AF
AA Financial Advisors, LLC 13F Portfolio Snapshot & Holdings (Q2 2026)
AA Financial Advisors, LLCCIK: 0002016899
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$831.5M
Reporting period: 2026-06-30 · Number of holdings: 230
AA Financial Advisors, LLC disclosed 230 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $831.5M and a quarterly turnover rate of 24.0%.
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Personality snowflake
- Concentration
- 8.35
- Portfolio Stability
- 24.01
- Momentum
- 100
- Sector conviction
- 51
- Diversification
- 100
- Sizing Uniformity
- 80.46
AA Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 230 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.95), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out BIL
Add FDVV
+152.0% $12.3M
Add IJH
+55.6% $13.4M
Add VB
+25.7% $15.2M
Add CGGR
+21.3% $12.5M
Add CGDV
+15.0% $11.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 230 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VB | Vanguard Small-cap ETF | ETF-Other | 5.86% | +1.14% | +25.66% | |
| 2 | CGDV | Cap Group Dividend Value | ETF-Other | 5.48% | +0.67% | +15.05% | |
| 3 | CGGR | Cap Group Growth Equity | ETF-Other | 5.05% | +0.90% | +21.29% | |
| 4 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 3.89% | -0.16% | -1.41% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.68% | +1.25% | +55.65% | |
| 6 | CGUS | Cap Group Core Equity | ETF-Other | 3.20% | +0.30% | +11.47% | |
| 7 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.68% | -0.07% | +14.37% | |
| 8 | VT | Vanguard Tot World Stk ETF | ETF-Other | 2.53% | -0.01% | +3.13% | |
| 9 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.46% | -0.08% | -1.73% | |
| 10 | DFIC | Dimensional International Co | ETF-Other | 2.38% | -0.17% | +4.05% | |
| 11 | FDVV | Fidelity High Dividend ETF | ETF-Other | 2.33% | +1.34% | +152.04% | |
| 12 | DGCB | Dimensional Global Credit | ETF-Other | 2.11% | -0.30% | +1.52% | |
| 13 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.03% | +0.32% | +27.73% | |
| 14 | CGGO | Cap Group Global Growth | ETF-Other | 1.45% | +0.11% | -0.08% | |
| 15 | CGCP | Cap Group Core Plus Income | ETF-Other | 1.39% | -0.14% | +6.51% | |
| 16 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 1.34% | -0.14% | +5.69% | |
| 17 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.30% | +0.22% | +64.23% | |
| 18 | BUFP | Pgim Laddered S&p 500 Buffer | ETF-Large Cap & Growth | 1.25% | +0.14% | +23.21% | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.25% | -0.12% | -5.65% | |
| 20 | PBFR | Pgim La S&p 500 Buf20 Etf-us | ETF-Large Cap & Growth | 1.24% | +0.13% | +23.59% | |
| 21 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.17% | -0.14% | -2.43% | |
| 22 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.15% | +0.63% | +101.49% | |
| 23 | DFSD | Dimensional Short Duration | ETF-Other | 1.13% | -0.15% | +3.02% | |
| 24 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 1.07% | -0.16% | +2.57% | |
| 25 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.06% | -0.22% | -2.81% | |
| 26 | POCT | Innovator U.s. Equity Power | ETF-Other | 1.02% | -0.13% | -3.68% | |
| 27 | PJAN | Innovator U.s. Equity Power | ETF-Other | 1.02% | -0.13% | -3.69% | |
| 28 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.01% | -0.09% | +7.47% | |
| 29 | PAPR | Innovator U.s. Equity Power | ETF-Other | 1.01% | -0.15% | -4.00% | |
| 30 | PJUL | Innovator U.s. Equity Power | ETF-Other | 1.00% | -0.15% | -3.31% | |
| 31 | DFGP | Dimensional Glbl Core Pl Fix | ETF-Other | 0.98% | -0.18% | -1.79% | |
