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View all 25 holding institutions

Across its top 20 institutional holders, RMCF's holder base skews toward low-concentration, low-turnover investors on average (avg. concentration score 8/100, avg. turnover score 32/100).

Notable Holders

RMCF ranks #7896 out of 37501 tracked stocks by institutional interest, inside the more closely watched half of our coverage.

RMCF is a disclosed holding of Jim Simons (Renaissance Technologies), one of the tracked superinvestors on AlphaSMO — it makes up 0.0% of that fund's own 13F portfolio.

25 institutions disclose a position in RMCF, but none treat it as a major bet — even Leverty Financial Group, LLC, its most concentrated holder, allocates just 0.0% of its own portfolio to it.

4wealth Advisors, Inc. has trimmed its RMCF position for two straight quarters, cutting it by $24.6K while still holding $13.1K.

* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.

Company Fundamentals

RMCF reported a net loss of $5.4M over the trailing twelve months.

Not yet profitable — net loss of $5.4M over the trailing twelve months
Revenue declined 7.8% year over year
Net income declined year over year, from -$4.8M to -$5.4M
Operating cash flow was negative, using $1.8M in cash
Current ratio of 1.29x — below the conventional 1.5x liquidity buffer
Liabilities run 2.87x equity — a highly leveraged balance sheet worth noting

Price Chart

RMCF Quarterly 13F Institutional Trade Shifts

Recent Activity

+$129.0K

Total Buy Value

$1.1M

Total Sell Value

New buy7

Trim4

Add4

Sold out7

Net Buyers

Net Sellers

Top Movers

RMCF

Q2 2026

Top 5 Institutional Movers

Focus Partners Wealth

-$450.0K

Sold out

Renaissance Technologies

-$397.3K

Trim

American Capital Advisory

-$303.5K

Sold out

Thompson Davis & Co

-$215.0K

Sold out

Dimensional Fund Advisors LP

-$140.2K

Trim

Data by AlphaSMO • Not financial advice.

Smart Money Convergence

RMCF does not currently have enough recent insider (Form 4) trading activity to compute a convergence signal against its 13F institutional flows.

13F data as of 2026-06-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.

Recent RMCF Insider Buying & Selling Activity (Form 4)

Congress Trading (STOCK Act)

Form 144 Pre-Sale Notices

No Form 144 planned sale filings in the last 90 days

Beneficial Ownership (13D/13G)

No Schedule 13D/13G filings for this ticker

Material Events (8-K)

Filings (14d)

Data as of 2026-08-24

2026-08-24

Rocky Mountain Chocolate Factory (RMCF) has promoted David Denker to Chief Operating Officer, effective August 14, 2026. The 39-year-old is an internal hire — he's been the company's VP of Franchise Development since September 2025, and before that held leadership roles at Cookie Plug and Salty Dawg after spending over a decade at The Vitamin Shoppe working on franchise strategy and international expansion. His new package includes a $185,000 base salary, an annual cash bonus targeting 50% of his salary, and restricted stock units worth $82,500 at target performance; if the company terminates him without cause, he gets three months' pay plus three months of COBRA health insurance coverage.

View Full Filing (SEC EDGAR)

2026-08-12

No AI summary for this filing type

View Full Filing (SEC EDGAR)

2026-08-07

Rocky Mountain Chocolate Factory held its 2026 annual shareholder meeting virtually on August 3, 2026. At the meeting, shareholders approved a change to the company’s 2024 Omnibus Incentive Compensation Plan that adds 530,000 shares of common stock for future issuance. The filing covers shareholder-vote and related exhibit items; the excerpt does not mention any actual board or officer departures, despite the Item 5.02 heading.

View Full Filing (SEC EDGAR)

2026-07-14 (/A)

Rocky Mountain Chocolate Factory (RMCF) appointed Allen C. Harper as Interim Chief Executive Officer effective June 30, 2026. Harper will receive an annual base salary of $140,000 and a special equity grant of $130,000 in restricted stock units that vest in six equal monthly installments. He will serve temporarily until a permanent CEO is hired.

View Full Filing (SEC EDGAR)

2026-07-14

Rocky Mountain Chocolate Factory, Inc. issued a press release on July 14, 2026, reporting its financial results for the three months ended May 31, 2026. The press release is attached as Exhibit 99.1 to this Form 8-K.

View Full Filing (SEC EDGAR)

2026-07-06

On June 29, 2026, Rocky Mountain Chocolate Factory (RMCF) appointed Allen C. Harper, 81, as Interim CEO and Principal Executive Officer. Harper, a former CEO of American Heritage Railways (AHR) and a major RMCF shareholder through AHR, will receive $200,000 in cash and restricted stock units for the interim period. The final allocation between cash and stock has not been determined.

View Full Filing (SEC EDGAR)

2026-06-30

No AI summary for this filing type

View Full Filing (SEC EDGAR)

2026-06-26

AI summary pending

View Full Filing (SEC EDGAR)

View all Form 8-K filings

CUSIP

77467X101

FAQ

Who are the top institutional investors holding ROCKY MOUNTAIN CHOC FACT INC (RMCF)?

Major stakeholders currently include Renaissance Technologies LLC ($234.7K), Dimensional Fund Advisors LP ($73.0K), Vanguard Capital Management LLC ($59.6K). Based on the latest 13F filings, there are a total of 25 tracked investment funds and institutions maintaining positions in RMCF.

What is the overall institutional sentiment toward RMCF recently?

Institutional sentiment appears Bullish (Net Buying). During the most recent reporting quarter, the stock experienced a net inflow of $87.8K, driven by 11 managers accumulating shares while 11 reduced their exposure.

Which institutions have been selling or reducing their RMCF positions?

In the latest period, 4 funds trimmed their holdings, and 7 managers completely exited their positions. The aggregate reported sell value was $1.1M.

Are there any notable investors adding RMCF to their portfolios?

Yes, buying activity remains notable. 7 institutions opened new positions in {ticker}, and 4 existing holders added to their shares. The total reported buy value for the quarter amounted to $129.0K.

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Developer Access

Access RMCF's institutional ownership data programmatically:

REST API

curl https://alphasmo.com/api/v1/market/stock/RMCF

CLI

npx alphasmo stocks get RMCF

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