CIK: 0001597506
申报总市值
US$6.0亿
申报季度: 2026-03-31 · 持股只数: 192
Warberg Asset Management LLC在最新一期 13F 报告中披露了 192 项持股，申报期为 2026-03-31，总持股市值约为 US$6.0亿，季度换手率为 86.9%。
Warberg Asset Management LLC 目前披露的持仓，Herfindahl 集中度指数为 0.139——换算下来相当于约 7 个等权重仓位，明显低于其实际披露的 192 只持仓。这一差距显示该机构的策略偏向集中在少数高信心仓位，而非广泛分散。
整体仓位大小差异较大（变异系数为 5.09），除少数重仓仓位外，还有许多规模较小的持仓。
最新申报季度中，并未观察到明显偏向加仓既有大仓位或大举建立新仓位的倾向。
目前行业板块分类约覆盖此投资组合披露价值的 45%；其余部分（例如未匹配板块的标的、期权或其他证券类型）尚未纳入板块分类范围。
减仓 78462F953
-51.0% -US$2.3亿
加仓 LITE 0.5 12-15-26
+311.0% US$5974.9万
加仓 STX 3.5 06-01-28
+20.8% US$1491.7万
加仓 OXY-WS
+195.0% US$1772.2万
加仓 CNX 2.25 05-01-26
+43.8% US$1160.0万
加仓 WT 3.25 06-15-26
+53.7% US$438.2万
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&p 500 ETF Tr | ETF-大型股与成长 | 33.62% | -18.31% | -51.03% | |
| 2 | LITE 0.5 12-15-26 | Lumentum Holdings INC | 股票-科技 | 11.42% | +10.37% | +311.02% | |
| 3 | STX 3.5 06-01-28 | Seagate Hdd Cayman | 股票-科技 | 6.00% | +3.46% | +20.81% | |
| 4 | CNX 2.25 05-01-26 | Cnx Resources CORP | 股票-能源 | 5.74% | +2.99% | +43.84% | |
| 5 | OXY-WS | Occidental Petroleum-cw27 | 股票-其他 | 3.49% | +3.11% | +195.00% | |
| 6 | MCHP 1.625 02-15-27 | Microchip Technology INC | 股票-科技 | 3.41% | — | — | |
| 7 | ✓ | 股票-其他 | 3.37% | +0.04% | -22.22% | ||
| 8 | LYV 3.125 01-15-29 | Live Nation Entertainmen | 股票-通信服务 | 2.71% | — | +0.39% | |
| 9 | WT 3.25 06-15-26 | Wisdomtree Investments | 股票-其他 | 1.70% | +1.00% | +53.72% | |
| 10 | VTR 3.75 06-01-26 | Ventas Realty LP | 股票-房地产 | 1.35% | -0.39% | -47.39% | |
| 11 | LCII 3 03-01-30 | Lci Industries | 股票-周期性消费 | 1.31% | +1.31% | NEW | |
| 12 | HALO 1 08-15-28 | Halozyme Therapeutics In | 股票-医疗保健 | 1.29% | +0.01% | -25.00% | |
| 13 | CLM | Cornerstone Strategic Invest | 股票-其他 | 1.27% | +1.26% | NEW | |
| 14 | TXNM 5.75 06-01-54 | Txnm Energy INC | 股票-公用事业 | 1.11% | +1.11% | NEW | |
| 15 | ALNY 1 09-15-27 | Alnylam Pharmaceuticals | 股票-医疗保健 | 1.07% | — | — | |
| 16 | ATRO 5.5 03-15-30 | Astronics CORP | 股票-其他 | 0.87% | +0.66% | +149.63% | |
| 17 | XOM | Exxon Mobil Corporation | 股票-能源 | 0.85% | +0.85% | NEW | |
| 18 | UPS | United Parcel Service, Inc. | 股票-工业 | 0.83% | +0.83% | NEW | |
| 19 | SNOW 0 10-01-29 | Snowflake INC | 股票-科技 | 0.82% | +0.82% | NEW | |
| 20 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-政府公债 | 0.72% | — | — | |
| 21 | NVDA | NVIDIA Corporation | 股票-科技 | 0.64% | — | +57.14% | |
| 22 | CNP 4.25 08-15-26 | Centerpoint Energy INC | 股票-公用事业 | 0.59% | — | — | |
| 23 | WT 3.25 08-15-29 | Wisdomtree INC | 股票-其他 | 0.56% | — | — | |
| 24 | AKAM 1.125 02-15-29 | Akamai Technologies INC | 股票-科技 | 0.48% | +0.48% | NEW | |
| 25 | ALB 7.25 03-01-27 | Albemarle CORP | 股票-原材料 | 0.46% | +0.37% | +219.93% | |
| 26 | FOUR 6 05-01-28 | Shift4 Payments INC | 股票-科技 | 0.45% | +0.45% | NEW | |
| 27 | ✓ | Cantaloupe INC | 股票-其他 | 0.43% | — | +4.69% | |
