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Whalen Wealth Management Inc. SEC 13F Holdings (Q2 2026) — Top Position: NVIDIA CORP
Whalen Wealth Management Inc.CIK: 0001894447
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$222.2M
Reporting period: 2026-06-30 · Number of holdings: 195
Whalen Wealth Management Inc. disclosed 195 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $222.2M and a quarterly turnover rate of 42.2%.
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Personality snowflake
- Concentration
- 5.22
- Portfolio Stability
- 42.25
- Momentum
- 100
- Sector conviction
- 51.48
- Diversification
- 100
- Sizing Uniformity
- 87.54
Whalen Wealth Management Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 77 equally-sized positions, well below its 195 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.25), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 66% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd WMT
+372.5% $3.2M
Trim USFR
-85.4% -$2.3M
Trim SHV
-8.8% -$835.4K
Add GEV
+132.2% $2.2M
Add SHY
+595.5% $1.9M
Trim MSFT
-19.4% -$893.2K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 3.88% | -0.55% | -9.21% | |
| 2 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 3.87% | -1.19% | -8.82% | |
| 3 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 3.46% | -0.48% | +5.56% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.91% | -0.04% | +2.73% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 2.81% | -0.51% | -11.58% | |
| 6 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 2.37% | -0.25% | -2.94% | |
| 7 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.26% | -0.42% | +0.52% | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.98% | -0.01% | +20.40% | |
| 9 | WMT | Walmart Inc | Stock-Consumer Staples | 1.86% | +1.35% | +372.50% | |
| 10 | IBTL | Ishares Ibonds Dec 2031 Term | ETF-Other | 1.83% | -0.36% | +0.65% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.74% | -0.81% | -19.40% | |
| 12 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-Other | 1.64% | -0.31% | +0.26% | |
| 13 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.58% | +0.31% | +33.04% | |
| 14 | GEV | GE Vernova Inc | Stock-Industrials | 1.48% | +0.91% | +132.18% | |
| 15 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 1.44% | -0.37% | -5.64% | |
| 16 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.39% | +0.23% | +9.09% | |
| 17 | MBB | Ishares Mbs ETF | ETF-Other | 1.23% | -0.22% | +1.40% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.22% | -0.30% | -22.85% | |
| 19 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.11% | +0.18% | +23.64% | |
| 20 | CVX | Chevron CORP | Stock-Energy | 1.10% | +0.49% | +168.29% | |
| 21 | V | Visa Inc-class A Shares | Stock-Financials | 1.08% | +0.43% | +74.45% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.06% | -0.21% | -19.05% | |
| 23 | RTX | Rtx CORP | Stock-Industrials | 1.02% | +0.56% | +168.03% | |
| 24 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | -0.74% | -43.82% | |
| 25 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.99% | +0.82% | +595.50% | |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.95% | +0.48% | +129.95% | |
| 27 | AMD | Advanced Micro Devices | Stock-Tech | 0.93% | +0.40% | -26.43% | |
| 28 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.90% | -0.08% | +11.21% | |
| 29 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.88% | +0.12% | -10.63% | |
| 30 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 0.87% | -0.17% | -0.66% | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.86% | -0.07% | -27.17% | |
| 32 | IBM | Intl Business Machines CORP | Stock-Tech | 0.82% | +0.56% | +217.40% | |
