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HFRO-PA

HFRO-PA 13F Filings: Institutional Buyers & Sellers

Highland Funds I - Highland Opportunities and Income Fund

-$2.0M

Net Activity

Institutions Holding

72

Popularity Rank

#4598

Avg Weight

0.16%

Total Value

$265.4M

Ownership Trend

72 institutions currently hold HFRO-PA, with 6 net buyers and 5 net sellers this quarter.

Institutional Moves

Institutional Moves (Q3 2022)

Neutral

Based on recent trading activity

Net Selling Institutions

5

Net Buying Institutions

6

Key Holders

Key Holders

Top 5 by Value

GC
Glazer Capital, LLC
$29.6M
DE
D. E. Shaw & Co., Inc.
$14.7M
WA
Weiss Asset Management LP
$14.2M
MW
Marshall Wace, LLP
$13.7M
FT
Fir Tree Capital Management LP
$13.2M

Top 5 by Conviction

RA
RiverPark Advisors, LLC
1.46%
AC
Atalaya Capital Management LP
1.35%
CM
Cohanzick Management, LLC
1.16%
SI
SkyView Investment Advisors, LLC
0.94%
SR
Silver Rock Financial LP
0.59%
View all 72 holding institutions

Quarterly Activity

Recent Activity

+$42.0M

Total Buy Value

$21.7M

Total Sell Value

New buy1
Trim2
Add5
Sold out3

6

Net Buyers

5

Net Sellers

Smart Money Convergence

HFRO-PA does not currently have enough recent insider (Form 4) trading activity to compute a convergence signal against its 13F institutional flows.

13F data as of 2022-09-30 quarterly filings. Note: many large institutions file close to the 45-day post-quarter deadline, so early-quarter flow figures can shift substantially as more filings arrive.

Insider Trading (Form 4)

Form 144 Pre-Sale Notices

No Form 144 planned sale filings in the last 90 days

Beneficial Ownership (13D/13G)

No Schedule 13D/13G filings for this ticker

Material Events (8-K)

No Form 8-K filings for this ticker

CUSIP

G44690108

FAQ

Who are the top institutional investors holding Highland Funds I - Highland Opportunities and Income Fund (HFRO-PA)?
Major stakeholders currently include Glazer Capital, LLC ($29.6M), D. E. Shaw & Co., Inc. ($14.7M), Weiss Asset Management LP ($14.2M). Based on the latest 13F filings, there are a total of 72 tracked investment funds and institutions maintaining positions in HFRO-PA.
What is the overall institutional sentiment toward HFRO-PA recently?
Institutional sentiment appears Bearish (Net Selling). During the most recent reporting quarter, the stock experienced a net outflow of $2.0M, driven by 6 managers accumulating shares while 5 reduced their exposure.
Which institutions have been selling or reducing their HFRO-PA positions?
In the latest period, 2 funds trimmed their holdings, and 3 managers completely exited their positions. The aggregate reported sell value was $21.7M.
Are there any notable investors adding HFRO-PA to their portfolios?
Yes, buying activity remains notable. 1 institutions opened new positions in {ticker}, and 5 existing holders added to their shares. The total reported buy value for the quarter amounted to $42.0M.

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