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Williams & Novak, LLC Institutional Portfolio & 13F Holdings (Q2 2026)
Williams & Novak, LLCCIK: 0001998419
Diversified strategySector-focusedMomentum follower
Total reported value
$151.2M
Reporting period: 2026-06-30 · Number of holdings: 146
Williams & Novak, LLC disclosed 146 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $151.2M and a quarterly turnover rate of 24.8%.
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Personality snowflake
- Concentration
- 9.07
- Portfolio Stability
- 24.85
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 84.82
Williams & Novak, LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 44 equally-sized positions, well below its 146 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim FBND
-14.1% -$1.5M
Add ISCF
+88.8% $2.3M
Trim SYPR
+3.4% -$890.2K
Add MU
+2.6% $1.4M
Add PRF
+384.6% $1.3M
Trim SLV
-5.1% -$680.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 145 holdings (of 146 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MFUS | Pimco Rafi Dynamic Multi-fac | ETF-Other | 6.62% | +0.21% | +1.90% | |
| 2 | FBND | Fidelity Total Bond ETF | ETF-Other | 6.09% | -1.96% | -14.15% | |
| 3 | FELC | Fidelity Enh Lrg Cap Cor ETF | ETF-Other | 4.89% | +0.05% | -0.37% | |
| 4 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 4.24% | -0.13% | +8.54% | |
| 5 | SYPR | Sypris Solutions Inc | Stock-Other | 3.55% | -1.13% | +3.40% | |
| 6 | MFEM | Pimco Rafi Dynamic Multi-fac | ETF-Other | 3.33% | +0.16% | +5.56% | |
| 7 | ISCF | Ishares International Small | ETF-Other | 3.16% | +1.30% | +88.79% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.45% | +0.25% | +11.42% | |
| 9 | CRM | Salesforce Inc | Stock-Tech | 2.27% | +0.53% | +0.76% | |
| 10 | XPCQX | Pimco California Muni Inc Fd | Stock-Other | 2.17% | -0.42% | -9.51% | |
| 11 | MFDX | Pimco Rafi Dynamic Multi-fac | ETF-Other | 2.00% | -0.04% | +6.79% | |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.86% | +0.08% | +3.97% | |
| 13 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 1.78% | -0.07% | — | |
| 14 | PML | Pimco Municipal Income Fd Ii | Stock-Other | 1.70% | -0.41% | -8.79% | |
| 15 | XSVM | Invesco S&p Smallcap Value W | ETF-Other | 1.61% | +0.06% | +2.56% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.55% | +0.37% | +17.28% | |
| 17 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.48% | -0.11% | — | |
| 18 | MU | Micron Technology Inc | Stock-Tech | 1.32% | +0.86% | +2.61% | |
| 19 | SLV | Ishares Silver Trust | ETF-Commodities | 1.31% | -0.68% | -5.13% | |
| 20 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.31% | -0.12% | -4.02% | |
| 21 | MUNI | Pimco Intermediate Municipal | ETF-Other | 1.16% | -0.16% | -1.41% | |
| 22 | LRCX | Lam Research CORP | Stock-Tech | 1.15% | +0.49% | +1.06% | |
| 23 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 1.10% | -0.23% | -7.39% | |
| 24 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 1.08% | -0.08% | — | |
| 25 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 1.03% | -0.07% | +5.34% | |
| 26 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.02% | +0.81% | +384.64% | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.01% | +0.33% | +39.36% | |
| 28 | EEMS | Ishares Msci Emerging Mkt Sm | ETF-Emerging Markets | 1.01% | -0.05% | -1.13% | |
| 29 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.97% | +0.12% | — | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.95% | +0.16% | +19.75% | |
| 31 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.95% | -0.42% | — | |
| 32 | RING | Ishares Msci Global Gold Min | ETF-Commodities | 0.92% | -0.41% | — | |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.91% | -0.06% | +1.66% | |
