SI
Sargent Investment Group, LLC 13F Filings & Institutional Holdings (Q2 2026)
Sargent Investment Group, LLCCIK: 0001766157
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$831.6M
Reporting period: 2026-06-30 · Number of holdings: 279
Sargent Investment Group, LLC disclosed 279 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $831.6M and a quarterly turnover rate of 20.2%.
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Personality snowflake
- Concentration
- 9.01
- Portfolio Stability
- 20.2
- Momentum
- 100
- Sector conviction
- 55.16
- Diversification
- 100
- Sizing Uniformity
- 76.97
Sargent Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 44 equally-sized positions, well below its 279 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim PLTR
-7.5% -$15.9M
Sold out UTE0
Add BILS
+17.9% $9.8M
Trim CG
-0.9% -$2.0M
Add AAPL
+2.8% $7.7M
Add CIBR
-3.0% $4.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 279 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BILS | Ss Spdrb B 3-12m T-bill ETF | ETF-Other | 7.76% | +0.55% | +17.91% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 6.31% | +0.41% | +2.78% | |
| 3 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 5.39% | -2.61% | -7.49% | |
| 4 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 4.10% | +0.29% | -2.82% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 2.72% | -0.23% | +0.02% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.52% | +0.33% | +1.56% | |
| 7 | UITB | Victoryshares Core Intermedi | ETF-Other | 2.28% | -0.23% | +0.08% | |
| 8 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.17% | +0.10% | +0.07% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 2.01% | +0.10% | +0.84% | |
| 10 | IRM | Iron Mountain Inc | Stock-Real Estate | 2.00% | +0.19% | -2.01% | |
| 11 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 1.94% | +0.41% | -2.96% | |
| 12 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.83% | -0.07% | -1.70% | |
| 13 | IBM | Intl Business Machines CORP | Stock-Tech | 1.81% | +0.08% | -1.20% | |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.54% | +0.04% | +1.15% | |
| 15 | CG | Carlyle Group Inc/the | Stock-Financials | 1.52% | -0.42% | -0.94% | |
| 16 | FTCS | First Trust Capital Strength | ETF-Other | 1.49% | -0.19% | -3.68% | |
| 17 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.49% | -0.09% | -0.88% | |
| 18 | ABBV | Abbvie Inc | Stock-Healthcare | 1.41% | +0.11% | +3.04% | |
| 19 | WMT | Walmart Inc | Stock-Consumer Staples | 1.40% | -0.25% | +1.76% | |
| 20 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.36% | +0.30% | +40.83% | |
| 21 | BX | Blackstone Inc | Stock-Financials | 1.28% | -0.10% | -0.30% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.20% | +0.13% | -0.32% | |
| 23 | EXEL | Exelixis Inc | Stock-Healthcare | 1.19% | +0.18% | +1.69% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.01% | -0.06% | +0.08% | |
| 25 | MA | Mastercard Inc - A | Stock-Financials | 1.00% | -0.05% | +1.21% | |
| 26 | CAT | Caterpillar Inc | Stock-Industrials | 0.90% | +0.28% | +4.72% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.85% | +0.12% | -2.52% | |
| 28 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.80% | +0.08% | +8.71% | |
| 29 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.80% | -0.02% | -19.58% | |
| 30 | BAC | Bank Of America CORP | Stock-Financials | 0.79% | +0.07% | +3.09% | |
| 31 | AVGO | Broadcom Inc | Stock-Tech | 0.75% | +0.10% | +3.38% | |
