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CIK: 0001506073
Total reported value
$446.5M
$446.5M
324 檔
22.7%
During the Q3 2025 filing period, Wellington Shields & Co., LLC (CIK: 0001506073) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $446.5M across 324 reported positions.
In Q3 2025, Wellington Shields & Co., LLC displayed an active expansion posture, initiating 8 new positions and adding to 21 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 324 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 9.21% | -0.77% | -0.88% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 7.39% | +0.47% | +0.47% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 4.06% | -0.03% | -1.06% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.24% | +0.12% | -0.18% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.55% | +0.44% | +0.43% | |
| 6 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.21% | +0.18% | +1.92% | |
| 7 | XOM | Exxon Mobil CORP | Stock-Energy | 1.99% | -3.40% | EXIT | |
| 8 | IBM | Intl Business Machines CORP | Stock-Tech | 1.98% | -0.09% | -1.09% | |
| 9 | ABBV | Abbvie Inc | Stock-Healthcare | 1.78% | +0.02% | -1.01% | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.73% | +0.05% | +2.18% | |
| 11 | BX | Blackstone Inc | Stock-Financials | 1.49% | -0.13% | +1.05% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.17% | +0.31% | -2.64% | |
| 13 | HON | Honeywell International Inc | Stock-Industrials | 1.13% | -1.15% | EXIT | |
| 14 | V | Visa Inc-class A Shares | Stock-Financials | 1.13% | -0.01% | +2.48% | |
| 15 | CAT | Caterpillar Inc | Stock-Industrials | 1.11% | +0.65% | — | |
| 16 | FLO | Flowers Foods Inc | Stock-Consumer Staples | 1.10% | -0.10% | -0.05% | |
| 17 | AVGO | Broadcom Inc | Stock-Tech | 1.09% | +0.16% | -2.82% | |
| 18 | UNP | Union Pacific CORP | Stock-Industrials | 1.08% | -0.10% | — | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.07% | -0.09% | +0.29% | |
| 20 | WMT | Walmart Inc | Stock-Consumer Staples | 0.97% | -0.20% | -1.57% | |
| 21 | ABT | Abbott Laboratories | Stock-Healthcare | 0.93% | -0.19% | -0.37% | |
| 22 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.92% | -0.10% | +0.49% | |
| 23 | RKLB | Rocket Lab CORP | Stock-Industrials | 0.91% | +0.40% | -5.04% | |
| 24 | NEM | Newmont CORP | Stock-Materials | 0.83% | -0.24% | -3.57% | |
| 25 | C | Citigroup Inc | Stock-Financials | 0.83% | +0.02% | -1.58% | |
| 26 | GE | General Electric | Stock-Industrials | 0.82% | +0.15% | -1.05% | |
| 27 | SPGI | S&p Global Inc | Stock-Financials | 0.79% | -0.10% | — | |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.77% | +0.08% | +1.59% | |
| 29 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.76% | -0.08% | -0.63% | |
| 30 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.75% | -0.31% | -5.67% | |
| 31 | ILMN | Illumina Inc | Stock-Healthcare | 0.72% | +0.22% | — | |
| 32 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.67% | +0.38% | +3.88% | |
| 33 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.67% | -0.13% | +0.29% | |
| 34 | GLW | Corning Inc | Stock-Tech | 0.66% | +0.44% | -15.20% | |
| 35 | APO | Apollo Global Management Inc | Stock-Financials | 0.65% | -0.05% | +1.61% | |
| 36 | HD | Home Depot Inc | Stock-Consumer Disc | 0.63% | -0.01% | — | |
| 37 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.61% | -0.12% | -1.88% | |
| 38 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.60% | +0.11% | -2.57% | |
| 39 | T | At&t Inc | Stock-Comm Services | 0.60% | -0.24% | -0.90% | |
| 40 | CEG | Constellation Energy | Stock-Utilities | 0.59% | -0.17% | +50.90% | |
| 41 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.53% | -0.06% | -18.75% | |
| 42 | WM | Waste Management Inc | Stock-Industrials | 0.53% | -0.08% | +0.01% | |
| 43 | PFE | Pfizer Inc | Stock-Healthcare | 0.52% | -0.15% | +0.12% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.52% | -0.21% | +3.31% | |
| 45 | MCK | Mckesson CORP | Stock-Healthcare | 0.50% | -0.17% | +6.44% | |
