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Wealth & Pension Services Group, Inc. Historical SEC 13F Holdings & Archive (Q3 2019)
Wealth & Pension Services Group, Inc.CIK: 0001697029
Diversified strategyMomentum followerSector-focused
Total reported value
$138.1M
Reporting period: 2019-09-30 · Number of holdings: 121
Wealth & Pension Services Group, Inc. disclosed 121 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $138.1M and a quarterly turnover rate of 8.5%.
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Personality snowflake
- Concentration
- 8.34
- Portfolio Stability
- 8.52
- Momentum
- 100
- Sector conviction
- 94.33
- Diversification
- 100
- Sizing Uniformity
- 87.61
Wealth & Pension Services Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 121 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim ITOT
-43.2% -$1.1M
Add IDU
+254.0% $1.0M
Trim IVV
-19.7% -$627.0K
Add IVE
+174.5% $431.0K
Trim 26922A610
-28.6% -$395.0K
Trim IJH
-27.5% -$384.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 5.38% | +0.15% | +2.40% | |
| 2 | IWB | Ishares Russell 1000 ETF | ETF-Other | 5.25% | -0.17% | -3.85% | |
| 3 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 5.13% | +0.07% | +2.60% | |
| 4 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.99% | +0.11% | +3.12% | |
| 5 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.58% | +0.07% | +1.68% | |
| 6 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 3.29% | +0.19% | +2.55% | |
| 7 | VTV | Vanguard Value ETF | ETF-Other | 3.27% | +0.12% | +3.54% | |
| 8 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.95% | -0.24% | -5.59% | |
| 9 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 2.57% | +0.04% | +1.62% | |
| 10 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.00% | +0.02% | +0.43% | |
| 11 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.97% | -0.47% | -19.74% | |
| 12 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.70% | +0.07% | +4.14% | |
| 13 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.60% | — | — | |
| 14 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.57% | — | +0.36% | |
| 15 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 1.54% | — | +0.19% | |
| 16 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.53% | — | -2.57% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.45% | +0.23% | +18.12% | |
| 18 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.41% | +0.03% | -1.44% | |
| 19 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 1.40% | — | +0.65% | |
| 20 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 1.34% | -0.05% | -2.89% | |
| 21 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.28% | — | -0.14% | |
| 22 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.26% | — | -1.18% | |
| 23 | USIG | Ishares Broad Usd Investment | ETF-Other | 1.20% | — | -1.29% | |
| 24 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 1.19% | -0.04% | +1.41% | |
| 25 | GVI | Ishares Intermediate Governm | ETF-Other | 1.15% | — | -1.27% | |
| 26 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.11% | — | +1.29% | |
| 27 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.10% | — | — | |
| 28 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.08% | -0.20% | -10.45% | |
| 29 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.03% | -0.78% | -43.15% | |
| 30 | IDU | Ishares US Utilities ETF | ETF-Other | 1.02% | +0.75% | +253.98% | |
| 31 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.91% | +0.16% | +17.91% | |
| 32 | CLNCGBP | Brightspire Capital Inc | Stock-Other | 0.90% | -0.13% | -6.31% | |
| 33 | XLF | Ss Financial Select Sector | ETF-Other | 0.89% | — | -0.96% | |
| 34 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.86% | — | — | |
| 35 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 0.83% | — | +2.55% | |
| 36 | IEUR | Ishares Core Msci Europe ETF | ETF-Other | 0.80% | — | +2.00% | |