| 32 | DFGX | Dimsnl Intr Cf In Etf-usd In | ETF-Other | 0.98% | -0.11% | +2.90% | |
| 33 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.97% | -0.08% | -2.07% | |
| 34 | DUHP | Dimensional US High Profi Et | ETF-Other | 0.94% | -0.06% | -2.27% | |
| 35 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.90% | -0.09% | -4.50% | |
| 36 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.88% | +0.18% | +28.86% | |
| 37 | AAPL | Apple Inc | Stock-Tech | 0.85% | +0.05% | +8.74% | |
| 38 | NVDA | Nvidia CORP | Stock-Tech | 0.81% | +0.03% | +6.87% | |
| 39 | VISN | Vistance Networks Inc | Stock-Tech | 0.80% | -0.53% | — | |
| 40 | AVGO | Broadcom Inc | Stock-Tech | 0.79% | +0.03% | +0.42% | |
| 41 | MSFT | Microsoft CORP | Stock-Tech | 0.79% | -0.09% | +4.87% | |
| 42 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.78% | -0.09% | -1.81% | |
| 43 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 0.76% | -0.09% | +4.20% | |
| 44 | BSCT | Invesco Bulletshares 2029 Cb | ETF-Other | 0.73% | -0.13% | -0.24% | |
| 45 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.73% | -0.02% | -4.08% | |
| 46 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.68% | +0.08% | +0.84% | |
| 47 | CGBL | Cap Group Core Balanced | ETF-Other | 0.63% | -0.03% | +0.98% | |
| 48 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 0.61% | -0.03% | +12.42% | |
| 49 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.59% | — | +2.09% | |
| 50 | LRGE | Clearbridge Large Cap Growth | ETF-Large Cap & Growth | 0.54% | -0.01% | +2.35% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+16.2%
- Stdev
- +9.3%
- Beta
- +0.74
- Alpha
- +1.3%
- Max Drawdown
- -5.9%
- Annualized Perf
- +15.6%
- Batting Avg vs S&P
- +36.7%
- Sortino
- +3.13
- Stutzer
- +0.46
- Treynor
- +0.2
- Sterling
- +1.02
- Calmar
- +2.65
- Information Ratio
- -0.88
- Tracking Error
- +4%
- Stdev Down
- +4.8%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +25.1%
- Worst 12 Months
- +7.3%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.61
- Stdev Sectors
- +8.5%
- Skewness
- -0.27
- Kurtosis
- +0.09
- Upside Potential
- +4.64
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
AA Financial Advisors, LLC's most significant position changes for 2026-06-30: Sold out: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: ; Sold out: Proshares S&p 500 Dividend A (NOBL); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Honeywell International Inc (HON).
Showing top 200 changes by size (of 243 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FDVV | Fidelity High Dividend ETF | +1.3% | +152.04% | Add |
| 2 | IJH | Ishares Core S&p Midcap ETF | +1.3% | +55.65% | Add |
| 3 | VB | Vanguard Small-cap ETF | +1.1% | +25.66% | Add |
| 4 | CGGR | Cap Group Growth Equity | +0.9% | +21.29% | Add |
| 5 | CGDV | Cap Group Dividend Value | +0.7% | +15.05% | Add |
| 6 | QQQM | Invesco Nasdaq 100 ETF | +0.6% | +101.49% | Add |
| 7 | VNQ | Vanguard Real Estate ETF | +0.3% | +27.73% | Add |
| 8 | CGUS | Cap Group Core Equity | +0.3% | +11.47% | Add |
| 9 | ✓ | +0.3% | NEW | New buy | |
| 10 | GLDM | Spdr Gold Minishares Trust | +0.2% | +64.23% | Add |
| 11 | IVV | Ishares Core S&p 500 ETF | +0.2% | +28.86% | Add |
| 12 | BUFP | Pgim Laddered S&p 500 Buffer | +0.1% | +23.21% | Add |
| 13 | PBFR | Pgim La S&p 500 Buf20 Etf-us | +0.1% | +23.59% | Add |
| 14 | KLAC | Kla CORP | +0.1% | +811.88% | Add |
| 15 | MU | Micron Technology Inc | +0.1% | -33.94% | Trim |
| 16 | CGGO | Cap Group Global Growth | +0.1% | -0.08% | Trim |
| 17 | LLY | Eli Lilly & Co | +0.1% | +0.84% | Add |
| 18 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +15.61% | Add |
