CIK: 0001535106
Total reported value
$109.2M
Reporting period: 2016-09-30 · Number of holdings: 72
Samsung Asset Management (New York), Inc. disclosed 72 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $109.2M and a quarterly turnover rate of 17.9%.
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Samsung Asset Management (New York), Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, close to its 72 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.72), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim UNP
-60.0% -$1.7M
Trim EOG
-62.0% -$1.3M
Add BIIB
-18.2% $226.0K
Add AAPL
-18.2% -$158.0K
Trim N59465109
-18.2% -$1.0M
Add GOOGL
-18.1% -$302.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 4.27% | +0.54% | -18.21% | |
| 2 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 4.24% | +0.10% | -18.21% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 4.03% | +0.39% | -18.11% | |
| 4 | BIIB | Biogen INC | Stock-Healthcare | 3.72% | +0.74% | -18.20% | |
| 5 | META | Meta Platforms Inc-class A | Stock-Comm Services | 3.57% | +0.28% | -18.21% | |
| 6 | DIS | Walt Disney Co/the | Stock-Comm Services | 3.07% | -0.28% | -18.22% | |
| 7 | WMT | Walmart INC | Stock-Consumer Staples | 3.04% | -0.15% | -18.21% | |
| 8 | MRK | Merck & Co. INC. | Stock-Healthcare | 3.03% | +0.14% | -18.23% | |
| 9 | MA | Mastercard INC - A | Stock-Financials | 2.83% | +0.29% | -18.21% | |
| 10 | PFE | Pfizer INC | Stock-Healthcare | 2.45% | -0.19% | -18.22% | |
| 11 | ✓ | Mylan N V | Stock-Other | 2.41% | -0.43% | -18.21% | |
| 12 | CVX | Chevron CORP | Stock-Energy | 2.40% | -0.13% | -18.18% | |
| 13 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.22% | -0.04% | -18.23% | |
| 14 | EMR | Emerson Electric Co | Stock-Industrials | 2.15% | +0.02% | -18.21% | |
| 15 | WFC | Wells Fargo & Co | Stock-Financials | 2.01% | -0.22% | -18.21% | |
| 16 | CSCO | Cisco Systems INC | Stock-Tech | 1.93% | +0.13% | -18.22% | |
| 17 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.86% | -0.17% | -18.23% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.79% | -0.07% | -18.19% | |
| 19 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.78% | — | -18.02% | |
| 20 | AXP | American Express Co | Stock-Financials | 1.64% | +0.03% | -18.23% | |
| 21 | AMG | Affiliated Managers Group | Stock-Financials | 1.63% | -0.01% | -18.19% | |
| 22 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.62% | -0.07% | -18.21% | |
| 23 | ORCL | Oracle CORP | Stock-Tech | 1.48% | -0.11% | -18.22% | |
| 24 | UTXZ | United Tech CORP | Stock-Other | 1.40% | -0.06% | -18.19% | |
| 25 | BAC | Bank Of America CORP | Stock-Financials | 1.38% | — | -18.22% | |
| 26 | HON | Honeywell International INC | Stock-Industrials | 1.38% | -0.04% | -18.21% | |
| 27 | PNC | Pnc Financial Services Group | Stock-Financials | 1.37% | +0.09% | -18.22% | |
| 28 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.33% | -0.13% | -18.21% | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 1.31% | +0.11% | -18.21% | |
| 30 | UNP | Union Pacific CORP | Stock-Industrials | 1.26% | -1.12% | -59.99% | |
| 31 | C | Citigroup INC | Stock-Financials | 1.24% | +0.09% | -18.21% | |
| 32 | ILMN | Illumina INC | Stock-Healthcare | 1.17% | — | -18.21% | |
| 33 | PRU | Prudential Financial INC | Stock-Financials | 1.17% | — | -18.17% | |
| 34 | STT | State Street CORP | Stock-Financials | 1.17% | — | -18.23% | |
| 35 | URI | United Rentals INC | Stock-Industrials | 1.16% | — | -18.23% | |
| 36 | KO | The Coca-Cola Company | Stock-Consumer Staples | 1.14% | — | -18.19% | |
| 37 | HD | Home Depot INC | Stock-Consumer Disc | 1.04% | -0.02% | -18.16% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.03% | +0.03% | -18.23% | |
| 39 | CVS | Cvs Health CORP | Stock-Healthcare | 1.01% | -0.12% | -18.16% | |
| 40 | PHM | Pultegroup INC | Stock-Consumer Disc | 1.01% | -0.01% | -18.21% | |
| 41 | ✓ | Stock-Other | 1.01% | +0.03% | -18.21% | ||
| 42 | BWA | Borgwarner INC | Stock-Consumer Disc | 0.99% | — | -18.22% | |
| 43 | CAT | Caterpillar INC | Stock-Industrials | 0.95% | — | -18.19% | |
| 44 | ✓ | Stock-Other | 0.93% | -0.04% | -18.24% | ||
| 45 | EOG | Eog Resources INC | Stock-Energy | 0.93% | -0.85% | -61.97% | |
| 46 | MET | Metlife INC | Stock-Financials | 0.87% | — | -18.19% | |