| 28 | UBER 0.875 12-01-28 2028 | Uber Technologies INC | 股票-工业 | 0.39% | — | +2.63% | |
| 29 | CORZW | Core Scientific INC - 27 | 股票-其他 | 0.39% | — | +20.73% | |
| 30 | EPR 5.75 PERP C | Epr Properties | 股票-房地产 | 0.38% | — | +2.86% | |
| 31 | IRTC 1.5 09-01-29 | Irhythm Holdings INC | 股票-医疗保健 | 0.37% | +0.37% | NEW | |
| 32 | POST 2.5 08-15-27 | Post Holdings INC | 股票-非周期性消费 | 0.36% | -0.79% | -77.50% | |
| 33 | WK 1.125 08-15-26 | Workiva INC | 股票-科技 | 0.35% | -0.35% | -57.62% | |
| 34 | STXS | Stereotaxis INC | 股票-其他 | 0.34% | — | -1.22% | |
| 35 | BAC 7.25 PERP L | Bank Of America CORP | 股票-金融 | 0.30% | — | +71.82% | |
| 36 | XLE | Ss Energy Select Sector | ETF-其他 | 0.30% | +0.30% | NEW | |
| 37 | MSTR | Strategy Inc | 股票-科技 | 0.29% | +0.29% | NEW | |
| 38 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 0.29% | +0.29% | NEW | |
| 39 | SGOV | Ishares 0-3 Month Treasury B | ETF-政府公债 | 0.28% | +0.28% | NEW | |
| 40 | EVRG 4.5 12-15-27 | Evergy INC | 股票-公用事业 | 0.26% | — | +76.85% | |
| 41 | ✓ | Fg Imperii Acquisition CORP | 股票-其他 | 0.26% | +0.26% | NEW | |
| 42 | ✓ | Noble CORP PLC | 股票-其他 | 0.25% | — | +5.91% | |
| 43 | EPR 9 PERP E | Epr Properties | 股票-房地产 | 0.25% | — | -11.10% | |
| 44 | ✓ | 股票-其他 | 0.25% | — | +50.00% | ||
| 45 | ✓ | Xsolla Spac 1 | 股票-其他 | 0.23% | +0.23% | NEW | |
| 46 | OXY | Occidental Petroleum Corporation | 股票-能源 | 0.22% | +0.22% | NEW | |
| 47 | SBUX | Starbucks Corporation | 股票-周期性消费 | 0.21% | — | — | |
| 48 | ✓ | Vendome Acquisition CORP I C | 股票-其他 | 0.20% | — | -14.09% | |
| 49 | ✓ | Palantir Technologies INC | 股票-其他 | 0.20% | -0.42% | -72.41% | |
| 50 | ✓ | Carvana Co | 股票-其他 | 0.19% | -0.27% | -60.00% |
Q3 2026表现
—
近4个季度表现
—
基于可用的0个月历史数据
基于可获取价格的持仓（占申报价值的6%）计算
| 季度 | 持股只数 | 总市值 | 稳定性 | 主要持股 |
|---|---|---|---|---|
| 2026-03-31 | 192 | US$6.0亿 | 87 | |
| 2025-12-31 | 181 | US$8.3亿 | 64 | |
| 2025-09-30 | 188 | US$6.3亿 | 71 | |
| 2025-06-30 | 182 | US$6.4亿 | 0 | |
| 2025-03-31 | 191 | US$6.1亿 | 100 | |
| 2024-12-31 | 198 | US$6.6亿 | 0 | |
| 2024-09-30 | 209 | US$5.6亿 | 0 | |
| 2024-06-30 | 220 | US$6.6亿 | 0 | |
| 2024-03-31 | 213 | US$7.0亿 | 0 | |
| 2023-12-31 | 233 | US$5.3亿 | 0 | |
| 2023-09-30 | 244 | US$5.0亿 | 0 | |
| 2023-06-30 | 238 | US$6.0亿 | 0 | |
| 2023-03-31 | 249 | US$5.1亿 | 0 | |
| 2022-12-31 | 271 | US$6.4亿 | 0 | |
| 2022-09-30 | 294 | US$5.8亿 | 0 | |
| 2022-06-30 | 251 | US$4.5亿 | 0 | |
| 2022-03-31 | 237 | US$216.1亿 | 0 | |
| 2021-12-31 | 200 | US$5.4亿 | 0 | |
| 2021-09-30 | 196 | US$6.2亿 | 0 | |
| 2021-06-30 | 195 | US$5.2亿 | 100 | |
| 2021-03-31 | 153 | US$3.0亿 | 100 | |
| 2020-12-31 | 157 | US$4.1亿 | — |
Warberg Asset Management LLC 在 2026-03-31 最显著的持仓异动： 清仓: Axon Enterprise INC (AXON 0.5 12-15-27); 清仓: Western Digital CORP (WDC 3 11-15-28); 清仓: M/a-com Tech Solutions (MTSI 0.25 03-15-26); 清仓: Box INC (BOX 0 01-15-26); 新建仓: Lci Industries (LCII 3 03-01-30).
