Caprock Group, LLC — Q3 2016 13F 持股

Name: Caprock Group, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

申报总市值

US$41.2亿

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本季完整持股清单

仅显示前 200 大持股（共 364 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	VEA	Vanguard Ftse Developed ETF	ETF-其他	4.60%	-0.67%	EXIT
2	VTI	Vanguard Total Stock Mkt ETF	ETF-其他	3.52%	+0.61%	-2.44%
3	✓	Powershares Qqq Trust Ser 1	股票-其他	3.43%	—	+2.08%
4	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-大型股与成长	3.40%	—	+18.51%
5	VOO	Vanguard S&p 500 ETF	ETF-大型股与成长	3.33%	+0.10%	+0.25%
6	✓	PayPal Holdings, Inc.	股票-其他	2.33%	—	-5.75%
7	VO	Vanguard Mid-cap ETF	ETF-其他	2.15%	—	+1.52%
8	COST	Costco Wholesale CORP	股票-非周期性消费	1.97%	—	+0.69%
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	1.68%	—	+26.61%
10	AAPL	Apple INC	股票-科技	1.64%	+0.13%	-0.28%
11	EFA	Ishares Msci Eafe ETF	ETF-其他	1.53%	-0.39%	EXIT
12	VB	Vanguard Small-cap ETF	ETF-其他	1.52%	—	+0.58%
13	PG	Procter & Gamble Co/the	股票-非周期性消费	1.50%	—	+15.07%
14	USB	US Bancorp	股票-金融	1.49%	—	+2.82%
15	EBAY	Ebay INC	股票-周期性消费	1.43%	—	-20.61%
16	JNJ	Johnson & Johnson	股票-医疗保健	1.32%	—	+16.67%
17	MSFT	Microsoft CORP	股票-科技	1.31%	-3.07%	EXIT
18	VTV	Vanguard Value ETF	ETF-其他	1.22%	—	-0.97%
19	GLD	Spdr Gold Shares	ETF-避险与商品	1.19%	—	+0.67%
20	HEDJ	Wisdomtree Europe Hedged Equ	ETF-其他	1.11%	—	-22.68%
21	AEP	American Electric Power Company, Inc.	股票-公用事业	1.09%	—	+3.75%
22	CSCO	Cisco Systems INC	股票-科技	0.95%	—	+6.54%
23	EXPD	Expeditors Intl Wash INC	股票-工业	0.88%	—	-20.60%
24	PFE	Pfizer INC	股票-医疗保健	0.87%	—	+6.30%
25	MRK	Merck & Co. INC.	股票-医疗保健	0.75%	—	+2.12%
26	T	At&t INC	股票-通信服务	0.74%	—	-1.22%
27	EPD	Enterprise Products Partners	股票-能源	0.71%	—	-40.85%
28	XOM	Exxon Mobil CORP	股票-能源	0.69%	+0.22%	+2.77%
29	GOOGL	Alphabet Inc-cl A	股票-通信服务	0.68%	+0.11%	+5.13%
30	ORCL	Oracle CORP	股票-科技	0.67%	-0.06%	+10.82%
31	IAUUSD	Ishares Gold Trust	ETF-避险与商品	0.65%	—	-11.67%
32	META	Meta Platforms Inc-class A	股票-通信服务	0.63%	-0.05%	+2.62%
33	QCOM	Qualcomm INC	股票-科技	0.60%	—	+7.35%
34	VZ	Verizon Communications INC	股票-通信服务	0.57%	—	+7.26%
35	IBM	Intl Business Machines CORP	股票-科技	0.56%	—	+60.65%
36	PEP	Pepsico INC	股票-非周期性消费	0.54%	—	+33.33%
37	AMZN	Amazon.com INC	股票-周期性消费	0.53%	+0.01%	+36.84%
38	ABBV	Abbvie INC	股票-医疗保健	0.50%	—	+0.92%
39	UPS	United Parcel Service-cl B	股票-工业	0.50%	—	-0.25%
40	✓	Invesco Financial Preferred ETF	ETF-其他	0.48%	—	—
41	STWD	Starwood Property Trust INC	股票-房地产	0.48%	—	-0.13%
42	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	0.48%	—	+85.57%
43	✓	Mplx LP	股票-其他	0.47%	—	-5.32%
44	DIS	Walt Disney Co/the	股票-通信服务	0.46%	—	-3.12%
45	WMT	Walmart INC	股票-非周期性消费	0.46%	-0.37%	EXIT
46	JPM	Jpmorgan Chase & Co	股票-金融	0.46%	—	+47.97%
47	GOOG	Alphabet Inc-cl C	股票-通信服务	0.45%	+0.01%	+10.33%
48	MMM	3m Co	股票-工业	0.44%	—	+20.64%
49	NVS	Novartis Ag-sponsored Adr	股票-医疗保健	0.44%	—	+17.47%
50	GSK	GSK plc ADRhedged	股票-医疗保健	0.43%	—	-0.36%