| 47 | AMGN | Amgen INC | Stock-Healthcare | 0.84% | — | -18.07% | |
| 48 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.84% | — | -18.01% | |
| 49 | GS | Goldman Sachs Group INC | Stock-Financials | 0.83% | — | -18.05% | |
| 50 | XOM | Exxon Mobil CORP | Stock-Energy | 0.82% | -0.09% | -18.17% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 72 | $109.2M | 18 | |
| 2016-06-30 | 72 | $129.1M | 57 | |
| 2016-03-31 | 73 | $221.0M | 26 | |
| 2015-12-31 | 75 | $250.3M | 21 | |
| 2015-09-30 | 71 | $260.1M | 36 | |
| 2015-06-30 | 74 | $297.0M | 34 | |
| 2015-03-31 | 76 | $301.0M | 20 | |
| 2014-12-31 | 78 | $298.7M | 31 | |
| 2014-09-30 | 76 | $317.6M | 20 | |
| 2014-06-30 | 76 | $320.6M | 29 | |
| 2014-03-31 | 67 | $283.7M | 49 | |
| 2013-12-31 | 67 | $302.1M | 100 | |
| 2013-09-30 | 69 | $85.0M | 43 | |
| 2013-06-30 | 65 | $86.0M | 0 |
Samsung Asset Management (New York), Inc.'s most significant position changes for 2016-09-30: Sold out: Alcoa INC Com (AA); New buy: Arconic INC (ARNCCHF); Trim: Union Pacific CORP (UNP) — shares -59.99%; Trim: Eog Resources INC (EOG) — shares -61.97%; Trim: Biogen INC (BIIB) — shares -18.20%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BIIB | Biogen INC | +0.7% | -18.20% | Trim |
| 2 | AAPL | Apple INC | +0.5% | -18.21% | Trim |
| 3 | GOOGL | Alphabet Inc-cl A | +0.4% | -18.11% | Trim |
| 4 | MA | Mastercard INC - A | +0.3% | -18.21% | Trim |
| 5 | META | Meta Platforms Inc-class A | +0.3% | -18.21% | Trim |
| 6 | MRK | Merck & Co. INC. | +0.1% | -18.23% | Trim |
| 7 | CSCO | Cisco Systems INC | +0.1% | -18.22% | Trim |
| 8 | MSFT | Microsoft CORP | +0.1% | -18.21% | Trim |
| 9 | PG | Procter & Gamble Co/the | +0.1% | -18.21% | Trim |
| 10 | PNC | Pnc Financial Services Group | +0.1% | -18.22% | Trim |
| 11 | C | Citigroup INC | +0.1% | -18.21% | Trim |
| 12 | AXP | American Express Co | 0% | -18.23% | Trim |
| 13 | ✓ | 0% | -18.21% | Trim | |
| 14 | JPM | Jpmorgan Chase & Co | 0% | -18.23% | Trim |
| 15 | EMR | Emerson Electric Co | 0% | -18.21% | Trim |
| 16 | IBM | Intl Business Machines CORP | 0% | -18.26% | Trim |
| 17 | DUK | Du Pont E I De Nemour&Co | — | -18.14% | Trim |
| 18 | AMG | Affiliated Managers Group | 0% | -18.19% | Trim |
| 19 | PHM | Pultegroup INC | 0% | -18.21% | Trim |
| 20 | HD | Home Depot INC | 0% | -18.16% | Trim |
| 21 | COP | Conocophillips | 0% | -18.19% | Trim |
| 22 | GILD | Gilead Sciences INC | 0% | -18.11% | Trim |
| 23 | UPS | United Parcel Service-cl B | 0% | -18.23% | Trim |
| 24 | HON | Honeywell International INC | 0% | -18.21% | Trim |
| 25 | ✓ | 0% | -18.24% | Trim | |
| 26 | SO | Southern Co/the | -0.1% | -18.20% | Trim |
| 27 | NKE | Nike INC -cl B | -0.1% | -18.19% | Trim |
| 28 | UTXZ | United Tech CORP | -0.1% | -18.19% | Trim |
| 29 | T | At&t INC | -0.1% | -18.19% | Trim |
| 30 | DUK | Duke Energy CORP | -0.1% | -18.18% | Trim |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -18.19% | Trim |
| 32 | UNH | Unitedhealth Group INC | -0.1% | -18.21% | Trim |
| 33 | VZ | Verizon Communications INC | -0.1% | -18.20% | Trim |
| 34 | EQT | Eqt CORP | -0.1% | -18.20% | Trim |
| 35 | XOM | Exxon Mobil CORP | -0.1% | -18.17% | Trim |
| 36 | ORCL | Oracle CORP | -0.1% | -18.22% | Trim |
| 37 | ✓ | -0.1% | -18.19% | Trim | |
| 38 | CVS | Cvs Health CORP | -0.1% | -18.16% | Trim |
| 39 | CVX | Chevron CORP | -0.1% | -18.18% | Trim |
| 40 | AEP | American Electric Power Company, Inc. | -0.1% | -18.21% | Trim |
| 41 | WMT | Walmart INC | -0.2% | -18.21% | Trim |
| 42 | SBUX | Starbucks CORP | -0.2% | -18.23% | Trim |
| 43 | PFE | Pfizer INC | -0.2% | -18.22% | Trim |
| 44 | WFC | Wells Fargo & Co | -0.2% | -18.21% | Trim |
| 45 | DIS | Walt Disney Co/the | -0.3% | -18.22% | Trim |
| 46 | ✓ | Mylan N V | -0.4% | -18.21% | Trim |
| 47 | EOG | Eog Resources INC | -0.9% | -61.97% | Trim |
| 48 | UNP | Union Pacific CORP | -1.1% | -59.99% | Trim |
| 49 | AA | Alcoa INC Com | — | EXIT | Sold out |
| 50 | ARNCCHF | Arconic INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-10 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-11 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-06 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-08 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-08 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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