CIK: 0001766157
Total reported value
$759.2M
Reporting period: 2026-03-31 · Number of holdings: 271
Sargent Investment Group, LLC disclosed 271 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $759.2M and a quarterly turnover rate of 13.7%.
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Sargent Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 41 equally-sized positions, well below its 271 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.35), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim PLTR
-6.6% -$15.8M
Trim MSFT
+7.9% -$4.7M
Add IRM
-0.4% $2.5M
Trim BX
+0.9% -$3.4M
Trim CG
-0.5% -$3.3M
Trim IBM
-1.1% -$3.1M
Showing top 200 holdings (of 271 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 8.00% | -1.60% | -6.64% | |
| 2 | BILS | Ss Spdrb B 3-12m T-bill ETF | ETF-Other | 7.21% | +0.27% | -1.32% | |
| 3 | AAPL | Apple INC | Stock-Tech | 5.90% | -0.14% | -0.42% | |
| 4 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.81% | -0.17% | -0.82% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 2.95% | -0.46% | +7.88% | |
| 6 | UITB | Victoryshares Core Intermedi | ETF-Other | 2.51% | — | +0.77% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.19% | -0.09% | -0.49% | |
| 8 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.07% | +0.02% | +6.49% | |
| 9 | CG | Carlyle Group Inc/the | Stock-Financials | 1.94% | -0.32% | -0.46% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 1.91% | +0.02% | +2.64% | |
| 11 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.90% | +0.02% | -3.37% | |
| 12 | IRM | Iron Mountain INC | Stock-Real Estate | 1.81% | +0.40% | -0.38% | |
| 13 | IBM | Intl Business Machines CORP | Stock-Tech | 1.73% | -0.31% | -1.07% | |
| 14 | FTCS | First Trust Capital Strength | ETF-Other | 1.68% | -0.02% | -6.12% | |
| 15 | WMT | Walmart INC | Stock-Consumer Staples | 1.65% | +0.25% | +1.04% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.58% | — | +1.06% | |
| 17 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 1.53% | -0.18% | -3.01% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.50% | — | +5.36% | |
| 19 | BX | Blackstone INC | Stock-Financials | 1.38% | -0.36% | +0.90% | |
| 20 | ABBV | Abbvie INC | Stock-Healthcare | 1.30% | — | +2.86% | |
| 21 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.07% | -0.06% | -1.57% | |
| 22 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.07% | +0.21% | +0.24% | |
| 23 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 1.06% | — | -5.23% | |
| 24 | MA | Mastercard INC - A | Stock-Financials | 1.05% | -0.06% | +2.85% | |
| 25 | EXEL | Exelixis INC | Stock-Healthcare | 1.01% | -0.05% | -6.79% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 0.87% | +0.27% | +2.26% | |
| 27 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.84% | +0.17% | +3.31% | |
| 28 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 0.82% | +0.31% | -1.77% | |
| 29 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.73% | -0.14% | -5.79% | |
| 30 | BAC | Bank Of America CORP | Stock-Financials | 0.72% | — | +7.32% | |
| 31 | TSLA | Tesla INC | Stock-Consumer Disc | 0.72% | -0.07% | +3.85% | |
| 32 | OLED | Universal Display CORP | Stock-Tech | 0.69% | -0.23% | -9.37% | |
| 33 | ARCC | Ares Capital CORP | Stock-Financials | 0.69% | -0.03% | +2.23% | |
