WF
Whelan Financial SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Whelan FinancialCIK: 0001894921
Diversified strategyMomentum followerSector-focused
Total reported value
$367.2M
Reporting period: 2026-06-30 · Number of holdings: 101
Whelan Financial disclosed 101 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $367.2M and a quarterly turnover rate of 14.6%.
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Personality snowflake
- Concentration
- 33.25
- Portfolio Stability
- 14.61
- Momentum
- 100
- Sector conviction
- 86.63
- Diversification
- 100
- Sizing Uniformity
- 72.67
Whelan Financial's disclosed holdings carry a Herfindahl concentration index of 0.083 — mathematically equivalent to about 12 equally-sized positions, well below its 101 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.73), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd QQQM
-0.0% $13.9M
Trim SCHD
+0.8% $2.3M
Trim VNQ
-7.1% $237.2K
Trim VCSH
+0.8% $94.0K
Add KLAC
+913.1% $2.6M
Trim VGIT
+4.9% $828.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 17.58% | +1.86% | -0.02% | |
| 2 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 15.45% | -1.46% | +0.75% | |
| 3 | VB | Vanguard Small-cap ETF | ETF-Other | 10.70% | +0.20% | +0.34% | |
| 4 | VNQ | Vanguard Real Estate ETF | ETF-Other | 6.45% | -0.83% | -7.09% | |
| 5 | VGIT | Vanguard Intermediate-term T | ETF-Other | 6.00% | -0.58% | +4.91% | |
| 6 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 4.84% | -0.65% | +0.84% | |
| 7 | BND | Vanguard Total Bond Market | ETF-Other | 4.48% | -0.58% | +1.26% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 4.31% | -0.03% | +304.26% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.73% | +0.03% | +1.05% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 2.40% | +0.02% | +0.19% | |
| 11 | IOO | Ishares Global 100 ETF | ETF-Other | 1.81% | +0.14% | +9.28% | |
| 12 | KLAC | Kla CORP | Stock-Tech | 1.36% | +0.61% | +913.13% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.29% | +0.09% | +0.09% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.25% | -0.05% | +9.33% | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.98% | -0.13% | +1.96% | |
| 16 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.96% | +0.02% | +2.11% | |
| 17 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.71% | -0.04% | -7.39% | |
| 18 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.69% | -0.06% | -9.28% | |
| 19 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.68% | +0.03% | -2.97% | |
| 20 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.61% | -0.11% | +4.07% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.61% | -0.02% | +4.78% | |
| 22 | AVGO | Broadcom Inc | Stock-Tech | 0.58% | +0.07% | +7.24% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.53% | +0.04% | -0.74% | |
| 24 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.48% | -0.04% | +7.44% | |
| 25 | COF | Capital One Financial CORP | Stock-Financials | 0.45% | +0.02% | +9.25% | |
| 26 | BAC | Bank Of America CORP | Stock-Financials | 0.45% | +0.04% | +6.52% | |
| 27 | MU | Micron Technology Inc | Stock-Tech | 0.44% | +0.29% | -1.83% | |
| 28 | AXP | American Express Co | Stock-Financials | 0.44% | +0.02% | +6.22% | |
| 29 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.42% | +0.04% | +14.73% | |
| 30 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.37% | -0.01% | -0.34% | |
| 31 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.37% | -0.07% | +0.77% | |
| 32 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 0.34% | -0.06% | +5.98% | |
| 33 | AMAT | Applied Materials Inc | Stock-Tech | 0.34% | +0.15% | -0.46% | |
| 34 | V | Visa Inc-class A Shares | Stock-Financials | 0.34% | +0.01% | +2.22% | |
