4C
400 Capital Management LLC Historical SEC 13F Holdings & Archive (Q3 2025)
400 Capital Management LLCCIK: 0001909739
Concentrated strategyMomentum followerHigh-turnover trader
Total reported value
$1.4B
Reporting period: 2025-09-30 · Number of holdings: 3
400 Capital Management LLC disclosed 3 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $1.4B and a quarterly turnover rate of 88.2%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 88.16
- Momentum
- 100
- Sector conviction
- 0
- Diversification
- 6
- Sizing Uniformity
- 83.24
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+30.2% $1.0B
Trim HYG
-50.0% -$34.9M
Trim IWM
-42.9% -$6.3M
Sold out XLY
Sold out EWZ
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 97.85% | +17.39% | +30.16% | |
| 2 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.45% | -11.36% | -50.00% | |
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.69% | -3.01% | -42.86% |
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+20.3%
- Stdev
- +13.6%
- Beta
- +1.02
- Alpha
- -0.3%
- Max Drawdown
- -8.8%
- Annualized Perf
- +20.9%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.23
- Stutzer
- +0.44
- Treynor
- +0.2
- Sterling
- +1.28
- Calmar
- +2.37
- Information Ratio
- +0.01
- Tracking Error
- +3.5%
- Stdev Down
- +6.2%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +38.4%
- Worst 12 Months
- +8.5%
- Efficiency Ratio
- +0.64
- Sharpe
- +1.47
- Stdev Sectors
- —
- Skewness
- +0.23
- Kurtosis
- -0.17
- Upside Potential
- +4.83
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
400 Capital Management LLC's most significant position changes for 2025-09-30: Sold out: Ss Consumer Disc Select Sect (XLY); Sold out: Ishares Msci Brazil ETF (EWZ); Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +30.16%; Trim: Ishr Ibx Usd Hiyld Cb Etf-ui (HYG) — shares -50.00%; Trim: Ishares Russell 2000 ETF (IWM) — shares -42.86%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +17.4% | +30.16% | Add |
| 2 | IWM | Ishares Russell 2000 ETF | -3% | -42.86% | Trim |
| 3 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -11.4% | -50.00% | Trim |
| 4 | XLY | Ss Consumer Disc Select Sect | — | EXIT | Sold out |
| 5 | EWZ | Ishares Msci Brazil ETF | — | EXIT | Sold out |
Filing History
FAQ
What is 400 Capital Management LLC and what type of investor is it?
400 Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-09-30), the firm manages a tracked equity portfolio valued at approximately $1.4B, spread across 3 disclosed positions.
What are 400 Capital Management LLC's largest equity positions?
Based on the latest 13F filing, 400 Capital Management LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $1.4B (97.8%)
2. Ishr Ibx Usd Hiyld Cb Etf-ui (HYG) — $20.3M (1.4%)
3. Ishares Russell 2000 ETF (IWM) — $9.7M (0.7%)
What changes did 400 Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, 400 Capital Management LLC made 5 notable position adjustments: 0 new positions were initiated, 1 existing holdings were added to, 2 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Ss Consumer Disc Select Sect (XLY); Sold out: Ishares Msci Brazil ETF (EWZ); Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +30.16%; Trim: Ishr Ibx Usd Hiyld Cb Etf-ui (HYG) — shares -50.00%; Trim: Ishares Russell 2000 ETF (IWM) — shares -42.86%
What sectors does 400 Capital Management LLC focus on?
Sector breakdown data is not yet available for 400 Capital Management LLC. Check back after the next 13F processing cycle.
Investment Profile
400 Capital Management LLC returned an annualized 20.9% over the trailing 36 months — underperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.02 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is concentrated and fast-trading.
Its turnover score has risen from 0 to 88 over the past 4 quarters — a shift toward more active trading.
It has added to its SPY position over the past two quarters (+$1.0B, now $1.4B), while trimming HYG over the same stretch (-$34.9M, still holding $20.3M).
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Developer Access
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REST API
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