| 46 | PSNL | Personalis Inc | Stock-Other | 0.50% | +0.41% | — | |
| 47 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.47% | -0.04% | -4.76% | |
| 48 | CFG | Citizens Financial Group | Stock-Financials | 0.47% | +0.01% | — | |
| 49 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.47% | -0.11% | — | |
| 50 | CSCO | Cisco Systems Inc | Stock-Tech | 0.45% | +0.17% | -0.11% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.1% | -0.88% | Trim |
| 2 | NVDA | Nvidia CORP | +1% | -0.18% | Add |
| 3 | GOOG | Alphabet Inc-cl C | +0.5% | +1.92% | Add |
| 4 | CEG | Constellation Energy | +0.5% | +50.90% | Add |
| 5 | JPM | Jpmorgan Chase & Co | +0.4% | -1.06% | Add |
| 6 | PLTR | Palantir Technologies Inc-a | +0.3% | -5.67% | Add |
| 7 | AVGO | Broadcom Inc | +0.3% | -2.82% | Trim |
| 8 | GOOGL | Alphabet Inc-cl A | +0.3% | -2.64% | Add |
| 9 | NEM | Newmont CORP | +0.2% | -3.57% | Trim |
| 10 | GE | General Electric | +0.2% | -1.05% | Add |
| 11 | PSNL | Personalis Inc | +0.2% | — | Unchanged |
| 12 | GEV | GE Vernova Inc | +0.2% | +0.56% | Add |
| 13 | C | Citigroup Inc | +0.2% | -1.58% | Add |
| 14 | GLW | Corning Inc | +0.1% | -15.20% | Trim |
| 15 | CAT | Caterpillar Inc | +0.1% | — | Trim |
| 16 | FSLR | First Solar Inc | +0.1% | -0.84% | Add |
| 17 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +36.52% | Trim |
| 18 | ORCL | Oracle CORP | +0.1% | — | Unchanged |
| 19 | FIX | Comfort Systems USA Inc | +0.1% | +18.18% | Trim |
| 20 | KO | Coca-cola Co/the | +0.1% | -4.76% | Add |
| 21 | WMT | Walmart Inc | +0.1% | -1.57% | Add |
| 22 | AMZN | Amazon.com Inc | +0.1% | +2.18% | Add |
| 23 | SHOP | Shopify Inc - Class A | +0.1% | -1.88% | Trim |
| 24 | QXO | Qxo Inc | +0.1% | — | Trim |
| 25 | SPG | Simon Property Group Inc | +0.1% | +8.96% | Add |
| 26 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -2.57% | Add |
| 27 | MCK | Mckesson CORP | +0.1% | +6.44% | Add |
| 28 | IBM | Intl Business Machines CORP | 0% | -1.09% | Add |
| 29 | BX | Blackstone Inc | 0% | +1.05% | Add |
| 30 | AXP | American Express Co | 0% | +0.40% | Add |
| 31 | PANW | Palo Alto Networks Inc | 0% | +3.88% | Add |
| 32 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | +1.59% | Add |
| 33 | ILMN | Illumina Inc | 0% | — | Unchanged |
| 34 | KMX | Carmax Inc | -0.2% | +1.31% | Trim |
| 35 | TMO | Thermo Fisher Scientific Inc | -0.2% | -12.68% | Trim |
| 36 | OKE | Oneok Inc | -0.2% | -2.81% | Trim |
| 37 | ABBV | Abbvie Inc | -0.2% | -1.01% | Trim |
| 38 | BMY | Bristol-myers Squibb Co | -0.3% | — | Trim |
| 39 | AAPL | Apple Inc | -0.4% | +0.47% | Trim |
| 40 | LLY | Eli Lilly & Co | -0.8% | +0.43% | Trim |
| 41 | FLO | Flowers Foods Inc | -0.8% | -0.05% | Trim |
| 42 | RKLB | Rocket Lab CORP | — | NEW | New buy |
| 43 | RKLB | Rocket Lab Corporation | — | EXIT | Sold out |
| 44 | RKT | Rocket Cos Inc-class A | — | NEW | New buy |
| 45 | COIN | Coinbase Global Inc -class A | — | NEW | New buy |
| 46 | EIX | Edison International | — | NEW | New buy |
| 47 | INSM | Insmed Inc | — | NEW | New buy |
| 48 | APP | Applovin Corp-class A | — | NEW | New buy |
| 49 | SBIL | Simplify Govt Mny Mrkt ETF | — | NEW | New buy |
| 50 | PPA | Invesco Aerospace & Defense | — | NEW | New buy |
According to official SEC Form 13F filings, Wellington Shields & Co., LLC reported a total U.S. public equity portfolio value of $446.5M across 324 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including MSFT, AAPL, JPM) accounted for 22.7% of total reported equity market value during Q3 2025.
Top New Position Initiated
RKLB
市值: $3.5M
Top Position Liquidated / Trimmed
RKLB
前期市值: $1.4M
During Q3 2025, Wellington Shields & Co., LLC's top holdings by market value included MSFT (9.2%)、AAPL (7.4%)、JPM (4.1%). The largest single position, MSFT, represented 9.2% of total portfolio value.
In Q3 2025, Wellington Shields & Co., LLC made 47 total portfolio adjustments, initiating 8 new buys, adding to 21 positions, trimming 17 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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