| 35 | LRCX | Lam Research CORP | Stock-Tech | 0.34% | +0.15% | -0.28% | |
| 36 | IVLU | Ishares Msci International V | ETF-Other | 0.34% | +0.26% | +360.19% | |
| 37 | UBER | Uber Technologies Inc | Stock-Industrials | 0.31% | -0.02% | +7.11% | |
| 38 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.31% | -0.03% | -10.81% | |
| 39 | MA | Mastercard Inc - A | Stock-Financials | 0.27% | -0.02% | +5.64% | |
| 40 | AMD | Advanced Micro Devices | Stock-Tech | 0.25% | +0.16% | +6.20% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.24% | +0.06% | +28.38% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.22% | -0.07% | +6.32% | |
| 43 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.20% | +0.05% | +11.69% | |
| 44 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 0.20% | +0.01% | +9.34% | |
| 45 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.20% | +0.01% | -7.58% | |
| 46 | UMBF | Umb Financial CORP | Stock-Financials | 0.19% | +0.01% | +0.02% | |
| 47 | LULU | Lululemon Athletica Inc | Stock-Consumer Disc | 0.19% | -0.06% | +16.88% | |
| 48 | WMT | Walmart Inc | Stock-Consumer Staples | 0.17% | -0.04% | -1.41% | |
| 49 | SNDK | Sandisk CORP | Stock-Tech | 0.16% | +0.16% | NEW | |
| 50 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.16% | -0.04% | +20.70% |
1–50 of 101
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+1.8%
Performance Last 4 Quarters
+18%
- Stdev
- +11.1%
- Beta
- +0.82
- Alpha
- -1.4%
- Max Drawdown
- -7.7%
- Annualized Perf
- +15.5%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +2.7
- Stutzer
- +0.4
- Treynor
- +0.18
- Sterling
- +1.01
- Calmar
- +2.02
- Information Ratio
- -1.26
- Tracking Error
- +3.9%
- Stdev Down
- +5.6%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +28.4%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.54
- Sharpe
- +1.36
- Stdev Sectors
- +14.3%
- Skewness
- +0.02
- Kurtosis
- -0.31
- Upside Potential
- +4.36
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 101 | $367.2M | 15 | ||
| 2026 Q1 | 88 | $322.1M | 21 | ||
| 2025 Q4 | 95 | $320.1M | 5 | ||
| 2025 Q3 | 97 | $315.5M | 20 | ||
| 2025 Q2 | 65 | $276.6M | 0 | ||
| 2025 Q1 | 63 | $257.1M | 0 | ||
| 2024 Q4 | 59 | $254.3M | 0 | ||
| 2024 Q3 | 43 | $242.8M | 0 | ||
| 2024 Q2 | 40 | $223.9M | 0 | ||
| 2024 Q1 | 42 | $219.0M | 0 | ||
| 2023 Q4 | 37 | $214.3M | 0 | ||
| 2023 Q3 | 34 | $189.6M | 0 | ||
| 2023 Q2 | 32 | $191.3M | 0 | ||
| 2023 Q1 | 30 | $180.3M | 0 | ||
| 2022 Q4 | 28 | $165.7M | 0 | ||
| 2022 Q3 | 28 | $145.4M | 0 | ||
| 2022 Q2 | 22 | $147.9M | 0 | ||
| 2022 Q1 | 22 | $162.4M | 0 | ||
| 2021 Q4 | 19 | $161.1M | 0 | ||
| 2021 Q3 | 16 | $109.4M | 0 |
Holding changes this quarter
Whelan Financial's most significant position changes for 2026-06-30: New buy: Sandisk CORP (SNDK); Sold out: Palantir Technologies Inc-a (PLTR); New buy: Intel CORP (INTC); New buy: Unitedhealth Group Inc (UNH); New buy: Crowdstrike Holdings Inc - A (CRWD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQM | Invesco Nasdaq 100 ETF | +1.9% | -0.02% | Trim |
| 2 | KLAC | Kla CORP | +0.6% | +913.13% | Add |
| 3 | MU | Micron Technology Inc | +0.3% | -1.83% | Trim |
| 4 | IVLU | Ishares Msci International V | +0.3% | +360.19% | Add |
| 5 | VB | Vanguard Small-cap ETF | +0.2% | +0.34% | Add |
| 6 | AMD | Advanced Micro Devices | +0.2% | +6.20% | Add |
| 7 | SNDK | Sandisk CORP | +0.2% | NEW | New buy |
| 8 | AMAT | Applied Materials Inc | +0.2% | -0.46% | Trim |
| 9 | LRCX | Lam Research CORP | +0.2% | -0.28% | Trim |
| 10 | IOO | Ishares Global 100 ETF | +0.1% | +9.28% | Add |
| 11 | GOOG | Alphabet Inc-cl C | +0.1% | +0.09% | Add |
| 12 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 13 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 14 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | NEW | New buy |
