WF
Whelan Financial SEC 13F Filing (Q3 2026) — Holdings & Portfolio
Whelan FinancialCIK: 0001894921
Diversified strategyMomentum followerSector-focused
Total reported value
$385.8M
Reporting period: 2026-09-30 · Number of holdings: 106
Whelan Financial disclosed 106 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $385.8M and a quarterly turnover rate of 8.3%.
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Personality snowflake
- Concentration
- 31.91
- Portfolio Stability
- 8.29
- Momentum
- 100
- Sector conviction
- 89.82
- Diversification
- 100
- Sizing Uniformity
- 72.57
Whelan Financial's disclosed holdings carry a Herfindahl concentration index of 0.080 — mathematically equivalent to about 13 equally-sized positions, well below its 106 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.74), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VB
+5.2% -$484.0K
Add AAPL
+11.3% $2.8M
Add MSFT
+10.7% $2.4M
Add NVDA
+12.8% $2.5M
Trim QQQM
+1.3% $1.2M
Trim KLAC
-0.5% -$1.8M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 17.04% | -0.54% | +1.26% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 15.51% | +0.06% | +2.84% | |
| 3 | VB | Vanguard Small-cap ETF | ETF-Other | 10.06% | -0.64% | +5.24% | |
| 4 | VNQ | Vanguard Real Estate ETF | ETF-Other | 5.94% | -0.51% | +3.98% | |
| 5 | VGIT | Vanguard Intermediate-term T | ETF-Other | 5.72% | -0.28% | +4.24% | |
| 6 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 4.79% | -0.05% | +6.42% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 4.33% | -0.15% | +6.40% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 4.29% | -0.02% | +7.26% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 3.33% | +0.60% | +11.33% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 2.94% | +0.54% | +12.84% | |
| 11 | IOO | Ishares Global 100 ETF | ETF-Other | 1.85% | +0.04% | +2.07% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 1.82% | +0.57% | +10.67% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.31% | +0.33% | +8.79% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.28% | -0.01% | +7.62% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.09% | +0.13% | +13.81% | |
| 16 | KLAC | Kla CORP | Stock-Tech | 0.83% | -0.53% | -0.54% | |
| 17 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.68% | -0.03% | — | |
| 18 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.66% | -0.03% | +0.01% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.65% | +0.04% | +12.08% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.59% | +0.06% | +20.85% | |
| 21 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.58% | -0.10% | -0.98% | |
| 22 | AVGO | Broadcom Inc | Stock-Tech | 0.58% | — | +11.20% | |
| 23 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.52% | +0.04% | +6.43% | |
| 24 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.51% | -0.10% | +5.38% | |
| 25 | IVLU | Ishares Msci International V | ETF-Other | 0.47% | +0.13% | +42.69% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | +0.03% | +10.93% | |
| 27 | COF | Capital One Financial CORP | Stock-Financials | 0.45% | — | +7.48% | |
| 28 | MU | Micron Technology Inc | Stock-Tech | 0.44% | — | +15.74% | |
| 29 | BAC | Bank Of America CORP | Stock-Financials | 0.44% | -0.01% | +7.51% | |
| 30 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | +0.03% | +19.07% | |
| 31 | AXP | American Express Co | Stock-Financials | 0.40% | -0.04% | +7.02% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.38% | +0.04% | +11.99% | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.34% | -0.03% | +13.85% | |
| 34 | MA | Mastercard Inc - A | Stock-Financials | 0.33% | +0.06% | +15.92% | |
| 35 | UBER | Uber Technologies Inc | Stock-Industrials | 0.32% | +0.01% | +13.19% | |