| 32 | QCOM | Qualcomm Inc | Stock-Tech | 0.74% | +0.17% | -1.91% | |
| 33 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.72% | -0.12% | +0.82% | |
| 34 | GE | General Electric | Stock-Industrials | 0.67% | +0.11% | +0.41% | |
| 35 | ARCC | Ares Capital CORP | Stock-Financials | 0.67% | -0.02% | +4.13% | |
| 36 | DUK | Duke Energy CORP | Stock-Utilities | 0.67% | +0.03% | +18.43% | |
| 37 | CVX | Chevron CORP | Stock-Energy | 0.66% | -0.21% | +3.96% | |
| 38 | MU | Micron Technology Inc | Stock-Tech | 0.63% | +0.39% | -16.95% | |
| 39 | STWD | Starwood Property Trust Inc | Stock-Real Estate | 0.57% | -0.09% | -0.46% | |
| 40 | OLED | Universal Display CORP | Stock-Tech | 0.55% | -0.14% | -7.87% | |
| 41 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 0.55% | +0.03% | +3.07% | |
| 42 | AMD | Advanced Micro Devices | Stock-Tech | 0.54% | +0.23% | -32.72% | |
| 43 | MITK | Mitek Systems Inc | Stock-Other | 0.54% | +0.15% | +3.08% | |
| 44 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.53% | -0.01% | +0.23% | |
| 45 | GEV | GE Vernova Inc | Stock-Industrials | 0.52% | +0.09% | -0.67% | |
| 46 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.52% | -0.11% | -8.40% | |
| 47 | AXP | American Express Co | Stock-Financials | 0.51% | +0.02% | +3.29% | |
| 48 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.50% | -0.13% | -14.10% | |
| 49 | AKRE | Akre Focus ETF | ETF-Other | 0.49% | -0.08% | -6.23% | |
| 50 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.48% | -0.07% | +0.85% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+14.6%
- Stdev
- +12.9%
- Beta
- +0.92
- Alpha
- +0.9%
- Max Drawdown
- -7.2%
- Annualized Perf
- +20%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +3.19
- Stutzer
- +0.44
- Treynor
- +0.21
- Sterling
- +1.26
- Calmar
- +2.76
- Information Ratio
- -0.15
- Tracking Error
- +5.3%
- Stdev Down
- +6%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +36.7%
- Worst 12 Months
- +10.1%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.48
- Stdev Sectors
- +9.2%
- Skewness
- +0.04
- Kurtosis
- -0.75
- Upside Potential
- +5
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 279 | $831.6M | 20 | ||
| 2026 Q1 | 271 | $759.2M | 14 | ||
| 2025 Q4 | 263 | $797.2M | 23 | ||
| 2025 Q3 | 121 | $701.7M | 34 | ||
| 2025 Q2 | 235 | $739.6M | 0 | ||
| 2025 Q1 | 233 | $626.2M | 100 | ||
| 2024 Q4 | 236 | $611.5M | 0 | ||
| 2024 Q3 | 216 | $556.6M | 0 | ||
| 2024 Q2 | 220 | $490.2M | 0 | ||
| 2024 Q1 | 201 | $456.1M | 0 | ||
| 2023 Q4 | 212 | $456.6M | 0 | ||
| 2023 Q3 | 205 | $415.1M | 0 | ||
| 2023 Q2 | 201 | $411.7M | 0 | ||
| 2023 Q1 | 198 | $379.2M | 0 | ||
| 2022 Q4 | 193 | $322.0M | 0 | ||
| 2022 Q3 | 190 | $321.2M | 0 | ||
| 2022 Q2 | 192 | $323.6M | 0 | ||
| 2022 Q1 | 193 | $396.8M | 0 | ||
| 2021 Q4 | 194 | $438.5M | 0 | ||
| 2021 Q3 | 203 | $411.7M | 0 | ||
| 2021 Q2 | 223 | $421.4M | 100 | ||
| 2021 Q1 | 209 | $379.7M | 25 | ||
| 2020 Q4 | 199 | $316.6M | 27 | ||
| 2020 Q3 | 167 | $274.8M | 19 | ||
| 2020 Q2 | 147 | $266.2M | 29 | ||
| 2020 Q1 | 137 | $217.4M | 39 | ||
| 2019 Q4 | 154 | $272.6M | 30 | ||
| 2019 Q3 | 138 | $222.7M | 37 | ||
| 2019 Q2 | 143 | $219.0M | 24 | ||
| 2019 Q1 | 133 | $207.7M | 27 | ||
| 2018 Q4 | 125 | $162.7M | — |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Sargent Investment Group, LLC's most significant position changes for 2026-06-30: Sold out: Cantaloupe Inc (UTE0); Sold out: Honeywell International Inc (HON); New buy: ; New buy: ; New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM).
