WI
Western Investment LLC Historical SEC 13F Holdings & Archive (Q3 2013)
Western Investment LLCCIK: 0001286207
Momentum followerConcentrated strategyQuality / disciplined sizing
Total reported value
$23.2M
Reporting period: 2013-09-30 · Number of holdings: 27
Western Investment LLC disclosed 27 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $23.2M and a quarterly turnover rate of 56.4%.
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Personality snowflake
- Concentration
- 94.93
- Portfolio Stability
- 56.38
- Momentum
- 100
- Sector conviction
- 0
- Diversification
- 54
- Sizing Uniformity
- 76.3
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 67090N109
+201.9% $1.7M
Trim MVC
-12.2% -$1.1M
Add BTZ
+151.4% $563.0K
Add NZF
+111.4% $380.0K
Add EWA
+40.6% $329.0K
Trim 670977107
-46.2% -$172.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MVC | Mvc Capital Inc | Stock-Other | 46.11% | -4.08% | -12.23% | |
| 2 | ✓ | Nuveen Diver Currency Oppor | Stock-Other | 11.50% | +7.46% | +201.95% | |
| 3 | ✓ | Nuveen Div Advantage Mun Fd | Stock-Other | 5.04% | +5.04% | NEW | |
| 4 | BTZ | Blackrock Credit Allocation | Stock-Other | 4.02% | +2.44% | +151.36% | |
| 5 | EWA | Ishares Msci Australia ETF | ETF-Other | 3.90% | +1.44% | +40.60% | |
| 6 | TIPT | Tiptree Inc | Stock-Other | 3.42% | +3.42% | NEW | |
| 7 | SPE | Special Opportunities Fund | Stock-Other | 3.41% | +0.29% | +3.94% | |
| 8 | NZF | Nuveen Municipal Credit Inc | Stock-Other | 3.23% | +1.65% | +111.37% | |
| 9 | ✓ | Nuveen Mun Advantage Fd Inc | Stock-Other | 2.31% | +0.47% | +33.41% | |
| 10 | CET | Central Securities CORP | Stock-Other | 2.16% | +0.31% | +3.89% | |
| 11 | ✓ | Powershs Db US Dollar Index | Stock-Other | 1.71% | +1.71% | NEW | |
| 12 | DX | Dynex Capital, Inc. | Stock-Other | 1.33% | -0.19% | +0.53% | |
| 13 | ✓ | Federated Enhanc Treas Incm | Stock-Other | 1.22% | -0.45% | -27.24% | |
| 14 | GLU | Gabelli Glbl Util & Inc Tr | Stock-Other | 1.04% | +0.05% | — | |
| 15 | AB | AllianceBernstein Holding L.P. | Stock-Other | 0.97% | +0.97% | NEW | |
| 16 | ✓ | Winthrop Rlty Tr | Stock-Other | 0.96% | +0.96% | NEW | |
| 17 | ✓ | American Strategic Income Ii | Stock-Other | 0.94% | +0.94% | NEW | |
| 18 | NZF | Nuveen Municipal Credit Income Fund | Stock-Other | 0.89% | +0.10% | +18.89% | |
| 19 | NIE | Virtus Equity & Convertible Income Fund | Stock-Other | 0.86% | +0.02% | — | |
| 20 | ✓ | Newcastle Invt CORP Com | Stock-Other | 0.82% | +0.06% | — | |
| 21 | ✓ | Royce Focus Tr | Stock-Other | 0.78% | +0.03% | — | |
| 22 | ✓ | Nuveen Quality Income Mun Fd | Stock-Other | 0.75% | -0.72% | -46.23% | |
| 23 | ✓ | Amern Strategic Income Ptfl | Stock-Other | 0.66% | +0.66% | NEW | |
| 24 | ✓ | Alpine Total Dynamic Divid F | Stock-Other | 0.66% | +0.02% | — | |
| 25 | ✓ | Cohen & Steers Div Mjrs Fdin | Stock-Other | 0.59% | -0.02% | — | |
| 26 | BDJ | Blackrock Enhanced Eqty Dvd | Stock-Other | 0.37% | -0.01% | — | |
| 27 | STEW | Srh Total Return Fund Inc | Stock-Other | 0.37% | +0.02% | — |
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
Holding changes this quarter
Western Investment LLC's most significant position changes for 2013-09-30: Sold out: Eaton Vance Rsk-mgd Divers (ETJ); New buy: Nuveen Div Advantage Mun Fd; New buy: Tiptree Inc (TIPT); Sold out: Morgan Stanley Emrg Mrk Dom (EDD); New buy: Powershs Db US Dollar Index.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Nuveen Diver Currency Oppor | +7.5% | +201.95% | Add |
| 2 | BTZ | Blackrock Credit Allocation | +2.4% | +151.36% | Add |
| 3 | NZF | Nuveen Municipal Credit Inc | +1.7% | +111.37% | Add |
| 4 | EWA | Ishares Msci Australia ETF | +1.4% | +40.60% | Add |
