13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001506073
Total reported value
$446.5M
$446.5M
304 檔
18.0%
The Q1 2025 SEC filing reveals that Wellington Shields & Co., LLC held a total portfolio value of $446.5M, covering 304 public equity positions.
In Q1 2025, Wellington Shields & Co., LLC displayed an active expansion posture, initiating 50 new positions and adding to 0 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 304 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 8.08% | -0.77% | +0.79% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 7.76% | +0.47% | +1.87% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.70% | -0.03% | — | |
| 4 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.33% | +0.44% | -2.75% | |
| 5 | XOM | Exxon Mobil CORP | Stock-Energy | 2.30% | -3.40% | EXIT | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 2.25% | +0.12% | -0.32% | |
| 7 | ABBV | Abbvie Inc | Stock-Healthcare | 2.00% | +0.02% | +1.75% | |
| 8 | IBM | Intl Business Machines CORP | Stock-Tech | 1.94% | -0.09% | +3.16% | |
| 9 | FLO | Flowers Foods Inc | Stock-Consumer Staples | 1.93% | -0.10% | +0.01% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.68% | +0.18% | +1.89% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.67% | +0.05% | +0.84% | |
| 12 | BX | Blackstone Inc | Stock-Financials | 1.45% | -0.13% | +2.64% | |
| 13 | HON | Honeywell International Inc | Stock-Industrials | 1.36% | -1.15% | EXIT | |
| 14 | V | Visa Inc-class A Shares | Stock-Financials | 1.34% | -0.01% | +2.36% | |
| 15 | UNP | Union Pacific CORP | Stock-Industrials | 1.29% | -0.10% | -3.49% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.17% | -0.09% | +2.96% | |
| 17 | ABT | Abbott Laboratories | Stock-Healthcare | 1.11% | -0.19% | — | |
| 18 | SPGI | S&p Global Inc | Stock-Financials | 1.05% | -0.10% | -5.71% | |
| 19 | CAT | Caterpillar Inc | Stock-Industrials | 0.99% | +0.65% | +0.30% | |
| 20 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.97% | -0.10% | +2.01% | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 0.89% | -0.20% | — | |
| 22 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.87% | +0.31% | +13.26% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.82% | -0.08% | — | |
| 24 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.81% | -0.13% | +0.92% | |
| 25 | AVGO | Broadcom Inc | Stock-Tech | 0.78% | +0.16% | -1.98% | |
| 26 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.77% | -0.11% | +2.75% | |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.77% | +0.08% | +13.63% | |
| 28 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.73% | -0.06% | -0.29% | |
| 29 | ILMN | Illumina Inc | Stock-Healthcare | 0.73% | +0.22% | -10.60% | |
| 30 | T | At&t Inc | Stock-Comm Services | 0.72% | -0.24% | -1.58% | |
| 31 | APO | Apollo Global Management Inc | Stock-Financials | 0.72% | -0.05% | +7.75% | |
| 32 | C | Citigroup Inc | Stock-Financials | 0.68% | +0.02% | +4.07% | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 0.68% | -0.01% | +7.92% | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.67% | -0.21% | +1.18% | |
| 35 | WM | Waste Management Inc | Stock-Industrials | 0.67% | -0.08% | -0.35% | |
| 36 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.65% | +0.38% | +7.20% | |
| 37 | GE | General Electric | Stock-Industrials | 0.64% | +0.15% | +4.27% | |
| 38 | GTLS | Chart Industries Inc | Stock-Industrials | 0.62% | -0.02% | +8.84% | |
| 39 | NEM | Newmont CORP | Stock-Materials | 0.60% | -0.24% | +1.67% | |
| 40 | PFE | Pfizer Inc | Stock-Healthcare | 0.59% | -0.15% | -1.06% | |
| 41 | OKE | Oneok Inc | Stock-Energy | 0.55% | -0.08% | — | |
| 42 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.55% | -0.12% | -12.66% | |
| 43 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.55% | +0.11% | -0.61% | |