| 36 | AMD | Advanced Micro Devices | Stock-Tech | 0.31% | +0.06% | +21.42% | |
| 37 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.30% | -0.01% | — | |
| 38 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 0.29% | -0.05% | +8.47% | |
| 39 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.28% | +0.04% | +22.27% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.27% | +0.05% | +4.25% | |
| 41 | LRCX | Lam Research CORP | Stock-Tech | 0.26% | -0.08% | +7.86% | |
| 42 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 0.26% | +0.26% | NEW | |
| 43 | AMAT | Applied Materials Inc | Stock-Tech | 0.25% | -0.09% | +8.76% | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.22% | +0.02% | +22.92% | |
| 45 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 0.20% | — | +11.14% | |
| 46 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.19% | -0.01% | -0.21% | |
| 47 | LULU | Lululemon Athletica Inc | Stock-Consumer Disc | 0.19% | — | +22.31% | |
| 48 | ✓ | Stock-Other | 0.18% | +0.18% | NEW | ||
| 49 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.17% | +0.03% | +11.78% | |
| 50 | WMT | Walmart Inc | Stock-Consumer Staples | 0.17% | -0.01% | +10.51% |
1–50 of 106
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q4 2026
+2%
Performance Last 4 Quarters
+13.7%
- Stdev
- +10.5%
- Beta
- +0.82
- Alpha
- -1.1%
- Max Drawdown
- -7.7%
- Annualized Perf
- +18.2%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +3.58
- Stutzer
- +0.49
- Treynor
- +0.21
- Sterling
- +1.18
- Calmar
- +2.37
- Information Ratio
- -1.34
- Tracking Error
- +3.9%
- Stdev Down
- +4.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +28.5%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.67
- Sharpe
- +1.65
- Stdev Sectors
- +14.5%
- Skewness
- +0.07
- Kurtosis
- -0.05
- Upside Potential
- +5.13
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 106 | $385.8M | 8 | ||
| 2026 Q2 | 101 | $367.2M | 15 | ||
| 2026 Q1 | 88 | $322.1M | 21 | ||
| 2025 Q4 | 95 | $320.1M | 5 | ||
| 2025 Q3 | 97 | $315.5M | 20 | ||
| 2025 Q2 | 65 | $276.6M | 0 | ||
| 2025 Q1 | 63 | $257.1M | 0 | ||
| 2024 Q4 | 59 | $254.3M | 0 | ||
| 2024 Q3 | 43 | $242.8M | 0 | ||
| 2024 Q2 | 40 | $223.9M | 0 | ||
| 2024 Q1 | 42 | $219.0M | 0 | ||
| 2023 Q4 | 37 | $214.3M | 0 | ||
| 2023 Q3 | 34 | $189.6M | 0 | ||
| 2023 Q2 | 32 | $191.3M | 0 | ||
| 2023 Q1 | 30 | $180.3M | 0 | ||
| 2022 Q4 | 28 | $165.7M | 0 | ||
| 2022 Q3 | 28 | $145.4M | 0 | ||
| 2022 Q2 | 22 | $147.9M | 0 | ||
| 2022 Q1 | 22 | $162.4M | 0 | ||
| 2021 Q4 | 19 | $161.1M | 0 | ||
| 2021 Q3 | 16 | $109.4M | 0 |
Holding changes this quarter
Whelan Financial's most significant position changes for 2026-09-30: New buy: Spdr Gold Minishares Trust (GLDM); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Palantir Technologies Inc-a (PLTR); New buy: Dell Technologies -c (DELL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.6% | +11.33% | Add |
| 2 | MSFT | Microsoft CORP | +0.6% | +10.67% | Add |
| 3 | NVDA | Nvidia CORP | +0.5% | +12.84% | Add |
| 4 | META | Meta Platforms Inc-class A | +0.3% | +8.79% | Add |
| 5 | GLDM | Spdr Gold Minishares Trust | +0.3% | NEW | New buy |
| 6 | ✓ | +0.2% | NEW | New buy | |
| 7 | AMZN | Amazon.com Inc | +0.1% | +13.81% | Add |
| 8 | IVLU | Ishares Msci International V | +0.1% | +42.69% | Add |
| 9 | PLTR | Palantir Technologies Inc-a | +0.1% | NEW | New buy |
| 10 | DELL | Dell Technologies -c | +0.1% | NEW | New buy |
| 11 | T | At&t Inc | +0.1% | NEW | New buy |
| 12 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +2.84% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | +0.1% | +20.85% | Add |
| 14 | AMD | Advanced Micro Devices | +0.1% | +21.42% | Add |
