CIK: 0001929986
Total reported value
$1.8B
Reporting period: 2026-03-31 · Number of holdings: 515
WealthPlan Investment Management, LLC disclosed 515 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.8B and a quarterly turnover rate of 38.7%.
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WealthPlan Investment Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 72 equally-sized positions, well below its 515 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add IVV
+81.6% $34.6M
Trim BIL
-62.2% -$17.2M
Trim VTI
-11.3% -$8.9M
Add EPS
+96.8% $14.7M
Trim MINT
-65.8% -$9.4M
Add AGG
+121.7% $12.6M
Showing top 200 holdings (of 515 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.97% | — | +10.50% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.56% | +1.55% | +81.58% | |
| 3 | BFLB | Bufferlabs US Eq Dyn Buf ETF | ETF-Other | 2.90% | — | +1.33% | |
| 4 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.79% | -0.97% | -11.27% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 2.68% | +0.22% | +33.35% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.07% | +0.44% | +39.82% | |
| 7 | EPS | Wisdomtree US Large Cap Fund | ETF-Large Cap & Growth | 1.74% | +0.69% | +96.81% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.67% | — | +29.10% | |
| 9 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 1.54% | +0.56% | +76.75% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.49% | +0.18% | +41.65% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.44% | — | -1.59% | |
| 12 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.41% | — | -1.77% | |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.38% | — | -0.57% | |
| 14 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 1.35% | — | +3.27% | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.34% | +0.04% | +35.91% | |
| 16 | JAVA | Jpmorgan Active Value ETF | ETF-Other | 1.30% | +0.48% | +82.34% | |
| 17 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.28% | +0.62% | +121.72% | |
| 18 | JGLO | Jpmorgan Glbl Slct Eq ETF | ETF-Other | 1.23% | +0.48% | +95.64% | |
| 19 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 1.23% | +0.56% | +111.23% | |
| 20 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.21% | — | +3.57% | |
| 21 | JGRO | Jpmorgan Active Growth ETF | ETF-Other | 1.15% | +0.25% | +59.82% | |
| 22 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.07% | +0.52% | +124.69% | |
| 23 | WMT | Walmart INC | Stock-Consumer Staples | 1.02% | — | +0.99% | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 0.99% | +0.24% | +8.02% | |
| 25 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.97% | +0.36% | +79.38% | |
| 26 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.95% | — | -7.74% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.94% | — | +17.59% | |
| 28 | CVX | Chevron CORP | Stock-Energy | 0.90% | — | -9.21% | |
| 29 | PAAA | Pgim Aaa Clo ETF | ETF-Other | 0.90% | +0.90% | NEW | |
| 30 | CASY | Casey's General Stores INC | Stock-Consumer Disc | 0.86% | — | -20.59% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.82% | — | +10.62% | |
| 32 | AGGH | Simplify Aggregate Bond ETF | ETF-Other | 0.81% | +0.47% | +178.09% | |
| 33 | MTBA | Simplify Mbs ETF | ETF-Other | 0.79% | +0.42% | +146.34% | |
| 34 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.77% | — | -4.41% | |
| 35 | JMEE | JPM Sma & Mid Cap En Eq Et-u | ETF-Other | 0.73% | +0.30% | +88.26% | |
| 36 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 0.72% | — | -4.60% | |
| 37 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.71% | -0.51% | -32.14% | |
| 38 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 0.71% | +0.42% | +175.16% | |
| 39 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.70% | -0.43% | -29.59% | |
| 40 | ABBV | Abbvie INC | Stock-Healthcare | 0.67% | — | -4.68% | |
| 41 | HEQT | Simplify Hedged Equity ETF | ETF-Other | 0.65% | -0.49% | -33.40% | |
| 42 | CLOI | Vaneck Clo ETF | ETF-Other | 0.59% | -0.36% | -28.83% | |
| 43 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.59% | -1.17% | -62.15% | |
| 44 | QHY | Wisdomtree US High Yield Cor | ETF-High Yield | 0.58% | +0.41% | +305.26% | |
| 45 | AVGO | Broadcom INC | Stock-Tech | 0.58% | — | +49.53% | |
| 46 | VMI | Valmont Industries | Stock-Industrials | 0.55% | — | +0.37% | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.55% | — | +79.13% | |
| 48 | JFLX | Jpmorgan Flexible Debt ETF | ETF-Other | 0.55% | +0.25% | +107.79% | |
| 49 | CAT | Caterpillar INC | Stock-Industrials | 0.54% | +0.18% | +38.80% | |
| 50 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.52% | -0.32% | -28.16% |
Performance for Q3 2026
+2.1%
Performance Last 4 Quarters
+21%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 515 | $1.8B | 39 | |
