CIK: 0001387399
Total reported value
$2.5M
Reporting period: 2025-09-30 · Number of holdings: 285
West Oak Capital, LLC disclosed 285 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $2.5M and a quarterly turnover rate of 41.8%.
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West Oak Capital, LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 51 equally-sized positions, well below its 285 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.11), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 55% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim 472319102
-11.4% -$381.0K
Add AVGO
-7.3% $47.6K
Add NVDA
-14.1% $35.1K
Add 233203281
+1.4% $34.4K
Add ORCL
-4.3% $33.9K
Add DFSTX
+9.5% $30.1K
Showing top 200 holdings (of 285 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Stock-Other | 5.01% | +1.46% | +1.39% | ||
| 2 | ✓ | Jefferies Group INC | Stock-Other | 4.75% | -14.61% | -11.37% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 4.41% | +1.47% | -14.12% | |
| 4 | AVGO | Broadcom Inc. | Stock-Tech | 4.25% | +1.95% | -7.34% | |
| 5 | ORCL | Oracle CORP | Stock-Tech | 2.77% | +1.38% | -4.26% | |
| 6 | AAPL | Apple INC | Stock-Tech | 2.64% | +0.24% | -8.19% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.57% | +0.73% | -2.99% | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.55% | +0.67% | +3.04% | |
| 9 | DFSTX | Dfa US Small Cap Portfolio | Stock-Other | 2.54% | +1.23% | +9.47% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.29% | +0.86% | -5.26% | |
| 11 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 2.15% | +0.43% | -55.75% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.99% | +0.29% | -5.97% | |
| 13 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.88% | — | -19.76% | |
| 14 | ADP | Automatic Data Processing | Stock-Tech | 1.75% | — | -4.19% | |
| 15 | GLW | Corning INC | Stock-Tech | 1.70% | +0.85% | -4.47% | |
| 16 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.68% | — | -2.49% | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.67% | -0.09% | -10.56% | |
| 18 | HD | Home Depot INC | Stock-Consumer Disc | 1.61% | +0.29% | -3.88% | |
| 19 | AXP | American Express Co | Stock-Financials | 1.59% | +0.25% | -7.54% | |
| 20 | HUBB | Hubbell INC | Stock-Industrials | 1.40% | +0.39% | -3.52% | |
| 21 | ABT | Abbott Laboratories | Stock-Healthcare | 1.39% | +0.16% | -0.15% | |
| 22 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.37% | +0.36% | +3.89% | |
| 23 | C | Citigroup Inc. | Stock-Financials | 1.33% | +0.42% | -1.17% | |
| 24 | CVX | Chevron CORP | Stock-Energy | 1.30% | — | -2.98% | |
| 25 | NEE | Nextera Energy INC | Stock-Utilities | 1.26% | -0.37% | -2.44% | |
| 26 | EMR | Emerson Electric Co | Stock-Industrials | 1.23% | +0.34% | +0.04% | |
| 27 | ✓ | Wisconsin Energy CORP | Stock-Other | 1.23% | +0.20% | -1.74% | |
| 28 | AMAT | Applied Materials INC | Stock-Tech | 1.23% | +0.46% | -1.72% | |
| 29 | ADI | Analog Devices INC | Stock-Tech | 1.20% | +0.25% | -5.16% | |
| 30 | ASML | ASML Holding N.V. | Stock-Tech | 1.18% | +0.53% | -0.42% | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.16% | — | -0.57% | |
| 32 | APD | Air Products & Chemicals INC | Stock-Materials | 1.14% | — | -2.91% | |
| 33 | LEN | Lennar Corp-a | Stock-Consumer Disc | 1.09% | +0.26% | -1.06% | |
| 34 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.09% | +0.27% | +0.02% | |
| 35 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.06% | +0.21% | -3.77% | |
| 36 | ACN | Accenture plc | Stock-Tech | 1.06% | -0.09% | +4.35% | |
| 37 | AMGN | Amgen INC | Stock-Healthcare | 1.03% | — | -6.75% | |
| 38 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.99% | — | +0.97% | |
| 39 | TXN | Texas Instruments INC | Stock-Tech | 0.97% | +0.16% | -0.30% | |
| 40 | DHR | Danaher CORP | Stock-Healthcare | 0.97% | +0.15% | -2.72% | |
| 41 | CSCO | Cisco Systems INC | Stock-Tech | 0.91% | +0.24% | +16.75% | |
| 42 | CAT | Caterpillar INC | Stock-Industrials | 0.89% | +0.26% | -5.39% | |
| 43 | XOM | Exxon Mobil CORP | Stock-Energy | 0.86% | — | -2.35% | |
