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Weatherstone Capital Management Historical SEC 13F Holdings & Archive (Q1 2019)
Weatherstone Capital ManagementCIK: 0001535578
Diversified strategyHigh-turnover traderContrarian
Total reported value
$94.5M
Reporting period: 2019-03-31 · Number of holdings: 84
Weatherstone Capital Management disclosed 84 holdings in its latest 13F filing for the period ending 2019-03-31, with total reported value of $94.5M and a quarterly turnover rate of 181.7%.
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Personality snowflake
- Concentration
- 21.95
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 48.6
- Diversification
- 100
- Sizing Uniformity
- 80.89
Weatherstone Capital Management's disclosed holdings carry a Herfindahl concentration index of 0.055 — mathematically equivalent to about 18 equally-sized positions, well below its 84 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VOO
+1066.3% $12.7M
Add JPST
+63.7% $2.2M
Trim BRK-B
-92.0% -$7.4M
Trim JNJ
-82.8% -$2.0M
Trim AAPL
-68.4% -$2.9M
Sold out SCHX
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 14.79% | +14.38% | +1066.31% | |
| 2 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 12.10% | +12.10% | NEW | |
| 3 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 7.27% | +7.27% | NEW | |
| 4 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 5.91% | +4.78% | +63.70% | |
| 5 | MLPXUSD | Global X Mlp & Energy Infras | ETF-Other | 3.79% | +3.79% | NEW | |
| 6 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.53% | +3.53% | NEW | |
| 7 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 3.13% | +3.13% | NEW | |
| 8 | VGT | Vanguard Info Tech ETF | ETF-Tech | 2.95% | +2.95% | NEW | |
| 9 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 2.93% | +2.93% | NEW | |
| 10 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 2.78% | +2.78% | NEW | |
| 11 | VHT | Vanguard Health Care ETF | ETF-Other | 2.10% | +2.10% | NEW | |
| 12 | GSY | Invesco Ultra Short Duration | ETF-Other | 2.02% | — | — | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.77% | — | +85.04% | |
| 14 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.56% | — | — | |
| 15 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.47% | — | — | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.13% | -0.20% | -68.42% | |
| 17 | EPP | Ishares Msci Pacific Ex Japa | ETF-Other | 1.11% | — | — | |
| 18 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.09% | — | — | |
| 19 | MA | Mastercard Inc - A | Stock-Financials | 1.04% | — | +19.57% | |
| 20 | ACN | Accenture plc | Stock-Tech | 0.93% | — | — | |
| 21 | MSCI | Msci Inc | Stock-Financials | 0.74% | — | — | |
| 22 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.72% | — | — | |
| 23 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.70% | — | -31.58% | |
| 24 | MMM | 3m Co | Stock-Industrials | 0.69% | — | — | |
| 25 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 0.68% | — | — | |
| 26 | SYK | Stryker CORP | Stock-Healthcare | 0.67% | — | — | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.64% | — | -62.97% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.63% | -2.02% | -92.04% | |
| 29 | FISV | Fiserv Inc | Stock-Other | 0.60% | — | — | |
| 30 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.56% | — | — | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.56% | — | -63.78% | |
| 32 | VRSK | Verisk Analytics Inc | Stock-Industrials | 0.55% | — | — | |
| 33 | XLE | Ss Energy Select Sector | ETF-Other | 0.54% | — | — | |
| 34 | CELG | Celgene CORP | Stock-Other | 0.54% | — | — | |
| 35 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 0.53% | — | — | |
| 36 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.49% | — | -57.51% | |
| 37 | BAC | Bank Of America CORP | Stock-Financials | 0.49% | — | -52.89% | |
| 38 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.49% | — | — | |
