13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001506073
Total reported value
$446.5M
$446.5M
310 檔
19.2%
At the close of Q3 2024, Wellington Shields & Co., LLC disclosed equity holdings valued at approximately $446.5M, spread across 310 reported holdings.
During Q3 2024, Wellington Shields & Co., LLC's portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 310 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 8.96% | -0.77% | -0.15% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 7.85% | +0.47% | -0.51% | |
| 3 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.65% | +0.44% | -0.01% | |
| 4 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.10% | -0.03% | +0.01% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 2.48% | +0.12% | +2.58% | |
| 6 | FLO | Flowers Foods Inc | Stock-Consumer Staples | 2.27% | -0.10% | +0.02% | |
| 7 | XOM | Exxon Mobil CORP | Stock-Energy | 2.23% | -3.40% | EXIT | |
| 8 | ABBV | Abbvie Inc | Stock-Healthcare | 1.78% | +0.02% | +0.11% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.74% | +0.18% | +0.65% | |
| 10 | IBM | Intl Business Machines CORP | Stock-Tech | 1.68% | -0.09% | -2.33% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.64% | +0.05% | +4.25% | |
| 12 | BX | Blackstone Inc | Stock-Financials | 1.51% | -0.13% | -1.29% | |
| 13 | UNP | Union Pacific CORP | Stock-Industrials | 1.37% | -0.10% | +4.19% | |
| 14 | ILMN | Illumina Inc | Stock-Healthcare | 1.30% | +0.22% | +0.01% | |
| 15 | HON | Honeywell International Inc | Stock-Industrials | 1.30% | -1.15% | EXIT | |
| 16 | CAT | Caterpillar Inc | Stock-Industrials | 1.14% | +0.65% | — | |
| 17 | SPGI | S&p Global Inc | Stock-Financials | 1.10% | -0.10% | — | |
| 18 | V | Visa Inc-class A Shares | Stock-Financials | 1.07% | -0.01% | -11.06% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.95% | -0.09% | +0.31% | |
| 20 | ABT | Abbott Laboratories | Stock-Healthcare | 0.93% | -0.19% | -1.41% | |
| 21 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.92% | -0.10% | -0.97% | |
| 22 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.91% | -0.06% | -0.38% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.81% | +0.31% | -1.65% | |
| 24 | AVGO | Broadcom Inc | Stock-Tech | 0.80% | +0.16% | +900.00% | |
| 25 | WMT | Walmart Inc | Stock-Consumer Staples | 0.79% | -0.20% | -1.98% | |
| 26 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.78% | -0.08% | — | |
| 27 | PFE | Pfizer Inc | Stock-Healthcare | 0.69% | -0.15% | +0.78% | |
| 28 | HD | Home Depot Inc | Stock-Consumer Disc | 0.68% | -0.01% | -1.61% | |
| 29 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.63% | -0.13% | -13.09% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.63% | +0.08% | +11.41% | |
| 31 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.61% | +0.38% | +15.09% | |
| 32 | EFX | Equifax Inc | Stock-Industrials | 0.60% | -0.05% | — | |
| 33 | APO | Apollo Global Management Inc | Stock-Financials | 0.59% | -0.05% | +4.93% | |
| 34 | NEM | Newmont CORP | Stock-Materials | 0.59% | -0.24% | +16.51% | |
| 35 | WM | Waste Management Inc | Stock-Industrials | 0.58% | -0.08% | +0.01% | |
| 36 | GE | General Electric | Stock-Industrials | 0.57% | +0.15% | +23.41% | |
| 37 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.56% | -0.11% | -0.43% | |
| 38 | C | Citigroup Inc | Stock-Financials | 0.56% | +0.02% | +4.39% | |
| 39 | T | At&t Inc | Stock-Comm Services | 0.56% | -0.24% | -2.87% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.56% | -0.21% | -0.61% | |
| 41 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.55% | -0.03% | +1.95% | |
| 42 | CVS | Cvs Health CORP | Stock-Healthcare | 0.55% | +0.06% | -5.41% | |
| 43 | GTLS | Chart Industries Inc | Stock-Industrials | 0.53% | -0.02% | +5.93% | |
| 44 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.53% | -0.12% | -12.59% | |
| 45 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.52% | +0.11% | -3.38% | |
| 46 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.52% | -0.12% | +1.70% | |
| 47 | GLW | Corning Inc | Stock-Tech | 0.51% | +0.44% | +7.22% | |
| 48 | OKE | Oneok Inc | Stock-Energy | 0.49% | -0.08% | -2.73% | |
| 49 | CSCO | Cisco Systems Inc | Stock-Tech | 0.49% | +0.17% | +1.68% | |
| 50 | PSNL | Personalis Inc | Stock-Other | 0.48% | +0.41% | — |
According to official SEC Form 13F filings, Wellington Shields & Co., LLC reported a total U.S. public equity portfolio value of $446.5M across 310 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including MSFT, AAPL, LLY) accounted for 19.2% of total reported equity market value during Q3 2024.
During Q3 2024, Wellington Shields & Co., LLC's top holdings by market value included MSFT (9.0%)、AAPL (7.8%)、LLY (3.6%). The largest single position, MSFT, represented 9.0% of total portfolio value.
In Q3 2024, Wellington Shields & Co., LLC made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.