| 2025-12-31 | 438 | $1.6B | 36 | |
| 2025-09-30 | 394 | $1.5B | 44 | |
| 2025-06-30 | 405 | $1.4B | 0 | |
| 2025-03-31 | 328 | $1.0B | 0 | |
| 2024-12-31 | 318 | $1.0B | 0 | |
| 2024-09-30 | 303 | $987.5M | 0 | |
| 2024-06-30 | 198 | $661.0M | 0 | |
| 2024-03-31 | 195 | $655.5M | 0 | |
| 2023-12-31 | 203 | $624.3M | 0 | |
| 2023-09-30 | 180 | $565.7M | 0 | |
| 2023-06-30 | 742 | $335.4M | 0 | |
| 2023-03-31 | 884 | $580.9M | 0 | |
| 2022-12-31 | 511 | $1.4B | 0 | |
| 2022-09-30 | 492 | $1.4B | 0 | |
| 2022-03-31 | 508 | $1.4B | 0 |
WealthPlan Investment Management, LLC's most significant position changes for 2026-03-31: New buy: Pgim Aaa Clo ETF (PAAA); New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: Strive 1000 Value ETF (STXV); New buy: Strive 1000 Growth ETF (STXG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +1.6% | +81.58% | Add |
| 2 | EPS | Wisdomtree US Large Cap Fund | +0.7% | +96.81% | Add |
| 3 | AGG | Ishares Core U.s. Aggregate | +0.6% | +121.72% | Add |
| 4 | JIRE | Jpmorgan Int Res Enh Eqty | +0.6% | +76.75% | Add |
| 5 | AGGY | Wisdomtree Yield Enhanced US | +0.6% | +111.23% | Add |
| 6 | JCPB | Jpmorgan Core Plus Bond ETF | +0.5% | +124.69% | Add |
| 7 | JAVA | Jpmorgan Active Value ETF | +0.5% | +82.34% | Add |
| 8 | JGLO | Jpmorgan Glbl Slct Eq ETF | +0.5% | +95.64% | Add |
| 9 | AGGH | Simplify Aggregate Bond ETF | +0.5% | +178.09% | Add |
| 10 | IEMG | Ishares Core Msci Emerging | +0.4% | +39.82% | Add |
| 11 | RSP | Invesco S&p 500 Equal Weight | +0.4% | +2609.53% | Add |
| 12 | MTBA | Simplify Mbs ETF | +0.4% | +146.34% | Add |
| 13 | BOXX | Alpha Architect 1-3 Mnth Box | +0.4% | +175.16% | Add |
| 14 | QHY | Wisdomtree US High Yield Cor | +0.4% | +305.26% | Add |
| 15 | IEFA | Ishares Core Msci Eafe ETF | +0.4% | +79.38% | Add |
| 16 | JMEE | JPM Sma & Mid Cap En Eq Et-u | +0.3% | +88.26% | Add |
| 17 | AMAT | Applied Materials INC | +0.3% | +349.36% | Add |
| 18 | JGRO | Jpmorgan Active Growth ETF | +0.3% | +59.82% | Add |
| 19 | JFLX | Jpmorgan Flexible Debt ETF | +0.3% | +107.79% | Add |
| 20 | WTPI | Wisdomtree Equity Premium In | +0.3% | +177.17% | Add |
| 21 | XOM | Exxon Mobil CORP | +0.2% | +8.02% | Add |
| 22 | NVDA | Nvidia CORP | +0.2% | +33.35% | Add |
| 23 | HYIN | Wisdomtree Prv Crd & Alt INC | +0.2% | +208.89% | Add |
| 24 | EMLC | Vaneck JPM Em Local Curr Bnd | +0.2% | +168.92% | Add |
| 25 | GOOGL | Alphabet Inc-cl A | +0.2% | +41.65% | Add |
| 26 | CAT | Caterpillar INC | +0.2% | +38.80% | Add |
| 27 | META | Meta Platforms Inc-class A | 0% | +35.91% | Add |
| 28 | TDV | Proshares S&p Tech Dvd Arist | -0.3% | -46.49% | Trim |
| 29 | FTLS | First Trust Long/short Eqty | -0.3% | -28.16% | Trim |
| 30 | MOAT | Vaneck Morningstar Wide Moat | -0.3% | -42.76% | Trim |
| 31 | HIGH | Simplify Enhanced Income ETF | -0.4% | -66.26% | Trim |
| 32 | AGOX | Adaptive Alpha Opportunities | -0.4% | -46.65% | Trim |
| 33 | CLOI | Vaneck Clo ETF | -0.4% | -28.83% | Trim |
| 34 | FLTR | Vaneck Ig Floating Rate ETF | -0.4% | -65.48% | Trim |
| 35 | COWZ | Pacer US Cash Cows 100 ETF | -0.4% | -43.98% | Trim |
| 36 | SGVT | Schwab Govt Money Market ETF | -0.4% | -84.30% | Trim |
| 37 | MBSF | Regan Floating Rate Mbs ETF | -0.4% | -66.86% | Trim |
| 38 | DGRO | Ishares Core Dividend Growth | -0.4% | -29.59% | Trim |
| 39 | IGRO | Ishares Intl Div Growth ETF | -0.4% | -44.16% | Trim |
| 40 | FLBL | Franklin Senior Loan ETF | -0.5% | -61.88% | Trim |
| 41 | HEQT | Simplify Hedged Equity ETF | -0.5% | -33.40% | Trim |
| 42 | BUFR | Ft Vest Lad Buffervetf-usd I | -0.5% | -32.14% | Trim |
| 43 | MINT | Pimco Enhanced Short Maturit | -0.6% | -65.84% | Trim |
| 44 | VTI | Vanguard Total Stock Mkt ETF | -1% | -11.27% | Trim |
| 45 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -1.2% | -62.15% | Trim |
| 46 | PAAA | Pgim Aaa Clo ETF | — | NEW | New buy |
| 47 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 48 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 49 | STXV | Strive 1000 Value ETF | — | NEW | New buy |
| 50 | STXG | Strive 1000 Growth ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-29 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-27 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-28 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-30 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-05 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-15 | Amendment | View on EDGAR |
| 2023-09-30 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | Amendment | View on EDGAR |
| 2023-06-30 | 2023-07-25 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-08 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-12-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-09-07 | 13F-HR | View on EDGAR |
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