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | LITE 0.5 12-15-26 | Lumentum Holdings INC | +10.4% | +311.02% | 加仓 |
| 2 | STX 3.5 06-01-28 | Seagate Hdd Cayman | +3.5% | +20.81% | 加仓 |
| 3 | OXY-WS | Occidental Petroleum-cw27 | +3.1% | +195.00% | 加仓 |
| 4 | CNX 2.25 05-01-26 | Cnx Resources CORP | +3% | +43.84% | 加仓 |
| 5 | WT 3.25 06-15-26 | Wisdomtree Investments | +1% | +53.72% | 加仓 |
| 6 | ATRO 5.5 03-15-30 | Astronics CORP | +0.7% | +149.63% | 加仓 |
| 7 | ALB 7.25 03-01-27 | Albemarle CORP | +0.4% | +219.93% | 加仓 |
| 8 | ✓ | 0% | -22.22% | 减仓 | |
| 9 | HALO 1 08-15-28 | Halozyme Therapeutics In | 0% | -25.00% | 减仓 |
| 10 | TLT | iShares 20+ Year Treasury Bond ETF | -0.1% | -60.00% | 减仓 |
| 11 | SLV | iShares Silver Trust | -0.1% | -84.00% | 减仓 |
| 12 | SMHC | VanEck China Semiconductor ETF | -0.2% | -86.36% | 减仓 |
| 13 | ✓ | Carvana Co | -0.3% | -60.00% | 减仓 |
| 14 | WK 1.125 08-15-26 | Workiva INC | -0.4% | -57.62% | 减仓 |
| 15 | VTR 3.75 06-01-26 | Ventas Realty LP | -0.4% | -47.39% | 减仓 |
| 16 | ✓ | Palantir Technologies INC | -0.4% | -72.41% | 减仓 |
| 17 | POST 2.5 08-15-27 | Post Holdings INC | -0.8% | -77.50% | 减仓 |
| 18 | ✓ | Spdr S&p 500 ETF Tr | -18.3% | -51.03% | 减仓 |
| 19 | AXON 0.5 12-15-27 | Axon Enterprise INC | — | EXIT | 清仓 |
| 20 | WDC 3 11-15-28 | Western Digital CORP | — | EXIT | 清仓 |
| 21 | MTSI 0.25 03-15-26 | M/a-com Tech Solutions | — | EXIT | 清仓 |
| 22 | BOX 0 01-15-26 | Box INC | — | EXIT | 清仓 |
| 23 | LCII 3 03-01-30 | Lci Industries | — | NEW | 新建仓 |
| 24 | CLM | Cornerstone Strategic Invest | — | NEW | 新建仓 |
| 25 | SPOT 0 03-15-26 | Spotify USA INC | — | EXIT | 清仓 |
| 26 | TXNM 5.75 06-01-54 | Txnm Energy INC | — | NEW | 新建仓 |
| 27 | PRGS 1 04-15-26 | Progress Software CORP | — | EXIT | 清仓 |
| 28 | SNOW 0 10-01-27 | Snowflake INC | — | EXIT | 清仓 |
| 29 | IONS 0 04-01-26 | Ionis Pharmaceuticals In | — | EXIT | 清仓 |
| 30 | XOM | Exxon Mobil Corporation | — | NEW | 新建仓 |
| 31 | UPS | United Parcel Service, Inc. | — | NEW | 新建仓 |
| 32 | SNOW 0 10-01-29 | Snowflake INC | — | NEW | 新建仓 |
| 33 | F 0 03-15-26 | Ford Motor Company | — | EXIT | 清仓 |
| 34 | SMHC | VanEck China Semiconductor ETF | — | EXIT | 清仓 |