| 15 | AVGO | Broadcom Inc | +0.1% | +7.24% | Add |
| 16 | APH | Amphenol Corp-cl A | +0.1% | NEW | New buy |
| 17 | XLK | Ss Technology Select Sector | +0.1% | NEW | New buy |
| 18 | SCHR | Schwab Intermediate-term US | +0.1% | NEW | New buy |
| 19 | ASML | ASML Holding N.V. | +0.1% | NEW | New buy |
| 20 | MS | Morgan Stanley | +0.1% | NEW | New buy |
| 21 | VOO | Vanguard S&p 500 ETF | +0.1% | +28.38% | Add |
| 22 | GLW | Corning Inc | +0.1% | +3.10% | Add |
| 23 | PANW | Palo Alto Networks Inc | +0.1% | -7.18% | Trim |
| 24 | SNPS | Synopsys Inc | +0.1% | NEW | New buy |
| 25 | GS | Goldman Sachs Group Inc | +0.1% | NEW | New buy |
| 26 | KO | Coca-cola Co/the | +0.1% | NEW | New buy |
| 27 | VLO | Valero Energy CORP | +0.1% | NEW | New buy |
| 28 | PM | Philip Morris International | +0.1% | NEW | New buy |
| 29 | TDIV | Ft Nasdaq Tech Dvd Index Fd | +0.1% | NEW | New buy |
| 30 | LLY | Eli Lilly & Co | +0.1% | +11.69% | Add |
| 31 | CSCO | Cisco Systems Inc | +0.1% | +3.52% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | 0% | -0.74% | Trim |
| 33 | JPM | Jpmorgan Chase & Co | 0% | +14.73% | Add |
| 34 | BAC | Bank Of America CORP | 0% | +6.52% | Add |
| 35 | HD | Home Depot Inc | 0% | +68.19% | Add |
| 36 | AAPL | Apple Inc | 0% | +1.05% | Add |
| 37 | SCHA | Schwab US Small-cap ETF | 0% | -2.97% | Trim |
| 38 | CAT | Caterpillar Inc | 0% | +12.08% | Add |
| 39 | NVDA | Nvidia CORP | 0% | +0.19% | Add |
| 40 | AMZN | Amazon.com Inc | 0% | +2.11% | Add |
| 41 | COF | Capital One Financial CORP | 0% | +9.25% | Add |
| 42 | AXP | American Express Co | 0% | +6.22% | Add |
| 43 | TSM | Taiwan Semiconductor-sp Adr | 0% | — | Unchanged |
| 44 | GE | General Electric | 0% | +7.83% | Add |
| 45 | GEV | GE Vernova Inc | 0% | +0.29% | Add |
| 46 | V | Visa Inc-class A Shares | 0% | +2.22% | Add |
| 47 | UMBF | Umb Financial CORP | 0% | +0.02% | Add |
| 48 | QQQ | Invesco Qqq Trust Series 1 | 0% | -7.58% | Trim |
| 49 | CMG | Chipotle Mexican Grill Inc | 0% | +9.34% | Add |
| 50 | C | Citigroup Inc | 0% | +0.46% | Add |
1–50 of 103
Filing History
FAQ
What is Whelan Financial and what type of investor is it?
Whelan Financial is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $367.2M, spread across 101 disclosed positions.
What are Whelan Financial's largest equity positions?
Based on the latest 13F filing, Whelan Financial's top holdings by market value are:
1. Invesco Nasdaq 100 ETF (QQQM) — $64.6M (17.6%)
2. Schwab US Dvd Equity ETF (SCHD) — $56.7M (15.4%)
3. Vanguard Small-cap ETF (VB) — $39.3M (10.7%)
4. Vanguard Real Estate ETF (VNQ) — $23.7M (6.5%)
5. Vanguard Intermediate-term T (VGIT) — $22.0M (6.0%)
What changes did Whelan Financial make in its most recent portfolio filing?
In the latest reported quarter, Whelan Financial made 94 notable position adjustments: 15 new positions were initiated, 51 existing holdings were added to, 26 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Sandisk CORP (SNDK); Sold out: Palantir Technologies Inc-a (PLTR); New buy: Intel CORP (INTC); New buy: Unitedhealth Group Inc (UNH); New buy: Crowdstrike Holdings Inc - A (CRWD)
What sectors does Whelan Financial focus on?
Whelan Financial is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.5%
• Financials: 14.2%
• Communication Services: 12.6%
• Consumer Discretionary: 11.3%
• Consumer Staples: 5.0%
• Industrials: 3.8%
Investment Profile
Whelan Financial returned an annualized 15.5% over the trailing 36 months — underperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 48.5% of the portfolio concentrated in Information Technology.
It has added to its SCHD position over the past two quarters (+$7.9M, now $56.7M), while trimming VTIP over the same stretch (-$21.2M, still holding $250.6K).
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