| 33 | MU | Micron Technology Inc | Stock-Tech | 0.82% | +0.13% | -58.66% | |
| 34 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 0.81% | -0.12% | +4.80% | |
| 35 | MA | Mastercard Inc - A | Stock-Financials | 0.80% | -0.32% | -17.29% | |
| 36 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 0.79% | +0.68% | +595.34% | |
| 37 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 0.77% | -0.14% | -0.72% | |
| 38 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.77% | -0.33% | -11.56% | |
| 39 | BAC | Bank Of America CORP | Stock-Financials | 0.74% | -0.06% | -6.10% | |
| 40 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.72% | +0.72% | NEW | |
| 41 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.72% | +0.17% | +44.64% | |
| 42 | NFLX | Netflix Inc | Stock-Comm Services | 0.70% | -0.12% | +36.23% | |
| 43 | INTC | Intel CORP | Stock-Tech | 0.68% | +0.28% | -36.06% | |
| 44 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.66% | +0.27% | +90.90% | |
| 45 | FLEX | Flex Ltd. | Stock-Tech | 0.65% | +0.20% | -30.21% | |
| 46 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.64% | -0.08% | +5.33% | |
| 47 | XOM | Exxon Mobil CORP | Stock-Energy | 0.64% | +0.03% | +54.56% | |
| 48 | PM | Philip Morris International | Stock-Consumer Staples | 0.63% | +0.13% | +35.15% | |
| 49 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.61% | -0.01% | +4.07% | |
| 50 | MRVL | Marvell Technology Inc | Stock-Tech | 0.60% | +0.60% | NEW |
1–50 of 195
Portfolio Performance
Performance for Q3 2026
-0.2%
Performance Last 4 Quarters
+13.6%
- Stdev
- +9.5%
- Beta
- +0.75
- Alpha
- -2.1%
- Max Drawdown
- -5.8%
- Annualized Perf
- +12%
- Batting Avg vs S&P
- +30%
- Sortino
- +2.59
- Stutzer
- +0.37
- Treynor
- +0.16
- Sterling
- +0.8
- Calmar
- +2.06
- Information Ratio
- -1.69
- Tracking Error
- +3.9%
- Stdev Down
- +4.5%
- Winning Months %
- +60%
- Losing Months %
- +40%
- Best 12 Months
- +22.3%
- Worst 12 Months
- +2.2%
- Efficiency Ratio
- +0.49
- Sharpe
- +1.25
- Stdev Sectors
- +8.6%
- Skewness
- +0.41
- Kurtosis
- +0.6
- Upside Potential
- +4.21
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Whalen Wealth Management Inc.'s most significant position changes for 2026-06-30: New buy: Palo Alto Networks Inc (PANW); New buy: Marvell Technology Inc (MRVL); New buy: Dell Technologies -c (DELL); New buy: Sandisk CORP (SNDK); Sold out: Vanguard Intermediate-term T (VGIT).
Showing top 200 changes by size (of 225 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WMT | Walmart Inc | +1.4% | +372.50% | Add |
| 2 | GEV | GE Vernova Inc | +0.9% | +132.18% | Add |
| 3 | SHY | Ishares 1-3 Year Treasury Bo | +0.8% | +595.50% | Add |
| 4 | PANW | Palo Alto Networks Inc | +0.7% | NEW | New buy |
| 5 | XBI | Ss Spdr S&p Biotech ETF | +0.7% | +595.34% | Add |
| 6 | MRVL | Marvell Technology Inc | +0.6% | NEW | New buy |
| 7 | RTX | Rtx CORP | +0.6% | +168.03% | Add |
| 8 | IBM | Intl Business Machines CORP | +0.6% | +217.40% | Add |
| 9 | DELL | Dell Technologies -c | +0.5% | NEW | New buy |
| 10 | SNDK | Sandisk CORP | +0.5% | NEW | New buy |
| 11 | CVX | Chevron CORP | +0.5% | +168.29% | Add |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | +0.5% | +129.95% | Add |
| 13 | TXN | Texas Instruments Inc | +0.5% | NEW | New buy |
| 14 | KLAC | Kla CORP | +0.5% | NEW | New buy |
| 15 | V | Visa Inc-class A Shares | +0.4% | +74.45% | Add |
| 16 | AMD | Advanced Micro Devices | +0.4% | -26.43% | Trim |
| 17 | IEF | Ishares 7-10 Year Treasury B | +0.4% | NEW | New buy |
| 18 | JPM | Jpmorgan Chase & Co | +0.3% | +33.04% | Add |
| 19 | INTC | Intel CORP | +0.3% | -36.06% | Trim |
| 20 | JNJ | Johnson & Johnson | +0.3% | +90.90% | Add |
| 21 | KSTR | Kraneshares Sse Star Mkt 50 | +0.3% | NEW | New buy |
