | +213.31% | |
| 33 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 1.05% | +1.05% | NEW | |
| 34 | DUHP | Dimensional US High Profi Et | ETF-Other | 1.00% | +1.00% | NEW | |
| 35 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.99% | +0.81% | +626.21% | |
| 36 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.99% | — | -0.43% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.88% | -0.53% | +6.48% | |
| 38 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.87% | — | -12.93% | |
| 39 | BSCT | Invesco Bulletshares 2029 Cb | ETF-Other | 0.86% | -0.65% | -24.53% | |
| 40 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 0.85% | — | +4.39% | |
| 41 | AAPL | Apple INC | Stock-Tech | 0.80% | — | +11.82% | |
| 42 | NVDA | Nvidia CORP | Stock-Tech | 0.78% | — | +1.43% | |
| 43 | AVGO | Broadcom INC | Stock-Tech | 0.76% | — | +2.84% | |
| 44 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.75% | -1.00% | -46.11% | |
| 45 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.70% | -0.53% | -21.77% | |
| 46 | CGBL | Cap Group Core Balanced | ETF-Other | 0.66% | +0.24% | +110.18% | |
| 47 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 0.64% | +0.02% | +37.13% | |
| 48 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.60% | — | +2.20% | |
| 49 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.59% | — | +15.06% | |
| 50 | LRGE | Clearbridge Large Cap Growth | ETF-Large Cap & Growth | 0.54% | -1.00% | -49.32% |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+18.1%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 221 | $709.9M | 51 | |
| 2025-12-31 | 208 | $541.0M | 21 | |
| 2025-09-30 | 190 | $508.9M | 33 | |
| 2025-06-30 | 186 | $464.1M | 0 | |
| 2025-03-31 | 173 | $409.9M | 0 | |
| 2024-12-31 | 168 | $375.0M | 0 | |
| 2024-09-30 | 170 | $345.3M | 0 | |
| 2024-06-30 | 160 | $283.7M | 0 | |
| 2024-03-31 | 153 | $247.8M | 0 | |
| 2023-12-31 | 63 | $150.3M | 0 |
AA Financial Advisors, LLC's most significant position changes for 2026-03-31: New buy: Dimensional US Core Equity 2 (DFAC); New buy: Dimensional Global Credit (DGCB); New buy: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: Dimensional Short Duration (DFSD); Sold out: Vanguard S&p 500 Growth ETF (VOOG).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-17 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-23 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-16 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-03 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-04-02 | 13F-HR | View on EDGAR |
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