| 34 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.88% | +0.14% | +18.79% | |
| 35 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 0.84% | +0.13% | — | |
| 36 | AVGO | Broadcom Inc | Stock-Tech | 0.83% | +0.08% | +4.12% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.82% | -0.15% | -4.71% | |
| 38 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.82% | +0.22% | +11.20% | |
| 39 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.74% | -0.04% | +1.97% | |
| 40 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.73% | +0.04% | -0.89% | |
| 41 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 0.71% | +0.40% | +154.97% | |
| 42 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.71% | +0.14% | +21.83% | |
| 43 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.70% | -0.01% | -1.27% | |
| 44 | DFAI | Dimensional International Co | ETF-Other | 0.66% | -0.08% | -3.15% | |
| 45 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.66% | — | +13.34% | |
| 46 | NVDA | Nvidia CORP | Stock-Tech | 0.60% | +0.14% | +30.58% | |
| 47 | AMKR | Amkor Technology Inc | Stock-Tech | 0.59% | +0.23% | -1.74% | |
| 48 | CGBL | Cap Group Core Balanced | ETF-Other | 0.55% | -0.21% | -25.40% | |
| 49 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.54% | +0.02% | — | |
| 50 | XLK | Ss Technology Select Sector | ETF-Tech | 0.53% | +0.22% | +37.96% |
1–50 of 145
Portfolio Performance
Performance for Q3 2026
-1.7%
Performance Last 4 Quarters
+14.3%
- Stdev
- +10.3%
- Beta
- +0.67
- Alpha
- +1.3%
- Max Drawdown
- -7%
- Annualized Perf
- +14%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.28
- Stutzer
- +0.37
- Treynor
- +0.2
- Sterling
- +0.93
- Calmar
- +1.98
- Information Ratio
- -0.64
- Tracking Error
- +7.5%
- Stdev Down
- +6%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +25.1%
- Worst 12 Months
- +7.1%
- Efficiency Ratio
- +0.48
- Sharpe
- +1.33
- Stdev Sectors
- +19.4%
- Skewness
- -0.74
- Kurtosis
- +0.1
- Upside Potential
- +3.84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Williams & Novak, LLC's most significant position changes for 2026-06-30: New buy: Eli Lilly & Co (LLY); Sold out: Nextera Energy Inc (NEE); Sold out: Avanos Medical Inc (AVNS); New buy: Pimco Pref And Cap Sec Act (PRFD); New buy: Pimco Enhanced Short Maturit (MINT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ISCF | Ishares International Small | +1.3% | +88.79% | Add |
| 2 | MU | Micron Technology Inc | +0.9% | +2.61% | Add |
| 3 | PRF | Invesco Rafi US 1000 ETF | +0.8% | +384.64% | Add |
| 4 | CRM | Salesforce Inc | +0.5% | +0.76% | Add |
| 5 | LRCX | Lam Research CORP | +0.5% | +1.06% | Add |
| 6 | DIVO | Amplify Cwp Enhan Divid ETF | +0.4% | +154.97% | Add |
| 7 | QQQ | Invesco Qqq Trust Series 1 | +0.4% | +17.28% | Add |
| 8 | PMBS | Pimco Mbs Active ETF | +0.3% | +229.63% | Add |
| 9 | LLY | Eli Lilly & Co | +0.3% | NEW | New buy |
| 10 | GOOGL | Alphabet Inc-cl A | +0.3% | +39.36% | Add |
| 11 | AAPL | Apple Inc | +0.3% | +11.42% | Add |
| 12 | AMKR | Amkor Technology Inc | +0.2% | -1.74% | Trim |
| 13 | PRFD | Pimco Pref And Cap Sec Act | +0.2% | NEW | New buy |
| 14 | MINT | Pimco Enhanced Short Maturit | +0.2% | NEW | New buy |
| 15 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +11.20% | Add |
| 16 | XLK | Ss Technology Select Sector | +0.2% | +37.96% | Add |
| 17 | BBVA | Banco Bilbao Vizcaya-sp Adr | +0.2% | NEW | New buy |
| 18 | MFUS | Pimco Rafi Dynamic Multi-fac | +0.2% | +1.90% | Add |
| 19 | CSCO | Cisco Systems Inc | +0.2% | NEW | New buy |
| 20 | AMD | Advanced Micro Devices | +0.2% | NEW | New buy |
| 21 | TSLA | Tesla Inc | +0.2% | NEW | New buy |
| 22 | MFEM | Pimco Rafi Dynamic Multi-fac | +0.2% | +5.56% | Add |