| 34 | STWD | Starwood Property Trust INC | Stock-Real Estate | 0.66% | — | +6.56% | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 0.65% | — | +6.15% | |
| 36 | DUK | Duke Energy CORP | Stock-Utilities | 0.64% | +0.14% | +9.89% | |
| 37 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.63% | -0.05% | -11.58% | |
| 38 | UTE0 | Cantaloupe INC | Stock-Other | 0.63% | -0.07% | -16.08% | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.63% | — | +6.51% | |
| 40 | CAT | Caterpillar INC | Stock-Industrials | 0.62% | +0.13% | -1.01% | |
| 41 | QCOM | Qualcomm INC | Stock-Tech | 0.57% | -0.12% | +5.88% | |
| 42 | AKRE | Akre Focus ETF | ETF-Other | 0.57% | -0.19% | -11.34% | |
| 43 | GE | General Electric | Stock-Industrials | 0.56% | -0.05% | -4.82% | |
| 44 | KMI | Kinder Morgan INC | Stock-Energy | 0.55% | +0.14% | +3.63% | |
| 45 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.54% | — | +2.54% | |
| 46 | COP | Conocophillips | Stock-Energy | 0.52% | +0.17% | +0.31% | |
| 47 | ROL | Rollins INC | Stock-Consumer Disc | 0.52% | — | +2.83% | |
| 48 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 0.52% | — | +1.29% | |
| 49 | AXP | American Express Co | Stock-Financials | 0.49% | -0.07% | +2.24% | |
| 50 | HD | Home Depot INC | Stock-Consumer Disc | 0.47% | — | +2.44% |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+11.2%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 271 | $759.2M | 14 | |
| 2025-12-31 | 263 | $797.2M | 23 | |
| 2025-09-30 | 121 | $701.7M | 34 | |
| 2025-06-30 | 235 | $739.6M | 0 | |
| 2025-03-31 | 233 | $626.2M | 100 | |
| 2024-12-31 | 236 | $611.5M | 0 | |
| 2024-09-30 | 216 | $556.6M | 0 | |
| 2024-06-30 | 220 | $490.2M | 0 | |
| 2024-03-31 | 201 | $456.1M | 0 | |
| 2023-12-31 | 212 | $456.6M | 0 | |
| 2023-09-30 | 205 | $415.1M | 0 | |
| 2023-06-30 | 201 | $411.7M | 0 | |
| 2023-03-31 | 198 | $379.2M | 0 | |
| 2022-12-31 | 193 | $322.0M | 0 | |
| 2022-09-30 | 190 | $321.2M | 0 | |
| 2022-06-30 | 192 | $323.6M | 0 | |
| 2022-03-31 | 193 | $396.8M | 0 | |
| 2021-12-31 | 194 | $438.5M | 0 | |
| 2021-09-30 | 203 | $411.7M | 0 | |
| 2021-06-30 | 223 | $421.4M | 100 | |
| 2021-03-31 | 209 | $379.7M | 25 | |
| 2020-12-31 | 199 | $316.6M | 27 | |
| 2020-09-30 | 167 | $274.8M | 19 | |
| 2020-06-30 | 147 | $266.2M | 29 | |
| 2020-03-31 | 137 | $217.4M | 39 | |
| 2019-12-31 | 154 | $272.6M | 30 | |
| 2019-09-30 | 138 | $222.7M | 37 | |
| 2019-06-30 | 143 | $219.0M | 24 | |
| 2019-03-31 | 133 | $207.7M | 27 | |
| 2018-12-31 | 125 | $162.7M | — |
Sargent Investment Group, LLC's most significant position changes for 2026-03-31: New buy: Bxp INC (BXP); Trim: Palantir Technologies Inc-a (PLTR) — shares -6.64%; Add: Microsoft CORP (MSFT) — shares +7.88%; Trim: Iron Mountain INC (IRM) — shares -0.38%; Add: Blackstone INC (BX) — shares +0.90%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IRM | Iron Mountain INC | +0.4% | -0.38% | Trim |
| 2 | VRT | Vertiv Holdings Co-a | +0.3% | -1.77% | Trim |
| 3 | CVX | Chevron CORP | +0.3% | +2.26% | Add |
| 4 | BILS | Ss Spdrb B 3-12m T-bill ETF | +0.3% | -1.32% | Trim |
| 5 | WMT | Walmart INC | +0.3% | +1.04% | Add |
| 6 | JNJ | Johnson & Johnson | +0.2% | +0.24% | Add |
| 7 | COP | Conocophillips | +0.2% | +0.31% | Add |
| 8 | COST | Costco Wholesale CORP | +0.2% | +3.31% | Add |
