Dragonfly Energy Holdings Co (DFLI) — Institutional Holders Breakdown (Q2 2026)

Dragonfly Energy Holdings (DFLI) received a letter from Nasdaq on August 20, 2026, notifying the company that it's out of compliance with the exchange's continued-listing rule on minimum stockholders' equity — its equity stood at negative $184,000 as of June 30, far below the required $2.5 million, and it also missed the alternative tests based on market value ($35 million) or net income ($500,000). The stock and warrants continue trading normally for now, so there's no immediate delisting. The company has 45 days, until October 5, 2026, to submit a plan to regain compliance, and if Nasdaq accepts it, the deadline could be extended up to February 16, 2027; if rejected, the company can appeal to a Nasdaq hearings panel.

AI summary pending

Dragonfly Energy Holdings (DFLI), through its wholly owned subsidiary Dragonfly Energy Corp., said on July 31, 2026 that it acquired substantially all of the operating assets tied to the Dakota Lithium brand on an 'as is, where is' basis. The seller was Clean Liquidation, LLC, which is handling an assignment for the benefit of creditors of Clean Republic SODO, LLC. The total purchase price was $4.0 million — $1 million in cash plus 1.5 million shares of DFLI common stock priced at $2.00 per share ($3.0 million in stock) — and the shares were issued under a Securities Receipt Agreement to recipients in exchange for releasing secured claims against the assets, subject to a 12-month lock-up. The company also amended its term loan, raising the interest rate to 14% from 12% (payable-in-kind for a period), delaying the start of covenant testing from March 31, 2027 to September 30, 2027, and setting minimum liquidity at $4.0 million from Aug. 31, 2026 through Jan. 31, 2027, then $5.0 million thereafter.