| 15 | MA | Mastercard Inc - A | +0.1% | +15.92% | Add |
| 16 | CVX | Chevron CORP | +0.1% | +4.25% | Add |
| 17 | FCX | Freeport-mcmoran Inc | +0.1% | NEW | New buy |
| 18 | IBIT | Ishares Bitcoin Trust ETF | +0.1% | NEW | New buy |
| 19 | MPC | Marathon Petroleum CORP | +0.1% | NEW | New buy |
| 20 | IOO | Ishares Global 100 ETF | 0% | +2.07% | Add |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +12.08% | Add |
| 22 | SCHW | Schwab (charles) CORP | 0% | +6.43% | Add |
| 23 | VOO | Vanguard S&p 500 ETF | 0% | +22.27% | Add |
| 24 | V | Visa Inc-class A Shares | 0% | +11.99% | Add |
| 25 | COST | Costco Wholesale CORP | 0% | +19.07% | Add |
| 26 | JPM | Jpmorgan Chase & Co | 0% | +10.93% | Add |
| 27 | PANW | Palo Alto Networks Inc | 0% | +11.78% | Add |
| 28 | JNJ | Johnson & Johnson | 0% | +38.15% | Add |
| 29 | CRWD | Crowdstrike Holdings Inc - A | 0% | +327.97% | Add |
| 30 | VLO | Valero Energy CORP | 0% | +6.78% | Add |
| 31 | LLY | Eli Lilly & Co | 0% | +22.92% | Add |
| 32 | MRK | Merck & Co. Inc. | 0% | +11.66% | Add |
| 33 | NFLX | Netflix Inc | 0% | +36.84% | Add |
| 34 | AMGN | Amgen Inc | 0% | +16.46% | Add |
| 35 | VIG | Vanguard Dividend Apprec ETF | 0% | +26.16% | Add |
| 36 | ABBV | Abbvie Inc | 0% | +15.62% | Add |
| 37 | UBER | Uber Technologies Inc | 0% | +13.19% | Add |
| 38 | CSCO | Cisco Systems Inc | 0% | +22.02% | Add |
| 39 | KO | Coca-cola Co/the | 0% | +20.10% | Add |
| 40 | PM | Philip Morris International | 0% | +20.57% | Add |
| 41 | IAU | Ishares Gold Trust | 0% | +4.05% | Add |
| 42 | XLK | Ss Technology Select Sector | 0% | +11.68% | Add |
| 43 | INTC | Intel CORP | 0% | +29.91% | Add |
| 44 | ORCL | Oracle CORP | 0% | +15.49% | Add |
| 45 | APH | Amphenol Corp-cl A | 0% | +130.84% | Add |
| 46 | MU | Micron Technology Inc | — | +15.74% | Add |
| 47 | AVGO | Broadcom Inc | — | +11.20% | Add |
| 48 | COF | Capital One Financial CORP | — | +7.48% | Add |
| 49 | NKE | Nike Inc -cl B | — | +22.51% | Add |
| 50 | CMG | Chipotle Mexican Grill Inc | — | +11.14% | Add |
1–50 of 109
Filing History
FAQ
What is Whelan Financial and what type of investor is it?
Whelan Financial is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $385.8M, spread across 106 disclosed positions.
What are Whelan Financial's largest equity positions?
Based on the latest 13F filing, Whelan Financial's top holdings by market value are:
1. Invesco Nasdaq 100 ETF (QQQM) — $65.7M (17.0%)
2. Schwab US Dvd Equity ETF (SCHD) — $59.8M (15.5%)
3. Vanguard Small-cap ETF (VB) — $38.8M (10.1%)
4. Vanguard Real Estate ETF (VNQ) — $22.9M (5.9%)
5. Vanguard Intermediate-term T (VGIT) — $22.1M (5.7%)
What changes did Whelan Financial make in its most recent portfolio filing?
In the latest reported quarter, Whelan Financial made 100 notable position adjustments: 8 new positions were initiated, 82 existing holdings were added to, 7 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Spdr Gold Minishares Trust (GLDM); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Palantir Technologies Inc-a (PLTR); New buy: Dell Technologies -c (DELL)
What sectors does Whelan Financial focus on?
Whelan Financial is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 49.7%
• Financials: 13.6%
• Communication Services: 13.6%
• Consumer Discretionary: 10.4%
• Consumer Staples: 4.6%
• Health Care: 3.1%
Investment Profile
Whelan Financial returned an annualized 18.2% over the trailing 36 months — underperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 49.7% of the portfolio concentrated in Information Technology.
It has added to its QQQM position over the past two quarters (+$15.1M, now $65.7M), while trimming LOW over the same stretch (-$334.5K, still holding $2.0M).
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