| 5 | ✓ | Nuveen Mun Advantage Fd Inc | +0.5% | +33.41% | Add |
| 6 | CET | Central Securities CORP | +0.3% | +3.89% | Add |
| 7 | SPE | Special Opportunities Fund | +0.3% | +3.94% | Add |
| 8 | NZF | Nuveen Municipal Credit Income Fund | +0.1% | +18.89% | Add |
| 9 | ✓ | Newcastle Invt CORP Com | +0.1% | — | Unchanged |
| 10 | GLU | Gabelli Glbl Util & Inc Tr | +0.1% | — | Unchanged |
| 11 | ✓ | Royce Focus Tr | 0% | — | Unchanged |
| 12 | ✓ | Alpine Total Dynamic Divid F | 0% | — | Unchanged |
| 13 | NIE | Virtus Equity & Convertible Income Fund | 0% | — | Unchanged |
| 14 | STEW | Srh Total Return Fund Inc | 0% | — | Unchanged |
| 15 | BDJ | Blackrock Enhanced Eqty Dvd | 0% | — | Unchanged |
| 16 | ✓ | Cohen & Steers Div Mjrs Fdin | 0% | — | Unchanged |
| 17 | DX | Dynex Capital, Inc. | -0.2% | +0.53% | Add |
| 18 | ✓ | Federated Enhanc Treas Incm | -0.5% | -27.24% | Trim |
| 19 | ✓ | Nuveen Quality Income Mun Fd | -0.7% | -46.23% | Trim |
| 20 | MVC | Mvc Capital Inc | -4.1% | -12.23% | Trim |
| 21 | ETJ | Eaton Vance Rsk-mgd Divers | — | EXIT | Sold out |
| 22 | ✓ | Nuveen Div Advantage Mun Fd | — | NEW | New buy |
| 23 | TIPT | Tiptree Inc | — | NEW | New buy |
| 24 | EDD | Morgan Stanley Emrg Mrk Dom | — | EXIT | Sold out |
| 25 | ✓ | Powershs Db US Dollar Index | — | NEW | New buy |
| 26 | EOI | Eaton Vance Enhanced Eq Incm | — | EXIT | Sold out |
| 27 | ✓ | Blackrock Muniyld Mich Qlty | — | EXIT | Sold out |
| 28 | ✓ | American Cap Mtg Invt CORP | — | EXIT | Sold out |
| 29 | ECH | Ishares Msci Chile ETF | — | EXIT | Sold out |
| 30 | AB | AllianceBernstein Holding L.P. | — | NEW | New buy |
| 31 | ✓ | Winthrop Rlty Tr | — | NEW | New buy |
| 32 | ✓ | American Strategic Income Ii | — | NEW | New buy |
| 33 | ✓ | Nuveen Insd Qual Mun Fund Inc | — | EXIT | Sold out |
| 34 | ✓ | Amern Strategic Income Ptfl | — | NEW | New buy |
| 35 | ✓ | First Tr Active Divid Income | — | EXIT | Sold out |
| 36 | ✓ | Virtus Total Return Fd | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Western Investment LLC and what type of investor is it?
Western Investment LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-09-30), the firm manages a tracked equity portfolio valued at approximately $23.2M, spread across 27 disclosed positions.
What are Western Investment LLC's largest equity positions?
Based on the latest 13F filing, Western Investment LLC's top holdings by market value are:
1. Mvc Capital Inc (MVC) — $10.7M (46.1%)
2. Nuveen Diver Currency Oppor — $2.7M (11.5%)
3. Nuveen Div Advantage Mun Fd — $1.2M (5.0%)
4. Blackrock Credit Allocation (BTZ) — $933.0K (4.0%)
5. Ishares Msci Australia ETF (EWA) — $904.0K (3.9%)
What changes did Western Investment LLC make in its most recent portfolio filing?
In the latest reported quarter, Western Investment LLC made 28 notable position adjustments: 7 new positions were initiated, 9 existing holdings were added to, 3 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Eaton Vance Rsk-mgd Divers (ETJ); New buy: Nuveen Div Advantage Mun Fd; New buy: Tiptree Inc (TIPT); Sold out: Morgan Stanley Emrg Mrk Dom (EDD); New buy: Powershs Db US Dollar Index
What sectors does Western Investment LLC focus on?
Sector breakdown data is not yet available for Western Investment LLC. Check back after the next 13F processing cycle.
Investment Profile
Western Investment LLC's portfolio is concentrated and fast-trading.
Its turnover score has risen from 0 to 56 over the past 1 quarters — a shift toward more active trading.
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Developer Access
Access Western Investment LLC's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/western-investment-llcCLI
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