| 39 | XLK | Ss Technology Select Sector | ETF-Tech | 0.49% | — | — | |
| 40 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.48% | — | -1.30% | |
| 41 | UTXZ | United Tech CORP | Stock-Other | 0.48% | — | +54.28% | |
| 42 | AXP | American Express Co | Stock-Financials | 0.47% | — | -31.09% | |
| 43 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.47% | — | — | |
| 44 | HRSEUR | L3harris Technologies Inc | Stock-Other | 0.47% | — | — | |
| 45 | XLV | Ss Health Care Select Sector | ETF-Other | 0.46% | — | -37.67% | |
| 46 | PAYX | Paychex Inc | Stock-Tech | 0.45% | — | -41.62% | |
| 47 | XLF | Ss Financial Select Sector | ETF-Other | 0.45% | — | +95.21% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | — | -49.20% | |
| 49 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.44% | — | -67.24% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.44% | -0.35% | -82.79% |
1–50 of 84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q1 | 84 | $94.5M | 100 | ||
| 2018 Q4 | 184 | $301.0M | 100 | ||
| 2018 Q3 | 93 | $130.3M | 100 | ||
| 2018 Q2 | 82 | $125.1M | 100 | ||
| 2018 Q1 | 88 | $132.5M | 67 | ||
| 2017 Q4 | 94 | $150.4M | 83 | ||
| 2017 Q3 | 88 | $146.5M | 57 | ||
| 2017 Q2 | 87 | $151.1M | 67 | ||
| 2017 Q1 | 79 | $89.7M | 78 | ||
| 2016 Q4 | 99 | $153.1M | 50 | ||
| 2016 Q3 | 81 | $122.1M | 72 | ||
| 2016 Q2 | 81 | $118.1M | 62 | ||
| 2016 Q1 | 81 | $138.3M | 98 | ||
| 2015 Q4 | 73 | $87.4M | 100 | ||
| 2015 Q3 | 60 | $108.3M | 100 | ||
| 2015 Q2 | 74 | $113.1M | 74 | ||
| 2015 Q1 | 78 | $162.6M | 57 | ||
| 2014 Q4 | 71 | $171.4M | 60 | ||
| 2014 Q3 | 65 | $191.7M | 95 | ||
| 2014 Q2 | 80 | $376.5M | 79 | ||
| 2014 Q1 | 67 | $342.9M | 100 | ||
| 2013 Q4 | 74 | $444.7M | 77 | ||
| 2013 Q3 | 60 | $385.3M | 87 | ||
| 2013 Q2 | 56 | $235.0M | 0 |
Holding changes this quarter
Weatherstone Capital Management's most significant position changes for 2019-03-31: Sold out: Schwab US Large-cap ETF (SCHX); Sold out: Proshares S&p 500 Dividend A (NOBL); Sold out: Invesco Bulletshares 2020 Hi (BSJK); Sold out: Schwab Short-term US Treas (SCHO); Sold out: Invesco Bulletshares 2021 Hi (BSJL).
Filing History
FAQ
What is Weatherstone Capital Management and what type of investor is it?
Weatherstone Capital Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-03-31), the firm manages a tracked equity portfolio valued at approximately $94.5M, spread across 84 disclosed positions.
What are Weatherstone Capital Management's largest equity positions?
Based on the latest 13F filing, Weatherstone Capital Management's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $14.0M (14.8%)
2. Ishares 0-5 Yr Hy CORP Bond (SHYG) — $11.4M (12.1%)
3. Invesco S&p 500 Low Volatili (SPLV) — $6.9M (7.3%)
4. Jpmorgan Ultra-short Income (JPST) — $5.6M (5.9%)
5. Global X Mlp & Energy Infras (MLPXUSD) — $3.6M (3.8%)
What changes did Weatherstone Capital Management make in its most recent portfolio filing?
In the latest reported quarter, Weatherstone Capital Management made 50 notable position adjustments: 9 new positions were initiated, 2 existing holdings were added to, 3 positions were partially reduced, and 36 were completely exited. The largest of these moves: Sold out: Schwab US Large-cap ETF (SCHX); Sold out: Proshares S&p 500 Dividend A (NOBL); Sold out: Invesco Bulletshares 2020 Hi (BSJK); Sold out: Schwab Short-term US Treas (SCHO); Sold out: Invesco Bulletshares 2021 Hi (BSJL)
What sectors does Weatherstone Capital Management focus on?
Weatherstone Capital Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 25.3%
• Health Care: 18.6%
• Information Technology: 16.0%
• Communication Services: 14.6%
• Consumer Staples: 7.3%
• Consumer Discretionary: 6.9%
Investment Profile
Weatherstone Capital Management's portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 67 to 100 over the past 4 quarters — a shift toward more active trading.
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