| 44 | VZ | Verizon Communications INC | Stock-Comm Services | 0.83% | +0.21% | +3.81% | |
| 45 | MRK | Merck & Co., Inc. | Stock-Healthcare | 0.83% | — | -2.16% | |
| 46 | CLSK | Cleanspark INC | Stock-Financials | 0.83% | +0.83% | -5.81% | |
| 47 | SHW | Sherwin-williams Co/the | Stock-Materials | 0.82% | +0.14% | -0.42% | |
| 48 | ABBV | Abbvie INC | Stock-Healthcare | 0.79% | +0.13% | -6.26% | |
| 49 | PEP | Pepsico INC | Stock-Consumer Staples | 0.77% | — | +0.14% | |
| 50 | NTRS | Northern Trust CORP | Stock-Financials | 0.76% | +0.16% | -2.85% |
Performance for Q3 2026
+2.9%
Performance Last 4 Quarters
+21.4%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2025-09-30 | 285 | $2.5M | 42 | |
| 2025-06-30 | 316 | $2.6M | 0 | |
| 2025-03-31 | 320 | $2.6M | 100 | |
| 2024-12-31 | 320 | $2.8M | 0 | |
| 2024-09-30 | 324 | $5.4M | 0 | |
| 2024-06-30 | 329 | $248.5M | 0 | |
| 2024-03-31 | 318 | $235.1M | 0 | |
| 2023-12-31 | 324 | $213.8M | 0 | |
| 2023-09-30 | 322 | $201.4M | 0 | |
| 2023-06-30 | 327 | $205.9M | 0 | |
| 2023-03-31 | 331 | $197.4M | 0 | |
| 2022-12-31 | 307 | $191.4M | 0 | |
| 2022-09-30 | 343 | $184.4M | 0 | |
| 2022-06-30 | 344 | $190.6M | 0 | |
| 2022-03-31 | 379 | $221.6M | 0 | |
| 2021-12-31 | 380 | $271.9M | 0 | |
| 2021-09-30 | 390 | $257.8M | 0 | |
| 2021-06-30 | 376 | $253.8M | 96 | |
| 2021-03-31 | 358 | $234.0M | 12 | |
| 2020-12-31 | 334 | $215.3M | 19 | |
| 2020-09-30 | 326 | $181.9M | 12 | |
| 2020-06-30 | 328 | $175.7M | 24 | |
| 2020-03-31 | 319 | $146.1M | 25 | |
| 2019-12-31 | 301 | $177.7M | 15 | |
| 2019-09-30 | 313 | $169.9M | 10 | |
| 2019-06-30 | 327 | $167.3M | 14 | |
| 2019-03-31 | 317 | $159.9M | 17 | |
| 2018-12-31 | 339 | $140.9M | 22 | |
| 2018-09-30 | 365 | $173.0M | 14 | |
| 2018-06-30 | 335 | $164.2M | 41 | |
| 2018-03-31 | 353 | $168.6M | 22 | |
| 2017-12-31 | 306 | $162.9M | 18 | |
| 2017-09-30 | 338 | $168.5M | 9 | |
| 2017-06-30 | 353 | $164.8M | 8 | |
| 2017-03-31 | 379 | $162.4M | 19 | |
| 2016-12-31 | 350 | $149.3M | 14 | |
| 2016-09-30 | 385 | $145.2M | 13 | |
| 2016-06-30 | 343 | $138.5M | 13 | |
| 2016-03-31 | 278 | $129.9M | 12 | |
| 2015-12-31 | 291 | $128.8M | 15 | |
| 2015-09-30 | 306 | $123.9M | 13 | |
| 2015-06-30 | 319 | $134.3M | 9 | |
| 2015-03-31 | 320 | $136.4M | 8 | |
| 2014-12-31 | 331 | $137.5M | 9 | |
| 2014-09-30 | 317 | $133.5M | 7 | |
| 2014-06-30 | 311 | $138.0M | 6 | |
| 2014-03-31 | 306 | $136.4M | 7 | |
| 2013-12-31 | 301 | $135.6M | 9 | |
| 2013-09-30 | 301 | $127.8M | 12 | |
| 2013-06-30 | 298 | $119.9M | 0 |
West Oak Capital, LLC's most significant position changes for 2025-09-30: New buy: Jacobs Solutions INC (J); Sold out: Constellation Energy (CEG); Trim: Jefferies Group INC — shares -11.37%; Trim: Broadcom Inc. (AVGO) — shares -7.34%; Trim: Nvidia CORP (NVDA) — shares -14.12%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVGO | Broadcom Inc. | +2% | -7.34% | Trim |
| 2 | NVDA | Nvidia CORP | +1.5% | -14.12% | Trim |
| 3 | ✓ | +1.5% | +1.39% | Add | |
| 4 | ORCL | Oracle CORP | +1.4% | -4.26% | Trim |
| 5 | DFSTX | Dfa US Small Cap Portfolio | +1.2% | +9.47% | Add |
| 6 | GOOG | Alphabet Inc-cl C | +0.9% | -5.26% | Add |
| 7 | GLW | Corning INC | +0.9% | -4.47% | Add |
| 8 | CLSK | Cleanspark INC | +0.8% | -5.81% | Add |
| 9 | MSFT | Microsoft CORP | +0.7% | -2.99% | Trim |
| 10 | JPM | Jpmorgan Chase & Co | +0.7% | +3.04% | Add |
| 11 | ASML | ASML Holding N.V. | +0.5% | -0.42% | Add |
| 12 | AMAT | Applied Materials INC | +0.5% | -1.72% | Add |
| 13 | JPST | Jpmorgan Ultra-short Income | +0.4% | -55.75% | Add |
| 14 | C | Citigroup Inc. | +0.4% | -1.17% | Trim |
| 15 | HUBB | Hubbell INC | +0.4% | -3.52% | Add |
| 16 | SCHW | Schwab (charles) CORP | +0.4% | +3.89% | Add |
| 17 | EMR | Emerson Electric Co | +0.3% | +0.04% | Add |
| 18 | HD | Home Depot INC | +0.3% | -3.88% | Add |
| 19 | AMZN | Amazon.com INC | +0.3% | -5.97% | Trim |
| 20 | NVS | Novartis Ag-sponsored Adr | +0.3% | +0.02% | Add |
| 21 | CAT | Caterpillar INC | +0.3% | -5.39% | Trim |
| 22 | LEN | Lennar Corp-a | +0.3% | -1.06% | Add |
| 23 | ADI | Analog Devices INC | +0.3% | -5.16% | Add |
