CIK: 0001569655
Total reported value
$276.4M
Reporting period: 2022-03-31 · Number of holdings: 153
Winfield Associates, Inc. disclosed 153 holdings in its latest 13F filing for the period ending 2022-03-31, with total reported value of $276.4M and a quarterly turnover rate of 0.0%.
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Winfield Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, well below its 153 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.77), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 8.05% | — | -8.35% | |
| 2 | AMZN | Amazon.com INC | Stock-Consumer Disc | 7.12% | — | -2.88% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 6.35% | — | -3.60% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.91% | — | +5.29% | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.59% | — | -0.76% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.23% | — | +17.13% | |
| 7 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.52% | — | +70.48% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.09% | — | +9.16% | |
| 9 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 1.81% | — | -5.49% | |
| 10 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.65% | — | +0.28% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.45% | — | -1.58% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.36% | — | -1.81% | |
| 13 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 1.30% | — | +19.89% | |
| 14 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.28% | — | +4.17% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.26% | — | -12.33% | |
| 16 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.18% | — | +20.86% | |
| 17 | MDB | Mongodb INC | Stock-Tech | 1.15% | — | -3.32% | |
| 18 | PLD | Prologis INC | Stock-Real Estate | 1.13% | — | -0.26% | |
| 19 | PGR | Progressive CORP | Stock-Financials | 1.13% | — | +0.57% | |
| 20 | XLK | Ss Technology Select Sector | ETF-Tech | 1.11% | — | -10.52% | |
| 21 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 1.08% | — | +31.40% | |
| 22 | ANETEUR | Arista Networks INC | Stock-Other | 1.07% | — | -4.04% | |
| 23 | CCI | Crown Castle INC | Stock-Real Estate | 1.06% | — | -5.63% | |
| 24 | HD | Home Depot INC | Stock-Consumer Disc | 1.04% | — | -0.11% | |
| 25 | AMD | Advanced Micro Devices | Stock-Tech | 1.03% | — | -1.21% | |
| 26 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.03% | — | +0.06% | |
| 27 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.98% | — | -13.75% | |
| 28 | AMT | American Tower CORP | Stock-Real Estate | 0.97% | — | -13.69% | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.96% | — | -2.84% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.93% | — | -1.79% | |
| 31 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 0.92% | — | +16.79% | |
| 32 | XLI | Ss Industrial Select Sector | ETF-Other | 0.86% | — | -29.12% | |
| 33 | XLE | Ss Energy Select Sector | ETF-Other | 0.83% | — | +115.48% | |
| 34 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.82% | — | +15.59% | |
| 35 | CRM | Salesforce INC | Stock-Tech | 0.77% | — | -2.05% | |
| 36 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.76% | — | +0.75% | |
| 37 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.70% | — | -1.30% | |
| 38 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.69% | — | — | |
| 39 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.68% | — | +0.95% | |
| 40 | SUB | Ishares Short-term National | ETF-Other | 0.67% | — | +25.44% | |
| 41 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.65% | — | -14.16% | |
| 42 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.64% | — | -1.69% | |
| 43 | COHR | Coherent Corp. | Stock-Tech | 0.64% | — | -6.37% | |
| 44 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.61% | — | +97.06% | |
| 45 | DLR | Digital Realty Trust INC | Stock-Real Estate | 0.59% | — | -6.54% | |
| 46 | APTV | Aptiv PLC | Stock-Consumer Disc | 0.57% | — | -0.53% | |
| 47 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.50% | — | -18.41% | |
| 48 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.50% | — | — | |
| 49 | F | Ford Motor Co | Stock-Consumer Disc | 0.49% | — | +84.74% | |
| 50 | MRVL | Marvell Technology INC | Stock-Tech | 0.47% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2022-03-31 | 153 | $276.4M | 0 | |
| 2021-12-31 | 155 | $300.2M | 0 | |
| 2021-09-30 | 151 | $270.7M | 0 | |
| 2021-06-30 | 148 | $271.3M | 95 | |
| 2021-03-31 | 140 | $244.4M | 15 | |
| 2020-12-31 | 134 | $236.6M | 17 | |
| 2020-09-30 | 127 | $210.0M | 19 | |
| 2020-06-30 | 130 | $195.3M | 32 | |
| 2020-03-31 | 123 | $158.3M | 36 | |
| 2019-12-31 | 145 | $215.6M | 12 | |
| 2019-09-30 | 145 | $204.6M | 23 | |
| 2019-06-30 | 127 | $192.9M | 11 | |
| 2019-03-31 | 127 | $187.5M | 18 | |
| 2018-12-31 | 115 | $163.4M | 31 | |
| 2018-09-30 | 127 | $202.8M | 14 | |
| 2018-06-30 | 122 | $186.6M | 13 | |
| 2018-03-31 | 120 | $185.7M | 22 | |
| 2017-12-31 | 994 | $197.6M | 11 | |
| 2017-09-30 | 995 | $190.0M | 12 | |
| 2017-06-30 | 1082 | $180.9M | 12 | |
| 2017-03-31 | 935 | $175.8M | 15 | |
| 2016-12-31 | 891 | $162.9M | 17 | |
| 2016-09-30 | 853 | $159.0M | 12 | |
| 2016-06-30 | 879 | $153.4M | 17 | |
| 2016-03-31 | 808 | $147.4M | 22 | |
| 2015-12-31 | 313 | $149.3M | 27 | |
| 2015-09-30 | 310 | $133.8M | 27 | |
| 2015-06-30 | 292 | $146.1M | 11 | |
| 2015-03-31 | 297 | $142.7M | 23 | |
| 2014-12-31 | 305 | $136.0M | 28 | |
| 2014-09-30 | 288 | $134.4M | 17 | |
| 2014-06-30 | 310 | $138.0M | 24 | |
| 2014-03-31 | 298 | $121.0M | 22 | |
| 2013-12-31 | 285 | $121.7M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2022-03-31 | 2022-04-05 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-14 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-14 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-04 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-13 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-17 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-03 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-17 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-31 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-06 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-27 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-20 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-31 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-26 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-17 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-06 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-06 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-28 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-10 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-28 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-03-17 | 13F-HR | View on EDGAR |
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