| 44 | GLW | Corning Inc | Stock-Tech | 0.53% | +0.44% | +2.49% | |
| 45 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.52% | -0.12% | — | |
| 46 | AMGN | Amgen Inc | Stock-Healthcare | 0.50% | -0.05% | +7.17% | |
| 47 | CSCO | Cisco Systems Inc | Stock-Tech | 0.50% | +0.17% | -13.84% | |
| 48 | SO | Southern Co/the | Stock-Utilities | 0.50% | -0.05% | — | |
| 49 | EFX | Equifax Inc | Stock-Industrials | 0.50% | -0.05% | — | |
| 50 | AFL | Aflac Inc | Stock-Financials | 0.46% | -0.02% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | — | NEW | New buy |
| 2 | AAPL | Apple Inc | — | NEW | New buy |
| 3 | JPM | Jpmorgan Chase & Co | — | NEW | New buy |
| 4 | LLY | Eli Lilly & Co | — | NEW | New buy |
| 5 | XOM | Exxon Mobil CORP | — | NEW | New buy |
| 6 | NVDA | Nvidia CORP | — | NEW | New buy |
| 7 | ABBV | Abbvie Inc | — | NEW | New buy |
| 8 | IBM | Intl Business Machines CORP | — | NEW | New buy |
| 9 | FLO | Flowers Foods Inc | — | NEW | New buy |
| 10 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 11 | AMZN | Amazon.com Inc | — | NEW | New buy |
| 12 | BX | Blackstone Inc | — | NEW | New buy |
| 13 | HON | Honeywell International Inc | — | NEW | New buy |
| 14 | V | Visa Inc-class A Shares | — | NEW | New buy |
| 15 | UNP | Union Pacific CORP | — | NEW | New buy |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | — | NEW | New buy |
| 17 | ABT | Abbott Laboratories | — | NEW | New buy |
| 18 | SPGI | S&p Global Inc | — | NEW | New buy |
| 19 | CAT | Caterpillar Inc | — | NEW | New buy |
| 20 | DIS | Walt Disney Co/the | — | NEW | New buy |
| 21 | WMT | Walmart Inc | — | NEW | New buy |
| 22 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 23 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 24 | KMI | Kinder Morgan, Inc. | — | NEW | New buy |
| 25 | AVGO | Broadcom Inc | — | NEW | New buy |
| 26 | BMY | Bristol-myers Squibb Co | — | NEW | New buy |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 28 | MRK | Merck & Co. Inc. | — | NEW | New buy |
| 29 | ILMN | Illumina Inc | — | NEW | New buy |
| 30 | T | At&t Inc | — | NEW | New buy |
| 31 | APO | Apollo Global Management Inc | — | NEW | New buy |
| 32 | C | Citigroup Inc | — | NEW | New buy |
| 33 | HD | Home Depot Inc | — | NEW | New buy |
| 34 | CVX | Chevron CORP | — | NEW | New buy |
| 35 | WM | Waste Management Inc | — | NEW | New buy |
| 36 | PANW | Palo Alto Networks Inc | — | NEW | New buy |
| 37 | GE | General Electric | — | NEW | New buy |
| 38 | GTLS | Chart Industries Inc | — | NEW | New buy |
| 39 | NEM | Newmont CORP | — | NEW | New buy |
| 40 | PFE | Pfizer Inc | — | NEW | New buy |
| 41 | OKE | Oneok Inc | — | NEW | New buy |
| 42 | SHOP | Shopify Inc - Class A | — | NEW | New buy |
| 43 | QQQ | Invesco Qqq Trust Series 1 | — | NEW | New buy |
| 44 | GLW | Corning Inc | — | NEW | New buy |
| 45 | VZ | Verizon Communications Inc | — | NEW | New buy |
| 46 | AMGN | Amgen Inc | — | NEW | New buy |
| 47 | CSCO | Cisco Systems Inc | — | NEW | New buy |
| 48 | SO | Southern Co/the | — | NEW | New buy |
| 49 | EFX | Equifax Inc | — | NEW | New buy |
| 50 | AFL | Aflac Inc | — | NEW | New buy |
According to official SEC Form 13F filings, Wellington Shields & Co., LLC reported a total U.S. public equity portfolio value of $446.5M across 304 disclosed positions in Q1 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including MSFT, AAPL, JPM) accounted for 18.0% of total reported equity market value during Q1 2025.
Top New Position Initiated
MSFT
市值: $25.8M
During Q1 2025, Wellington Shields & Co., LLC's top holdings by market value included MSFT (8.1%)、AAPL (7.8%)、JPM (3.7%). The largest single position, MSFT, represented 8.1% of total portfolio value.
In Q1 2025, Wellington Shields & Co., LLC made 50 total portfolio adjustments, initiating 50 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.