| 24 | AXP | American Express Co | +0.3% | -7.54% | Trim |
| 25 | CSCO | Cisco Systems INC | +0.2% | +16.75% | Add |
| 26 | AAPL | Apple INC | +0.2% | -8.19% | Trim |
| 27 | VZ | Verizon Communications INC | +0.2% | +3.81% | Add |
| 28 | LMT | Lockheed Martin CORP | +0.2% | -3.77% | Add |
| 29 | ✓ | Wisconsin Energy CORP | +0.2% | -1.74% | Add |
| 30 | SYY | Sysco CORP | +0.2% | +29.31% | Add |
| 31 | IPG | Interpublic Group Of Cos INC | +0.2% | +22.89% | Add |
| 32 | NTRS | Northern Trust CORP | +0.2% | -2.85% | Trim |
| 33 | TGT | Target Corporation | +0.2% | +42.07% | Add |
| 34 | TXN | Texas Instruments INC | +0.2% | -0.30% | Add |
| 35 | ABT | Abbott Laboratories | +0.2% | -0.15% | Add |
| 36 | DHR | Danaher CORP | +0.2% | -2.72% | Add |
| 37 | SHW | Sherwin-williams Co/the | +0.1% | -0.42% | Add |
| 38 | ABBV | Abbvie INC | +0.1% | -6.26% | Add |
| 39 | COST | Costco Wholesale CORP | -0.1% | -10.56% | Trim |
| 40 | ACN | Accenture plc | -0.1% | +4.35% | Add |
| 41 | SCHD | Schwab US Dvd Equity ETF | -0.3% | -30.03% | Trim |
| 42 | FIS | Fidelity National Info Serv | -0.3% | — | Trim |
| 43 | NEE | Nextera Energy INC | -0.4% | -2.44% | Trim |
| 44 | SPB | Spectrum Brands Holdings INC | -0.4% | -25.92% | Trim |
| 45 | ✓ | -0.7% | — | Trim | |
| 46 | JNJ | Johnson & Johnson | -0.8% | -79.14% | Trim |
| 47 | VTS | Vitesse Energy INC | -0.9% | — | Trim |
| 48 | ✓ | Jefferies Group INC | -14.6% | -11.37% | Trim |
| 49 | J | Jacobs Solutions INC | — | NEW | New buy |
| 50 | CEG | Constellation Energy | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2025-09-30 | 2025-10-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-15 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-16 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-01-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-18 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-24 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-18 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-18 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-05 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-19 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-21 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-05 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | Amendment | View on EDGAR |
| 2022-09-30 | 2022-10-28 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-20 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-12 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-07 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-20 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-08 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-06 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-07 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-09 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-02 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-03 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-04 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-06 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-05 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-05 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-10 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-06 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-06 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-04 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-04 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-07 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-05 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-07 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-02 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-02 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-02 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-08 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-03 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-03 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-08 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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