| 19 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +19.59% | Add |
| 20 | ✓ | +0.1% | NEW | New buy | |
| 21 | ✓ | +0.1% | NEW | New buy | |
| 22 | CAT | Caterpillar Inc | +0.1% | -6.69% | Trim |
| 23 | UNH | Unitedhealth Group Inc | +0.1% | +122.64% | Add |
| 24 | AAPL | Apple Inc | +0.1% | +8.74% | Add |
| 25 | ASML | ASML Holding N.V. | +0.1% | +9.59% | Add |
| 26 | GEV | GE Vernova Inc | +0.1% | +21.46% | Add |
| 27 | AMAT | Applied Materials Inc | +0.1% | NEW | New buy |
| 28 | VBIL | Vanguard 0-3m T-bill ETF | +0.1% | NEW | New buy |
| 29 | GOOG | Alphabet Inc-cl C | 0% | +5.53% | Add |
| 30 | GE | General Electric | 0% | +5.83% | Add |
| 31 | XLK | Ss Technology Select Sector | 0% | +1.90% | Add |
| 32 | MA | Mastercard Inc - A | 0% | +72.12% | Add |
| 33 | PAYX | Paychex Inc | 0% | NEW | New buy |
| 34 | INTC | Intel CORP | 0% | NEW | New buy |
| 35 | BAI | Ishrs Ai In And Tech Act ETF | 0% | NEW | New buy |
| 36 | NVDA | Nvidia CORP | 0% | +6.87% | Add |
| 37 | AVGO | Broadcom Inc | 0% | +0.42% | Add |
| 38 | MDLZ | Mondelez International Inc-a | 0% | +132.99% | Add |
| 39 | IBM | Intl Business Machines CORP | 0% | +24.48% | Add |
| 40 | CVS | Cvs Health CORP | 0% | +52.29% | Add |
| 41 | PANW | Palo Alto Networks Inc | 0% | NEW | New buy |
| 42 | DHR | Danaher CORP | 0% | +118.64% | Add |
| 43 | KKR | Kkr & Co Inc | 0% | NEW | New buy |
| 44 | PSA | Public Storage | 0% | NEW | New buy |
| 45 | OKE | Oneok Inc | 0% | NEW | New buy |
| 46 | DE | Deere & Co | 0% | +39.38% | Add |
| 47 | KDP | Keurig Dr Pepper Inc | 0% | NEW | New buy |
| 48 | BSMT | Invesco Bulletshares 2029 Mb | 0% | NEW | New buy |
| 49 | C | Citigroup Inc | 0% | NEW | New buy |
| 50 | TXN | Texas Instruments Inc | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is AA Financial Advisors, LLC and what type of investor is it?
AA Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $831.5M, spread across 230 disclosed positions.
What are AA Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, AA Financial Advisors, LLC's top holdings by market value are:
1. Vanguard Small-cap ETF (VB) — $48.8M (5.9%)
2. Cap Group Dividend Value (CGDV) — $45.6M (5.5%)
3. Cap Group Growth Equity (CGGR) — $42.0M (5.0%)
4. Dimensional US Core Equity 2 (DFAC) — $32.4M (3.9%)
5. Ishares Core S&p Midcap ETF (IJH) — $30.6M (3.7%)
What changes did AA Financial Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, AA Financial Advisors, LLC made 192 notable position adjustments: 22 new positions were initiated, 98 existing holdings were added to, 59 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: Ss Spdr Bb 1-3m T-bill ETF (BIL); New buy: ; Sold out: Proshares S&p 500 Dividend A (NOBL); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Honeywell International Inc (HON)
What sectors does AA Financial Advisors, LLC focus on?
AA Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.1%
• Consumer Discretionary: 13.9%
• Financials: 12.4%
• Industrials: 10.6%
• Health Care: 9.6%
• Communication Services: 7.4%
Investment Profile
AA Financial Advisors, LLC returned an annualized 15.6% over the trailing 30 months — outperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.74 (less volatile than the market) and a 37% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 32.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 24 over the past 4 quarters — a shift toward more active trading.
It has added to its CGGR position over the past two quarters (+$25.3M, now $42.0M), while trimming VOOV over the same stretch (-$8.7M, still holding $293.0K).
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