13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001331997
Total reported value
$437.2M
$437.2M
238 檔
25.9%
The Q4 2025 SEC filing reveals that Westend Capital Management, LLC held a total portfolio value of $437.2M, covering 238 public equity positions.
In Q4 2025, Westend Capital Management, LLC displayed an active expansion posture, initiating 11 new positions and adding to 27 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 238 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BA | Boeing Co/the | Stock-Industrials | 8.78% | +3.59% | +0.70% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 6.20% | -0.57% | +4.34% | |
| 3 | GE | General Electric | Stock-Industrials | 6.06% | +0.01% | +0.77% | |
| 4 | CCJ | Cameco CORP | Stock-Energy | 5.80% | -2.16% | +0.54% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 4.94% | +2.47% | — | |
| 6 | FCX | Freeport-mcmoran Inc | Stock-Materials | 4.30% | -1.01% | +223437.04% | |
| 7 | HWM | Howmet Aerospace Inc | Stock-Industrials | 4.28% | -0.69% | +0.68% | |
| 8 | PWR | Quanta Services Inc | Stock-Industrials | 4.21% | -0.05% | +0.34% | |
| 9 | CENX | Century Aluminum Company | Stock-Materials | 4.11% | -6.66% | — | |
| 10 | VIK | Viking Holdings Ltd | Stock-Consumer Disc | 3.91% | +0.26% | -30.16% | |
| 11 | DB | Deutsche Bank Aktiengesellschaft | Stock-Financials | 3.90% | -0.47% | +1.40% | |
| 12 | KGS | Kodiak Gas Services Inc | Stock-Other | 3.81% | -0.16% | — | |
| 13 | ET | Energy Transfer LP | Stock-Energy | 3.69% | -1.16% | +0.74% | |
| 14 | AXP | American Express Co | Stock-Financials | 3.58% | -0.49% | +0.97% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.55% | -0.18% | +5.35% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.42% | -0.17% | +3.74% | |
| 17 | WYNN | Wynn Resorts LTD | Stock-Consumer Disc | 3.39% | — | — | |
| 18 | SCHW | Schwab (charles) CORP | Stock-Financials | 3.29% | -3.39% | EXIT | |
| 19 | MRK | Merck & Co. Inc. | Stock-Healthcare | 3.29% | -0.76% | +3061.13% | |
| 20 | CAT | Caterpillar Inc | Stock-Industrials | 3.09% | +0.59% | +91561.90% | |
| 21 | ROK | Rockwell Automation Inc | Stock-Industrials | 2.86% | +0.13% | +0.82% | |
| 22 | PATH | Uipath Inc - Class A | Stock-Tech | 2.51% | — | — | |
| 23 | NFLX | Netflix Inc | Stock-Comm Services | 1.89% | — | EXIT | |
| 24 | AGNC | Agnc Investment CORP | Stock-Real Estate | 0.43% | -0.03% | -1.29% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.37% | -0.56% | EXIT | |
| 26 | MSOXUSD | Advisorsshares Msos 2x Daily | ETF-Other | 0.21% | -0.12% | EXIT | |
| 27 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.21% | -0.05% | — | |
| 28 | TLRY | Tilray Brands Inc | Stock-Other | 0.21% | -0.17% | EXIT | |
| 29 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.17% | +0.01% | — | |
| 30 | NVDY | Yieldmax Nvda Option Inc ETF | ETF-Other | 0.16% | -0.08% | -2.63% | |
| 31 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.14% | +0.05% | -1.11% | |
| 32 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.14% | -0.06% | +66.47% | |
| 33 | TPC | Tutor Perini CORP | Stock-Other | 0.14% | -0.08% | -50.45% | |
| 34 | STAG | Stag Industrial Inc | Stock-Real Estate | 0.12% | -0.03% | — | |
| 35 | GVA | Granite Construction Inc | Stock-Industrials | 0.11% | -0.03% | -5.08% | |
| 36 | MSFT | Microsoft CORP | Stock-Tech | 0.10% | -0.03% | +465.60% | |
| 37 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.10% | -0.02% | — | |
| 38 | SAN | Banco Santander Sa-spon Adr | Stock-Financials | 0.08% | — | — | |
| 39 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.08% | -0.03% | — | |
| 40 | ETV | Eaton Vance T/m Buy-writ Opp | Stock-Other | 0.08% | -0.02% | — | |
| 41 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.07% | -0.04% | +109.56% | |
| 42 | AMDY | Yieldmax Amd Option Is ETF | ETF-Other | 0.07% | +0.03% | — | |
| 43 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.07% | -0.03% | — | |
| 44 | PM | Philip Morris International | Stock-Consumer Staples | 0.07% | -0.02% | +12.86% | |
| 45 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.07% | -0.01% | +350.91% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.06% | -0.02% | +433.33% | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.06% | -0.01% | +5475.00% | |