| 23 | VOO | Vanguard S&p 500 ETF | +0.2% | +19.75% | Add |
| 24 | SSUS | Day Hagan Smart Sector ETF | +0.2% | NEW | New buy |
| 25 | MINO | Pimco Municipal Income Oppor | +0.2% | +117.35% | Add |
| 26 | IXN | Ishares Global Tech ETF | +0.2% | NEW | New buy |
| 27 | LDUR | Pimco Enhanced Low Duration | +0.2% | NEW | New buy |
| 28 | AMZN | Amazon.com Inc | +0.1% | +18.79% | Add |
| 29 | DFUS | Dimensional US Eq Mkt ETF | +0.1% | +21.83% | Add |
| 30 | NVDA | Nvidia CORP | +0.1% | +30.58% | Add |
| 31 | FCPI | Fidelity Stocks For Infl ETF | +0.1% | NEW | New buy |
| 32 | RSPN | Invesco S&p 500 Equal Weight | +0.1% | NEW | New buy |
| 33 | FTEC | Fidelity Msci Info Tech Indx | +0.1% | — | Unchanged |
| 34 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | — | Unchanged |
| 35 | JNJ | Johnson & Johnson | +0.1% | +59.05% | Add |
| 36 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +3.97% | Add |
| 37 | AVGO | Broadcom Inc | +0.1% | +4.12% | Add |
| 38 | XSVM | Invesco S&p Smallcap Value W | +0.1% | +2.56% | Add |
| 39 | UNH | Unitedhealth Group Inc | +0.1% | +4.72% | Add |
| 40 | FELC | Fidelity Enh Lrg Cap Cor ETF | +0.1% | -0.37% | Trim |
| 41 | META | Meta Platforms Inc-class A | +0.1% | +32.64% | Add |
| 42 | IVV | Ishares Core S&p 500 ETF | +0.1% | +19.41% | Add |
| 43 | TSHA | Taysha Gene Therapies Inc | +0.1% | — | Unchanged |
| 44 | RSPT | Invesco S&p 500 Equal Weight | +0.1% | — | Unchanged |
| 45 | GOOG | Alphabet Inc-cl C | 0% | -0.89% | Trim |
| 46 | VONE | Vanguard Russell 1000 | 0% | +18.76% | Add |
| 47 | HCAT | Health Catalyst Inc | 0% | +56.91% | Add |
| 48 | MDXG | Mimedx Group Inc | 0% | NEW | New buy |
| 49 | MOD | Modine Manufacturing Co | 0% | -0.70% | Trim |
| 50 | EMGF | Ishares Emerging Markets Equ | 0% | — | Unchanged |
1–50 of 156
Filing History
FAQ
What is Williams & Novak, LLC and what type of investor is it?
Williams & Novak, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $151.2M, spread across 146 disclosed positions.
What are Williams & Novak, LLC's largest equity positions?
Based on the latest 13F filing, Williams & Novak, LLC's top holdings by market value are:
1. Pimco Rafi Dynamic Multi-fac (MFUS) — $10.0M (6.6%)
2. Fidelity Total Bond ETF (FBND) — $9.2M (6.1%)
3. Fidelity Enh Lrg Cap Cor ETF (FELC) — $7.4M (4.9%)
4. Pimco Multisector Bond Actv (PYLD) — $6.4M (4.2%)
5. Sypris Solutions Inc (SYPR) — $5.4M (3.5%)
What changes did Williams & Novak, LLC make in its most recent portfolio filing?
In the latest reported quarter, Williams & Novak, LLC made 125 notable position adjustments: 14 new positions were initiated, 57 existing holdings were added to, 43 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: Eli Lilly & Co (LLY); Sold out: Nextera Energy Inc (NEE); Sold out: Avanos Medical Inc (AVNS); New buy: Pimco Pref And Cap Sec Act (PRFD); New buy: Pimco Enhanced Short Maturit (MINT)
What sectors does Williams & Novak, LLC focus on?
Williams & Novak, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 65.1%
• Communication Services: 12.2%
• Consumer Discretionary: 9.1%
• Health Care: 4.8%
• Financials: 3.0%
• Consumer Staples: 1.6%
Investment Profile
Williams & Novak, LLC returned an annualized 14.0% over the trailing 30 months — outperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.67 (less volatile than the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 65.1% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 25 over the past 4 quarters — a shift toward more active trading.
It has added to its ISCF position over the past two quarters (+$2.5M, now $4.8M), while trimming FBND over the same stretch (-$4.6M, still holding $9.2M).
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WF
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