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WFG Advisors, LP Historical SEC 13F Holdings & Archive (Q2 2017)
WFG Advisors, LPCIK: 0001533892
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$442.2M
Reporting period: 2017-06-30 · Number of holdings: 1674
WFG Advisors, LP disclosed 1674 holdings in its latest 13F filing for the period ending 2017-06-30, with total reported value of $442.2M and a quarterly turnover rate of 28.0%.
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Personality snowflake
- Concentration
- 2.2
- Portfolio Stability
- 27.98
- Momentum
- 100
- Sector conviction
- 44.06
- Diversification
- 100
- Sizing Uniformity
- 71.43
WFG Advisors, LP's disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 182 equally-sized positions, well below its 1674 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BND
-64.0% -$3.9M
Add IBTXUSD
+1977.3% $1.5M
Add AAPL
+48.0% $2.4M
Add APTSUSD
+107.9% $1.6M
Trim BIV
-94.8% -$987.0K
Add CSIIEUR
+266.1% $1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1674 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWV | Ishares Russell 3000 ETF | ETF-Other | 2.58% | -0.13% | +8.96% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 1.68% | +0.34% | +48.05% | |
| 3 | XOM | Exxon Mobil CORP | Stock-Energy | 1.54% | +0.05% | +24.50% | |
| 4 | STEW | Srh Total Return Fund Inc | Stock-Other | 1.44% | -0.02% | +11.46% | |
| 5 | BXUSD | Blackstone Group Lp/the | Stock-Other | 1.43% | +0.16% | +18.68% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.31% | — | +12.09% | |
| 7 | ARTNA | Artesian Resources Corp-cl A | Stock-Other | 1.23% | +0.09% | +9.42% | |
| 8 | XEVGX | Eaton Vance Short Dur Div In | Stock-Other | 1.22% | -0.06% | +13.22% | |
| 9 | VTR | Ventas Inc | Stock-Real Estate | 1.20% | +0.08% | +18.51% | |
| 10 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.15% | — | +1.38% | |
| 11 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.07% | — | -10.07% | |
| 12 | YORW | York Water Co | Stock-Other | 1.05% | — | +9.23% | |
| 13 | MSEX | Middlesex Water Co | Stock-Other | 1.04% | +0.10% | +21.43% | |
| 14 | XEMDX | Western Asset Emrg Mrkt Dbt | Stock-Other | 1.03% | — | +9.26% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.01% | — | +3.70% | |
| 16 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.99% | +0.10% | +17.31% | |
| 17 | T | At&t Inc | Stock-Comm Services | 0.99% | — | +4.32% | |
| 18 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.89% | +0.23% | +57.64% | |
| 19 | MPT | Medical Properties Trust Inc | Stock-Real Estate | 0.89% | — | +14.94% | |
| 20 | CVX | Chevron CORP | Stock-Energy | 0.86% | — | +17.39% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.83% | — | +5.63% | |
| 22 | RVT | Royce Small-cap Trust Inc | Stock-Other | 0.80% | — | +7.40% | |
| 23 | ✓ | Powershares ETF Tr Ii | ETF-Other | 0.78% | — | +10.28% | |
| 24 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.78% | +0.07% | +27.36% | |
| 25 | PINE | Alpine Income Property Trust, Inc. | Stock-Other | 0.76% | — | +2.78% | |
| 26 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.74% | — | -9.92% | |
| 27 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.72% | — | +20.45% | |
| 28 | KKR | KKR & Co. Inc. | Stock-Financials | 0.71% | +0.05% | +24.91% | |
| 29 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.69% | — | +13.56% | |
| 30 | PSEC | Prospect Capital CORP | Stock-Other | 0.68% | — | +4.16% | |
| 31 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.65% | +0.06% | +27.77% | |
| 32 | LAMR | Lamar Advertising Co-a | Stock-Real Estate | 0.65% | — | +23.68% | |
| 33 | ABBV | Abbvie Inc | Stock-Healthcare | 0.61% | +0.08% | +22.00% | |