Showing top 200 changes by size (of 291 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BILS | Ss Spdrb B 3-12m T-bill ETF | +0.6% | +17.91% | Add |
| 2 | AAPL | Apple Inc | +0.4% | +2.78% | Add |
| 3 | CIBR | First Trust Nasdaq Cybersecu | +0.4% | -2.96% | Trim |
| 4 | MU | Micron Technology Inc | +0.4% | -16.95% | Trim |
| 5 | ACWX | Ishares Msci Acwi Ex US ETF | +0.3% | +609.52% | Add |
| 6 | GOOGL | Alphabet Inc-cl A | +0.3% | +1.56% | Add |
| 7 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.3% | +40.83% | Add |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.3% | -2.82% | Trim |
| 9 | CAT | Caterpillar Inc | +0.3% | +4.72% | Add |
| 10 | AMD | Advanced Micro Devices | +0.2% | -32.72% | Trim |
| 11 | UNH | Unitedhealth Group Inc | +0.2% | +53.93% | Add |
| 12 | INTC | Intel CORP | +0.2% | +203.24% | Add |
| 13 | MRVL | Marvell Technology Inc | +0.2% | -23.26% | Trim |
| 14 | IRM | Iron Mountain Inc | +0.2% | -2.01% | Trim |
| 15 | BXP | Bxp Inc | +0.2% | +219.17% | Add |
| 16 | EXEL | Exelixis Inc | +0.2% | +1.69% | Add |
| 17 | QCOM | Qualcomm Inc | +0.2% | -1.91% | Trim |
| 18 | GLW | Corning Inc | +0.2% | -1.86% | Trim |
| 19 | MITK | Mitek Systems Inc | +0.2% | +3.08% | Add |
| 20 | ✓ | +0.1% | NEW | New buy | |
| 21 | ✓ | +0.1% | NEW | New buy | |
| 22 | GOOG | Alphabet Inc-cl C | +0.1% | -0.32% | Trim |
| 23 | LLY | Eli Lilly & Co | +0.1% | -2.52% | Trim |
| 24 | SOXX | Ishares Semiconductor ETF | +0.1% | — | Unchanged |
| 25 | ABBV | Abbvie Inc | +0.1% | +3.04% | Add |
| 26 | GE | General Electric | +0.1% | +0.41% | Add |
| 27 | AMZN | Amazon.com Inc | +0.1% | +0.07% | Add |
| 28 | NVDA | Nvidia CORP | +0.1% | +0.84% | Add |
| 29 | AVGO | Broadcom Inc | +0.1% | +3.38% | Add |
| 30 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | NEW | New buy |
| 31 | GEV | GE Vernova Inc | +0.1% | -0.67% | Trim |
| 32 | ATOM | Atomera Inc | +0.1% | — | Unchanged |
| 33 | ✓ | Carnival CORP LTD F | +0.1% | NEW | New buy |
| 34 | IBM | Intl Business Machines CORP | +0.1% | -1.20% | Trim |
| 35 | TSLA | Tesla Inc | +0.1% | +8.71% | Add |
| 36 | BAC | Bank Of America CORP | +0.1% | +3.09% | Add |
| 37 | CARR | Carrier Global CORP | +0.1% | -0.86% | Trim |
| 38 | AMAT | Applied Materials Inc | +0.1% | +1.62% | Add |
| 39 | PG | Procter & Gamble Co/the | +0.1% | +33.94% | Add |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +42.26% | Add |
| 41 | ✓ | +0.1% | NEW | New buy | |
| 42 | IWD | Ishares Russell 1000 Value E | +0.1% | NEW | New buy |
| 43 | VNO | Vornado Realty Trust | +0.1% | NEW | New buy |
| 44 | CMI | Cummins Inc | +0.1% | +1.33% | Add |
| 45 | FLEX | Flex Ltd. | +0.1% | +0.05% | Add |
| 46 | JPM | Jpmorgan Chase & Co | 0% | +1.15% | Add |
| 47 | TSM | Taiwan Semiconductor-sp Adr | 0% | -6.75% | Trim |
| 48 | VEA | Vanguard Ftse Developed ETF | 0% | +18.91% | Add |
| 49 | SNOW | Snowflake Inc | 0% | -12.52% | Trim |
| 50 | SLG | Sl Green Realty CORP | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Sargent Investment Group, LLC and what type of investor is it?
Sargent Investment Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $831.6M, spread across 279 disclosed positions.
What are Sargent Investment Group, LLC's largest equity positions?
Based on the latest 13F filing, Sargent Investment Group, LLC's top holdings by market value are:
1. Ss Spdrb B 3-12m T-bill ETF (BILS) — $64.5M (7.8%)
2. Apple Inc (AAPL) — $52.5M (6.3%)
3. Palantir Technologies Inc-a (PLTR) — $44.8M (5.4%)
4. Ss Spdr P S&p 500 Growth ETF (SPYG) — $34.1M (4.1%)
5. Microsoft CORP (MSFT) — $22.6M (2.7%)
What changes did Sargent Investment Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sargent Investment Group, LLC made 185 notable position adjustments: 24 new positions were initiated, 94 existing holdings were added to, 56 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: Cantaloupe Inc (UTE0); Sold out: Honeywell International Inc (HON); New buy: ; New buy: ; New buy: Ste Str Spdr Pt S&p 500 ETF (SPYM)
What sectors does Sargent Investment Group, LLC focus on?
Sargent Investment Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.9%
• Financials: 13.0%
• Health Care: 11.3%
• Industrials: 9.4%
• Consumer Discretionary: 7.0%
• Communication Services: 6.7%
Investment Profile
Sargent Investment Group, LLC returned an annualized 20.0% over the trailing 36 months — outperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 35.9% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its IRM position over the past two quarters (+$5.5M, now $16.7M), while trimming PLTR over the same stretch (-$31.7M, still holding $44.8M).
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Developer Access
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