| 48 | AMP | Ameriprise Financial Inc | Stock-Financials | 0.06% | -0.01% | +214.73% | |
| 49 | AMZY | Yieldmax Amazn Option Income | ETF-Other | 0.06% | -0.07% | — | |
| 50 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.05% | -0.01% | +80.24% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FCX | Freeport-mcmoran Inc | +4.3% | +223437.04% | Add |
| 2 | MRK | Merck & Co. Inc. | +3.2% | +3061.13% | Add |
| 3 | CAT | Caterpillar Inc | +3.1% | +91561.90% | Add |
| 4 | GOOGL | Alphabet Inc-cl A | +0.8% | +3.74% | Add |
| 5 | AAPL | Apple Inc | +0.4% | +4.34% | Add |
| 6 | CCJ | Cameco CORP | +0.3% | +0.54% | Add |
| 7 | AXP | American Express Co | +0.3% | +0.97% | Add |
| 8 | DB | Deutsche Bank Aktiengesellschaft | +0.2% | +1.40% | Add |
| 9 | AMZN | Amazon.com Inc | +0.2% | +5.35% | Add |
| 10 | ROK | Rockwell Automation Inc | +0.2% | +0.82% | Add |
| 11 | MSFT | Microsoft CORP | +0.1% | +465.60% | Add |
| 12 | GOOG | Alphabet Inc-cl C | +0.1% | +5475.00% | Add |
| 13 | HWM | Howmet Aerospace Inc | +0.1% | +0.68% | Add |
| 14 | SCHW | Schwab (charles) CORP | +0.1% | +1.02% | Add |
| 15 | JPM | Jpmorgan Chase & Co | +0.1% | +350.91% | Add |
| 16 | V | Visa Inc-class A Shares | +0.1% | +433.33% | Add |
| 17 | COST | Costco Wholesale CORP | +0.1% | +66.47% | Add |
| 18 | JNJ | Johnson & Johnson | +0.1% | +109.56% | Add |
| 19 | BAC | Bank Of America CORP | 0% | +2046.15% | Add |
| 20 | QCOM | Qualcomm Inc | 0% | +2846.43% | Add |
| 21 | AMP | Ameriprise Financial Inc | 0% | +214.73% | Add |
| 22 | RIO | Rio Tinto Plc-spon Adr | 0% | +538.40% | Add |
| 23 | AGNC | Agnc Investment CORP | 0% | -1.29% | Trim |
| 24 | NVDY | Yieldmax Nvda Option Inc ETF | 0% | -2.63% | Trim |
| 25 | GE | General Electric | 0% | +0.77% | Add |
| 26 | SLRC | Slr Investment CORP | 0% | -88.73% | Trim |
| 27 | PWR | Quanta Services Inc | -0.1% | +0.34% | Add |
| 28 | TPC | Tutor Perini CORP | -0.1% | -50.45% | Trim |
| 29 | BA | Boeing Co/the | -0.2% | +0.70% | Add |
| 30 | ET | Energy Transfer LP | -0.3% | +0.74% | Add |
| 31 | VIK | Viking Holdings Ltd | -1.2% | -30.16% | Trim |
| 32 | NFLX | Netflix Inc | -3.1% | +403.81% | Add |
| 33 | BABA | Alibaba Group Holding-sp Adr | — | EXIT | Sold out |
| 34 | PLTR | Palantir Technologies Inc-a | — | EXIT | Sold out |
| 35 | META | Meta Platforms Inc-class A | — | EXIT | Sold out |
| 36 | LLY | Eli Lilly & Co | — | NEW | New buy |
| 37 | SNOW | Snowflake Inc | — | EXIT | Sold out |
| 38 | CENX | Century Aluminum Company | — | NEW | New buy |
| 39 | KGS | Kodiak Gas Services Inc | — | NEW | New buy |
| 40 | WYNN | Wynn Resorts LTD | — | NEW | New buy |
| 41 | AMD | Advanced Micro Devices | — | EXIT | Sold out |
| 42 | BIDU | Baidu Inc - Spon Adr | — | EXIT | Sold out |
| 43 | PATH | Uipath Inc - Class A | — | NEW | New buy |
| 44 | MSOXUSD | Advisorsshares Msos 2x Daily | — | NEW | New buy |
| 45 | TLRY | Tilray Brands Inc | — | NEW | New buy |
| 46 | STAG | Stag Industrial Inc | — | NEW | New buy |
| 47 | ✓ | Tidal Tr Ii | — | EXIT | Sold out |
| 48 | AMDY | Yieldmax Amd Option Is ETF | — | NEW | New buy |
| 49 | CTSH | Cognizant Tech Solutions-a | — | NEW | New buy |
| 50 | ECH | Ishares Msci Chile ETF | — | NEW | New buy |
According to official SEC Form 13F filings, Westend Capital Management, LLC reported a total U.S. public equity portfolio value of $437.2M across 238 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including BA, AAPL, GE) accounted for 25.9% of total reported equity market value during Q4 2025.
Top New Position Initiated
LLY
市值: $17.6M
Top Position Liquidated / Trimmed
BABA
前期市值: $22.3M
During Q4 2025, Westend Capital Management, LLC's top holdings by market value included BA (8.8%)、AAPL (6.2%)、GE (6.1%). The largest single position, BA, represented 8.8% of total portfolio value.
In Q4 2025, Westend Capital Management, LLC made 50 total portfolio adjustments, initiating 11 new buys, adding to 27 positions, trimming 5 holdings, and fully liquidating 7 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.