1–50 of 200

本季持股变动

Caprock Group, LLC 于截至 Q3 2016 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	AMJEUR	Jpmorgan Alerian Mlp Index	+0.3%	+18.51%	加仓
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+26.61%	加仓
3	IVV	Ishares Core S&p 500 ETF	+0.2%	+85.57%	加仓
4	IBM	Intl Business Machines CORP	+0.2%	+60.65%	加仓
5	PG	Procter & Gamble Co/the	+0.2%	+15.07%	加仓
6	AMZN	Amazon.com INC	+0.2%	+36.84%	加仓
7	✓	Powershares Qqq Trust Ser 1	+0.2%	+2.08%	加仓
8	VOD	Vodafone Group Plc-sp Adr	+0.2%	+105.83%	加仓
9	AAPL	Apple INC	+0.2%	-0.28%	减仓
10	✓	Apollo Coml Real Estate Fin In	+0.2%	+72.28%	加仓
11	JPM	Jpmorgan Chase & Co	+0.2%	+47.97%	加仓
12	QCOM	Qualcomm INC	+0.1%	+7.35%	加仓
13	PEP	Pepsico INC	+0.1%	+33.33%	加仓
14	CSCO	Cisco Systems INC	+0.1%	+6.54%	加仓
15	JNJ	Johnson & Johnson	+0.1%	+16.67%	加仓
16	EFA	Ishares Msci Eafe ETF	+0.1%	+5.81%	加仓
17	EBAY	Ebay INC	+0.1%	-20.61%	减仓
18	VEA	Vanguard Ftse Developed ETF	-0.1%	+0.27%	加仓
19	✓	Host Hotels &resorts INC Com	-0.2%	-71.44%	减仓
20	SHLXUSD	Shell Midstream Partners LP	-0.2%	-26.74%	减仓
21	IBB	Ishares Biotechnology ETF	-0.2%	-62.50%	减仓
22	ECC	Eagle Point Credit Co	-0.3%	-57.71%	减仓
23	EXPD	Expeditors Intl Wash INC	-0.3%	-20.60%	减仓
24	HEDJ	Wisdomtree Europe Hedged Equ	-0.3%	-22.68%	减仓
25	VUG	Vanguard Growth ETF	-0.4%	-45.40%	减仓
26	VGK	Vanguard Ftse Europe ETF	-0.7%	-84.03%	减仓
27	EPD	Enterprise Products Partners	-0.7%	-40.85%	减仓
28	FEZ	State Street Spdr Euro Stoxx	-0.7%	-72.15%	减仓
29	WEP	Magellan Midstream Partners	-0.7%	-57.56%	减仓
30	VOOG	Vanguard S&p 500 Growth ETF	—	EXIT	清仓
31	IEV	Ishares Europe ETF	—	EXIT	清仓
32	✓	Invesco Financial Preferred ETF	—	NEW	新建仓
33	AMT	TD Ameritrade Holding CORP	—	EXIT	清仓
34	JNJ	Johnson & Johnson	—	EXIT	清仓
35	UBS	UBS Group AG	—	EXIT	清仓
36	SJM	Jm Smucker Co/the	—	EXIT	清仓
37	JNJ	Johnson & Johnson	—	NEW	新建仓
38	✓	Plains Group Hlgs LP A	—	NEW	新建仓
39	WDC	Western Digital CORP	—	NEW	新建仓
40	✓	Vanguard Energy ETF	—	NEW	新建仓
41	VDE	Vanguard Energy ETF	—	EXIT	清仓
42	IGSB	Ishares 1-5y Inv Grade CORP	—	EXIT	清仓
43	AM	Antero Midstream Corporation	—	NEW	新建仓
44	NUV	Nuveen Municipal Value	—	EXIT	清仓
45	MUB	Ishares National Muni Bond E	—	EXIT	清仓
46	OEF	Ishares S&p 100 ETF	—	NEW	新建仓
47	VSAT	Viasat INC	—	NEW	新建仓
48	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	清仓
49	FMC	Fmc CORP	—	NEW	新建仓
50	✓	Williams Partners, LP	—	NEW	新建仓