| 22 | NTRA | Natera Inc | +0.2% | NEW | New buy |
| 23 | UHS | Universal Health Services-b | +0.2% | NEW | New buy |
| 24 | ET | Energy Transfer LP | +0.2% | NEW | New buy |
| 25 | PBI | Pitney Bowes Inc | +0.2% | NEW | New buy |
| 26 | LLY | Eli Lilly & Co | +0.2% | +9.09% | Add |
| 27 | AXON | Axon Enterprise Inc | +0.2% | NEW | New buy |
| 28 | RBC | RBC Bearings Inc | +0.2% | NEW | New buy |
| 29 | MP | Mp Materials CORP | +0.2% | NEW | New buy |
| 30 | DRI | Darden Restaurants Inc | +0.2% | NEW | New buy |
| 31 | VMC | Vulcan Materials Co | +0.2% | NEW | New buy |
| 32 | FLEX | Flex Ltd. | +0.2% | -30.21% | Trim |
| 33 | ALGM | Allegro Microsystems Inc | +0.2% | NEW | New buy |
| 34 | FITB | Fifth Third Bancorp | +0.2% | NEW | New buy |
| 35 | AMAT | Applied Materials Inc | +0.2% | -12.65% | Trim |
| 36 | EPRT | Essential Properties Realty | +0.2% | NEW | New buy |
| 37 | APO | Apollo Global Management Inc | +0.2% | NEW | New buy |
| 38 | VOO | Vanguard S&p 500 ETF | +0.2% | +23.64% | Add |
| 39 | EMLC | Vaneck JPM Em Local Curr Bnd | +0.2% | +71.91% | Add |
| 40 | URI | United Rentals Inc | +0.2% | NEW | New buy |
| 41 | MRK | Merck & Co. Inc. | +0.2% | +44.64% | Add |
| 42 | COLO | Global X Msci Colombia ETF | +0.2% | NEW | New buy |
| 43 | LINC | Lincoln Educational Services | +0.2% | NEW | New buy |
| 44 | USAC | USA Compression Partners LP | +0.2% | NEW | New buy |
| 45 | GE | General Electric | +0.2% | +23.86% | Add |
| 46 | BG | Bunge Global SA | +0.2% | NEW | New buy |
| 47 | ARGT | Global X Msci Argentina ETF | +0.2% | NEW | New buy |
| 48 | QCOM | Qualcomm Inc | +0.2% | NEW | New buy |
| 49 | ECH | Ishares Msci Chile ETF | +0.2% | NEW | New buy |
| 50 | BNY | Bank Of New York Mellon CORP | +0.1% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Whalen Wealth Management Inc. and what type of investor is it?
Whalen Wealth Management Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $222.2M, spread across 195 disclosed positions.
What are Whalen Wealth Management Inc.'s largest equity positions?
Based on the latest 13F filing, Whalen Wealth Management Inc.'s top holdings by market value are:
1. Nvidia CORP (NVDA) — $8.6M (3.9%)
2. Ishares 0-1 Year Treasury Bo (SHV) — $8.6M (3.9%)
3. Ishares 3-7 Year Treasury Bo (IEI) — $7.7M (3.5%)
4. Amazon.com Inc (AMZN) — $6.5M (2.9%)
5. Apple Inc (AAPL) — $6.2M (2.8%)
What changes did Whalen Wealth Management Inc. make in its most recent portfolio filing?
In the latest reported quarter, Whalen Wealth Management Inc. made 199 notable position adjustments: 51 new positions were initiated, 64 existing holdings were added to, 54 positions were partially reduced, and 30 were completely exited. The largest of these moves: New buy: Palo Alto Networks Inc (PANW); New buy: Marvell Technology Inc (MRVL); New buy: Dell Technologies -c (DELL); New buy: Sandisk CORP (SNDK); Sold out: Vanguard Intermediate-term T (VGIT)
What sectors does Whalen Wealth Management Inc. focus on?
Whalen Wealth Management Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.4%
• Financials: 12.0%
• Industrials: 11.1%
• Health Care: 11.1%
• Consumer Discretionary: 8.1%
• Communication Services: 7.8%
Investment Profile
Whalen Wealth Management Inc. returned an annualized 12.0% over the trailing 30 months — underperforming the S&P 500 by 2.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 30% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 33.4% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 42 over the past 4 quarters — a shift toward more active trading.
It has added to its WMT position over the past two quarters (+$3.2M, now $4.1M), while trimming SHV over the same stretch (-$2.9M, still holding $8.6M).
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