| 34 | APTSUSD | Preferred Apartment Communit | Stock-Other | 0.61% | +0.32% | +107.91% | |
| 35 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.58% | — | +16.11% | |
| 36 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.56% | +0.19% | +78.62% | |
| 37 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.54% | — | +17.58% | |
| 38 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.53% | +0.05% | +27.58% | |
| 39 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.53% | — | +20.48% | |
| 40 | CFR | Cullen/frost Bankers Inc | Stock-Financials | 0.52% | +0.09% | +33.41% | |
| 41 | MO | Altria Group Inc | Stock-Consumer Staples | 0.51% | — | +7.66% | |
| 42 | WFC | Wells Fargo & Co | Stock-Financials | 0.51% | — | -10.09% | |
| 43 | ✓ | 8point3 Energy Partners LP | Stock-Other | 0.51% | — | +14.53% | |
| 44 | BND | Vanguard Total Bond Market | ETF-Other | 0.50% | -1.13% | -64.02% | |
| 45 | APO | Apollo Global Management, Inc. | Stock-Financials | 0.50% | — | -12.16% | |
| 46 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.49% | +0.10% | +42.25% | |
| 47 | SPXC | SPX Technologies, Inc. | Stock-Industrials | 0.48% | — | +24.28% | |
| 48 | CSCO | Cisco Systems Inc | Stock-Tech | 0.48% | — | +21.29% | |
| 49 | DHC | Diversified Healthcare Trust | Stock-Other | 0.48% | — | -3.49% | |
| 50 | GNL | Global Net Lease Inc | Stock-Real Estate | 0.47% | — | +17.00% |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q2 | 1674 | $442.2M | 28 | ||
| 2017 Q1 | 1602 | $375.1M | 100 | ||
| 2016 Q4 | 1682 | $408.5M | 100 | ||
| 2016 Q3 | 1700 | $401.8M | 19 | ||
| 2016 Q2 | 1707 | $375.0M | 24 | ||
| 2016 Q1 | 1693 | $345.7M | 21 | ||
| 2015 Q4 | 1651 | $334.5M | 22 | ||
| 2015 Q3 | 1693 | $319.6M | 28 | ||
| 2015 Q2 | 1728 | $363.0M | 28 | ||
| 2015 Q1 | 1827 | $358.4M | 46 | ||
| 2014 Q4 | 2218 | $494.4M | 34 | ||
| 2014 Q3 | 2178 | $525.5M | 16 | ||
| 2014 Q2 | 2059 | $536.2M | 23 | ||
| 2014 Q1 | 2059 | $497.1M | 48 | ||
| 2013 Q4 | 2305 | $702.8M | 22 | ||
| 2013 Q3 | 2241 | $646.0M | 26 | ||
| 2013 Q2 | 2172 | $601.3M | 0 |
Holding changes this quarter
WFG Advisors, LP's most significant position changes for 2017-06-30: New buy: Wheaton Precious Metals CORP (WPM); Sold out: Wheaton Precious Metals Corp. (WPM); Sold out: Travelers Cos Inc/the (TRV); New buy: ; New buy: Target CORP.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IBTXUSD | Independent Bank Group Inc | +0.4% | +1977.27% | Add |
| 2 | AAPL | Apple Inc | +0.3% | +48.05% | Add |
| 3 | APTSUSD | Preferred Apartment Communit | +0.3% | +107.91% | Add |
| 4 | CSIIEUR | Cardiovascular Systems Inc | +0.2% | +266.07% | Add |
| 5 | VOE | Vanguard Mid-cap Value ETF | +0.2% | +57.64% | Add |
| 6 | TEVA | Teva Pharmaceutical-sp Adr | +0.2% | +2650.14% | Add |
| 7 | VBR | Vanguard Small-cap Value ETF | +0.2% | +78.62% | Add |
| 8 | VWO | Vanguard Ftse Emerging Marke | +0.2% | +116.73% | Add |
| 9 | IVAL | Alpha Archi Intl Qt Vlu ETF | +0.2% | +99.12% | Add |
| 10 | IVV | Ishares Core S&p 500 ETF | +0.2% | +1074.32% | Add |
| 11 | BXUSD | Blackstone Group Lp/the | +0.2% | +18.68% | Add |
| 12 | VGK | Vanguard Ftse Europe ETF | +0.2% | +47070.37% | Add |
| 13 | BFOR | Barron's 400 ETF | +0.2% | +81.77% | Add |
| 14 | MTUM | Ishares Msci USA Momentum Fa | +0.2% | +68.00% | Add |
| 15 | VTV | Vanguard Value ETF | +0.1% | +117.76% | Add |
| 16 | ZBH | Zimmer Biomet Holdings Inc | +0.1% | +46690.00% | Add |
| 17 | QVAL | Alpha Arch US Qnt Value ETF | +0.1% | +78.07% | Add |
| 18 | VT | Vanguard Tot World Stk ETF | +0.1% | +147.89% | Add |
| 19 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.1% | +172.76% | Add |