| 9 | DUK | Duke Energy CORP | +0.1% | +9.89% | Add |
| 10 | KMI | Kinder Morgan INC | +0.1% | +3.63% | Add |
| 11 | XPO | Xpo INC | +0.1% | -2.90% | Trim |
| 12 | CAT | Caterpillar INC | +0.1% | -1.01% | Trim |
| 13 | SLB | Slb LTD | +0.1% | -1.03% | Trim |
| 14 | XOM | Exxon Mobil CORP | +0.1% | -5.39% | Trim |
| 15 | GEV | GE Vernova INC | +0.1% | -3.69% | Trim |
| 16 | MITK | Mitek Systems INC | +0.1% | +0.59% | Add |
| 17 | GLW | Corning INC | +0.1% | -1.10% | Trim |
| 18 | MU | Micron Technology INC | +0.1% | +20.73% | Add |
| 19 | BMY | Bristol-myers Squibb Co | +0.1% | +16.15% | Add |
| 20 | AMZN | Amazon.com INC | 0% | +6.49% | Add |
| 21 | NVDA | Nvidia CORP | 0% | +2.64% | Add |
| 22 | SPYV | Ss Spdr P S&p 500 Value ETF | 0% | -3.37% | Trim |
| 23 | FTCS | First Trust Capital Strength | 0% | -6.12% | Trim |
| 24 | ARCC | Ares Capital CORP | 0% | +2.23% | Add |
| 25 | DHR | Danaher CORP | 0% | +3.13% | Add |
| 26 | EXEL | Exelixis INC | -0.1% | -6.79% | Trim |
| 27 | VTEB | Vanguard Tax-exempt Bond ETF | -0.1% | -11.58% | Trim |
| 28 | GE | General Electric | -0.1% | -4.82% | Trim |
| 29 | GOOG | Alphabet Inc-cl C | -0.1% | -1.57% | Trim |
| 30 | MA | Mastercard INC - A | -0.1% | +2.85% | Add |
| 31 | ORCL | Oracle CORP | -0.1% | +0.66% | Add |
| 32 | INTU | Intuit INC | -0.1% | -19.57% | Trim |
| 33 | TSLA | Tesla INC | -0.1% | +3.85% | Add |
| 34 | UTE0 | Cantaloupe INC | -0.1% | -16.08% | Trim |
| 35 | AXP | American Express Co | -0.1% | +2.24% | Add |
| 36 | ABT | Abbott Laboratories | -0.1% | -0.47% | Trim |
| 37 | GOOGL | Alphabet Inc-cl A | -0.1% | -0.49% | Trim |
| 38 | QCOM | Qualcomm INC | -0.1% | +5.88% | Add |
| 39 | AAPL | Apple INC | -0.1% | -0.42% | Trim |
| 40 | LLY | Eli Lilly & Co | -0.1% | -5.79% | Trim |
| 41 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.2% | -0.82% | Trim |
| 42 | CIBR | First Trust Nasdaq Cybersecu | -0.2% | -3.01% | Trim |
| 43 | AKRE | Akre Focus ETF | -0.2% | -11.34% | Trim |
| 44 | OLED | Universal Display CORP | -0.2% | -9.37% | Trim |
| 45 | IBM | Intl Business Machines CORP | -0.3% | -1.07% | Trim |
| 46 | CG | Carlyle Group Inc/the | -0.3% | -0.46% | Trim |
| 47 | BX | Blackstone INC | -0.4% | +0.90% | Add |
| 48 | MSFT | Microsoft CORP | -0.5% | +7.88% | Add |
| 49 | PLTR | Palantir Technologies Inc-a | -1.6% | -6.64% | Trim |
| 50 | BXP | Bxp INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-05 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-27 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-06 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-31 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-02 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-27 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-26 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-06 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-05 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-04 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-10 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-11 | Amendment | View on EDGAR |
| 2019-12-31 | 2020-01-30 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-29 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-12 | 13F-HR | View on EDGAR |
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