| 35 | TYL 0.25 03-15-26 | Tyler Technologies INC | — | EXIT | 清仓 |
| 36 | AKAM 1.125 02-15-29 | Akamai Technologies INC | — | NEW | 新建仓 |
| 37 | AWK 3.625 06-15-26 | American Water Capital C | — | EXIT | 清仓 |
| 38 | FOUR 6 05-01-28 | Shift4 Payments INC | — | NEW | 新建仓 |
| 39 | IRTC 1.5 09-01-29 | Irhythm Holdings INC | — | NEW | 新建仓 |
| 40 | XLE | Ss Energy Select Sector | — | NEW | 新建仓 |
| 41 | MSTR | Strategy Inc | — | NEW | 新建仓 |
| 42 | QQQ | Invesco Qqq Trust Series 1 | — | NEW | 新建仓 |
| 43 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | 新建仓 |
| 44 | GBX 2.875 04-15-28 | Greenbrier Cos INC | — | EXIT | 清仓 |
| 45 | ✓ | Fg Imperii Acquisition CORP | — | NEW | 新建仓 |
| 46 | ITRI 0 03-15-26 | Itron INC | — | EXIT | 清仓 |
| 47 | ✓ | Xsolla Spac 1 | — | NEW | 新建仓 |
| 48 | AAPL | Apple Inc. | — | EXIT | 清仓 |
| 49 | ✓ | Rigetti Computing INC | — | EXIT | 清仓 |
| 50 | OXY | Occidental Petroleum Corporation | — | NEW | 新建仓 |
| 季度 | 申报日期 | 类型 | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | 在 EDGAR 上查看 |
| 2025-12-31 | 2026-02-13 | 13F-HR | 在 EDGAR 上查看 |
| 2025-09-30 | 2025-11-06 | 13F-HR | 在 EDGAR 上查看 |
| 2025-06-30 | 2025-08-12 | 13F-HR | 在 EDGAR 上查看 |
| 2025-03-31 | 2025-05-09 | 13F-HR | 在 EDGAR 上查看 |
| 2024-12-31 | 2025-02-13 | 13F-HR | 在 EDGAR 上查看 |
| 2024-09-30 | 2024-11-06 | 13F-HR | 在 EDGAR 上查看 |
| 2024-06-30 | 2024-08-09 | 13F-HR | 在 EDGAR 上查看 |
| 2024-03-31 | 2024-05-06 | 13F-HR | 在 EDGAR 上查看 |
| 2023-12-31 | 2024-02-07 | 13F-HR | 在 EDGAR 上查看 |
| 2023-09-30 | 2023-11-13 | 13F-HR | 在 EDGAR 上查看 |
| 2023-06-30 | 2023-08-09 | 13F-HR | 在 EDGAR 上查看 |
| 2023-03-31 | 2023-05-15 | 13F-HR | 在 EDGAR 上查看 |
| 2022-12-31 | 2023-02-13 | 13F-HR | 在 EDGAR 上查看 |
| 2022-09-30 | 2022-11-07 | 13F-HR | 在 EDGAR 上查看 |
| 2022-06-30 | 2022-08-11 | 13F-HR | 在 EDGAR 上查看 |
| 2022-03-31 | 2022-05-13 | 13F-HR | 在 EDGAR 上查看 |
| 2022-03-31 | 2022-05-13 | 修正案 | 在 EDGAR 上查看 |
| 2021-12-31 | 2022-02-14 | 13F-HR | 在 EDGAR 上查看 |
| 2021-09-30 | 2021-11-15 | 13F-HR | 在 EDGAR 上查看 |
| 2021-06-30 | 2021-08-16 | 13F-HR | 在 EDGAR 上查看 |
| 2021-03-31 | 2021-05-17 | 13F-HR | 在 EDGAR 上查看 |
| 2020-12-31 | 2021-02-16 | 13F-HR | 在 EDGAR 上查看 |
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