| 20 | BDJ | Blackrock Enhanced Eqty Dvd | +0.1% | +1240.56% | Add |
| 21 | VB | Vanguard Small-cap ETF | +0.1% | +65.90% | Add |
| 22 | IWM | Ishares Russell 2000 ETF | +0.1% | +87.53% | Add |
| 23 | MSEX | Middlesex Water Co | +0.1% | +21.43% | Add |
| 24 | BSX | Boston Scientific CORP | +0.1% | +17.31% | Add |
| 25 | FV | First Trust Dw Focus 5 Fund | +0.1% | +42.25% | Add |
| 26 | ARTNA | Artesian Resources Corp-cl A | +0.1% | +9.42% | Add |
| 27 | CFR | Cullen/frost Bankers Inc | +0.1% | +33.41% | Add |
| 28 | AMZN | Amazon.com Inc | +0.1% | +45.36% | Add |
| 29 | JPM | Jpmorgan Chase & Co | +0.1% | +55.00% | Add |
| 30 | GOOG | Alphabet Inc-cl C | +0.1% | +57.47% | Add |
| 31 | VTR | Ventas Inc | +0.1% | +18.51% | Add |
| 32 | ABBV | Abbvie Inc | +0.1% | +22.00% | Add |
| 33 | VNQ | Vanguard Real Estate ETF | +0.1% | +27.36% | Add |
| 34 | VO | Vanguard Mid-cap ETF | +0.1% | +27.77% | Add |
| 35 | XOM | Exxon Mobil CORP | +0.1% | +24.50% | Add |
| 36 | KKR | KKR & Co. Inc. | +0.1% | +24.91% | Add |
| 37 | IJH | Ishares Core S&p Midcap ETF | +0.1% | +27.58% | Add |
| 38 | MSFT | Microsoft CORP | — | +12.09% | Add |
| 39 | STEW | Srh Total Return Fund Inc | 0% | +11.46% | Add |
| 40 | XEVGX | Eaton Vance Short Dur Div In | -0.1% | +13.22% | Add |
| 41 | IWV | Ishares Russell 3000 ETF | -0.1% | +8.96% | Add |
| 42 | HSBC | Hsbc Holdings Plc-spons Adr | -0.2% | -98.72% | Trim |
| 43 | CAPEUSD | Barclays Etn+ Shiller Cape | -0.2% | -97.89% | Trim |
| 44 | BIV | Vanguard Intermediate-term B | -0.3% | -94.83% | Trim |
| 45 | BND | Vanguard Total Bond Market | -1.1% | -64.02% | Trim |
| 46 | WPM | Wheaton Precious Metals CORP | — | NEW | New buy |
| 47 | WPM | Wheaton Precious Metals Corp. | — | EXIT | Sold out |
| 48 | TRV | Travelers Cos Inc/the | — | EXIT | Sold out |
| 49 | ✓ | — | NEW | New buy | |
| 50 | ✓ | Target CORP | — | NEW | New buy |
Filing History
FAQ
What is WFG Advisors, LP and what type of investor is it?
WFG Advisors, LP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-06-30), the firm manages a tracked equity portfolio valued at approximately $442.2M, spread across 1674 disclosed positions.
What are WFG Advisors, LP's largest equity positions?
Based on the latest 13F filing, WFG Advisors, LP's top holdings by market value are:
1. Ishares Russell 3000 ETF (IWV) — $11.4M (2.6%)
2. Apple Inc (AAPL) — $7.4M (1.7%)
3. Exxon Mobil CORP (XOM) — $6.8M (1.5%)
4. Srh Total Return Fund Inc (STEW) — $6.4M (1.4%)
5. Blackstone Group Lp/the (BXUSD) — $6.3M (1.4%)
What changes did WFG Advisors, LP make in its most recent portfolio filing?
In the latest reported quarter, WFG Advisors, LP made 50 notable position adjustments: 3 new positions were initiated, 41 existing holdings were added to, 4 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Wheaton Precious Metals CORP (WPM); Sold out: Wheaton Precious Metals Corp. (WPM); Sold out: Travelers Cos Inc/the (TRV); New buy: ; New buy: Target CORP
What sectors does WFG Advisors, LP focus on?
WFG Advisors, LP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 20.0%
• Information Technology: 20.0%
• Financials: 16.4%
• Communication Services: 11.9%
• Energy: 11.3%
• Consumer Staples: 7.3%
Investment Profile
WFG Advisors, LP's portfolio is broadly diversified and moderately active.
It has added to its IWV position over the past two quarters (+$11.4M, now $11.4M), while trimming FLEX over the same stretch (-$4.2M, still holding $16.0K).
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Developer Access
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REST API
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