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Winfield Associates, Inc. Historical SEC 13F Holdings & Archive (Q1 2022)
Winfield Associates, Inc.CIK: 0001569655
Diversified strategySector-focusedLong-term holder
Total reported value
$276.4M
Reporting period: 2022-03-31 · Number of holdings: 153
Winfield Associates, Inc. disclosed 153 holdings in its latest 13F filing for the period ending 2022-03-31, with total reported value of $276.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 10.77
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 95.68
- Diversification
- 100
- Sizing Uniformity
- 82.28
Winfield Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 153 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.77), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 8.05% | — | -8.35% | |
| 2 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 7.12% | — | -2.88% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 6.35% | — | -3.60% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.91% | — | +5.29% | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.59% | — | -0.76% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.23% | — | +17.13% | |
| 7 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.52% | — | +70.48% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.09% | — | +9.16% | |
| 9 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 1.81% | — | -5.49% | |
| 10 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.65% | — | +0.28% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.45% | — | -1.58% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.36% | — | -1.81% | |
| 13 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 1.30% | — | +19.89% | |
| 14 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.28% | — | +4.17% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.26% | — | -12.33% | |
| 16 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.18% | — | +20.86% | |
| 17 | MDB | Mongodb Inc | Stock-Tech | 1.15% | — | -3.32% | |
| 18 | PLD | Prologis Inc | Stock-Real Estate | 1.13% | — | -0.26% | |
| 19 | PGR | Progressive CORP | Stock-Financials | 1.13% | — | +0.57% | |
| 20 | XLK | Ss Technology Select Sector | ETF-Tech | 1.11% | — | -10.52% | |
| 21 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.08% | — | +31.40% | |
| 22 | ANETEUR | Arista Networks Inc | Stock-Other | 1.07% | — | -4.04% | |
| 23 | CCI | Crown Castle Inc | Stock-Real Estate | 1.06% | — | -5.63% | |
| 24 | HD | Home Depot Inc | Stock-Consumer Disc | 1.04% | — | -0.11% | |
| 25 | AMD | Advanced Micro Devices | Stock-Tech | 1.03% | — | -1.21% | |
| 26 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.03% | — | +0.06% | |
| 27 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.98% | — | -13.75% | |
| 28 | AMT | American Tower CORP | Stock-Real Estate | 0.97% | — | -13.69% | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.96% | — | -2.84% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.93% | — | -1.79% | |
| 31 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 0.92% | — | +16.79% | |
| 32 | XLI | Ss Industrial Select Sector | ETF-Other | 0.86% | — | -29.12% | |
| 33 | XLE | Ss Energy Select Sector | ETF-Other | 0.83% | — | +115.48% | |
| 34 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.82% | — | +15.59% | |
| 35 | CRM | Salesforce Inc | Stock-Tech | 0.77% | — | -2.05% | |
| 36 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.76% | — | +0.75% | |
| 37 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.70% | — | -1.30% | |
| 38 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.69% | — | — | |
| 39 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.68% | — | +0.95% | |
| 40 | SUB | Ishares Short-term National | ETF-Other | 0.67% | — | +25.44% | |
| 41 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.65% | — | -14.16% | |
| 42 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.64% | — | -1.69% | |
| 43 | COHR | Coherent Corp. | Stock-Tech | 0.64% | — | -6.37% | |
| 44 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.61% | — | +97.06% | |
| 45 | DLR | Digital Realty Trust Inc | Stock-Real Estate | 0.59% | — | -6.54% | |
| 46 | APTV | Aptiv PLC | Stock-Consumer Disc | 0.57% | — | -0.53% | |
| 47 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.50% | — | -18.41% | |
| 48 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.50% | — | — | |
| 49 | F | Ford Motor Co | Stock-Consumer Disc | 0.49% | — | +84.74% | |
| 50 | MRVL | Marvell Technology Inc | Stock-Tech | 0.47% | — | — |
1–50 of 153
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q1 | 153 | $276.4M | 0 | ||
| 2021 Q4 | 155 | $300.2M | 0 | ||
| 2021 Q3 | 151 | $270.7M | 0 | ||
| 2021 Q2 | 148 | $271.3M | 95 | ||
| 2021 Q1 | 140 | $244.4M | 15 | ||
| 2020 Q4 | 134 | $236.6M | 17 | ||
| 2020 Q3 | 127 | $210.0M | 19 | ||
| 2020 Q2 | 130 | $195.3M | 32 | ||
| 2020 Q1 | 123 | $158.3M | 36 | ||
| 2019 Q4 | 145 | $215.6M | 12 | ||
| 2019 Q3 | 145 | $204.6M | 23 | ||
| 2019 Q2 | 127 | $192.9M | 11 | ||
| 2019 Q1 | 127 | $187.5M | 18 | ||
| 2018 Q4 | 115 | $163.4M | 31 | ||
| 2018 Q3 | 127 | $202.8M | 14 | ||
| 2018 Q2 | 122 | $186.6M | 13 | ||
| 2018 Q1 | 120 | $185.7M | 22 | ||
| 2017 Q4 | 994 | $197.6M | 11 | ||
| 2017 Q3 | 995 | $190.0M | 12 | ||
| 2017 Q2 | 1082 | $180.9M | 12 | ||
| 2017 Q1 | 935 | $175.8M | 15 | ||
| 2016 Q4 | 891 | $162.9M | 17 | ||
| 2016 Q3 | 853 | $159.0M | 12 | ||
| 2016 Q2 | 879 | $153.4M | 17 | ||
| 2016 Q1 | 808 | $147.4M | 22 | ||
| 2015 Q4 | 313 | $149.3M | 27 | ||
| 2015 Q3 | 310 | $133.8M | 27 | ||
| 2015 Q2 | 292 | $146.1M | 11 | ||
| 2015 Q1 | 297 | $142.7M | 23 | ||
| 2014 Q4 | 305 | $136.0M | 28 | ||
| 2014 Q3 | 288 | $134.4M | 17 | ||
| 2014 Q2 | 310 | $138.0M | 24 | ||
| 2014 Q1 | 298 | $121.0M | 22 | ||
| 2013 Q4 | 285 | $121.7M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Winfield Associates, Inc. and what type of investor is it?
Winfield Associates, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-03-31), the firm manages a tracked equity portfolio valued at approximately $276.4M, spread across 153 disclosed positions.
What are Winfield Associates, Inc.'s largest equity positions?
Based on the latest 13F filing, Winfield Associates, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $22.3M (8.1%)
2. Amazon.com Inc (AMZN) — $19.7M (7.1%)
3. Microsoft CORP (MSFT) — $17.6M (6.3%)
4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $13.6M (4.9%)
5. Alphabet Inc-cl C (GOOG) — $12.7M (4.6%)
What changes did Winfield Associates, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Winfield Associates, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Winfield Associates, Inc. focus on?
Winfield Associates, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.7%
• Consumer Discretionary: 22.4%
• Communication Services: 16.0%
• Financials: 7.0%
• Health Care: 2.3%
• Industrials: 1.4%
Investment Profile
Winfield Associates, Inc.'s portfolio is broadly diversified and long-term-holding, with 48.7% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 15 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its DVY position over the past two quarters (+$3.5M, now $7.0M), while trimming XBI over the same stretch (-$4.9M, still holding $1.1M).
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