| 37 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.79% | -0.04% | -5.63% | |
| 38 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.76% | — | +0.80% | |
| 39 | ✓ | ETF Ser Solutions | Stock-Other | 0.72% | -0.29% | -28.58% | |
| 40 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.72% | -0.28% | -27.49% | |
| 41 | HRL | Hormel Foods CORP | Stock-Consumer Staples | 0.72% | +0.05% | — | |
| 42 | DRSK | Aptus Defined Risk ETF | ETF-Other | 0.71% | — | -1.92% | |
| 43 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.70% | -0.04% | -6.09% | |
| 44 | GLD | Spdr Gold Shares | ETF-Commodities | 0.65% | +0.65% | NEW | |
| 45 | AAPL | Apple Inc | Stock-Tech | 0.63% | +0.07% | -0.38% | |
| 46 | IYC | Ishares US Consumer Discreti | ETF-Other | 0.62% | — | -3.85% | |
| 47 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.59% | — | -3.34% | |
| 48 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.59% | — | -5.80% | |
| 49 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.59% | +0.23% | +65.65% | |
| 50 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.59% | — | +1.30% |
1–50 of 121
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Wealth & Pension Services Group, Inc.'s most significant position changes for 2019-09-30: New buy: Spdr Gold Shares (GLD); New buy: Ishars Res And Multi Reales (REZ); Sold out: At&t Inc (T); New buy: Ishares Tr; Sold out: Cerner CORP (CERNCHF).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IDU | Ishares US Utilities ETF | +0.8% | +253.98% | Add |
| 2 | IVE | Ishares S&p 500 Value ETF | +0.3% | +174.49% | Add |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +18.12% | Add |
| 4 | QUAL | Ishares Msci USA Quality Fac | +0.2% | +65.65% | Add |
| 5 | VIG | Vanguard Dividend Apprec ETF | +0.2% | +2.55% | Add |
| 6 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.2% | +17.91% | Add |
| 7 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.2% | +2.40% | Add |
| 8 | VTV | Vanguard Value ETF | +0.1% | +3.54% | Add |
| 9 | JPST | Jpmorgan Ultra-short Income | +0.1% | +3.12% | Add |
| 10 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.1% | +2.60% | Add |
| 11 | IWD | Ishares Russell 1000 Value E | +0.1% | +1.68% | Add |
| 12 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.1% | +4.14% | Add |
| 13 | AAPL | Apple Inc | +0.1% | -0.38% | Trim |
| 14 | HEFA | Isha Curr Hedged Msci Eafe | +0.1% | +19.92% | Add |
| 15 | HRL | Hormel Foods CORP | +0.1% | — | Unchanged |
| 16 | IUSG | Ishares Core S&p U.s. Growth | 0% | +1.62% | Add |
| 17 | CB | Chubb Limited | 0% | +7.50% | Add |
| 18 | PG | Procter & Gamble Co/the | 0% | -0.18% | Trim |
| 19 | USMV | Ishares Msci USA Min Vol Fac | 0% | -1.44% | Trim |
| 20 | LRCXEUR | Lam Research CORP | 0% | -3.86% | Trim |
| 21 | IWF | Ishares Russell 1000 Growth | 0% | +0.43% | Add |
| 22 | XLE | Ss Energy Select Sector | 0% | -11.34% | Trim |
| 23 | AMZN | Amazon.com Inc | 0% | — | Unchanged |
| 24 | VB | Vanguard Small-cap ETF | 0% | -4.59% | Trim |
| 25 | FSICUSD | Fs Kkr Capital CORP | 0% | -4.97% | Trim |
| 26 | WDRN | WisdomTree Physical AI, Humanoids, and Drones Fund | 0% | -9.05% | Trim |
| 27 | IYH | Ishares U.s. Healthcare ETF | 0% | -9.11% | Trim |
| 28 | MTUM | Ishares Msci USA Momentum Fa | 0% | -6.09% | Trim |
| 29 | IWV | Ishares Russell 3000 ETF | 0% | -5.63% | Trim |
| 30 | SPEM | State Street Sp Ptf Em ETF | 0% | +1.41% | Add |
| 31 | VGT | Vanguard Info Tech ETF | -0.1% | -13.01% | Trim |
| 32 | SCZ | Ishares Msci Eafe Small-cap | -0.1% | -2.89% | Trim |
| 33 | EES | Wisdomtree US Smallcap Fund | -0.1% | -14.12% | Trim |
| 34 | CLNCGBP | Brightspire Capital Inc | -0.1% | -6.31% | Trim |
| 35 | IWB | Ishares Russell 1000 ETF | -0.2% | -3.85% | Trim |
| 36 | VWO | Vanguard Ftse Emerging Marke | -0.2% | -10.45% | Trim |
| 37 | VEA | Vanguard Ftse Developed ETF | -0.2% | -5.59% | Trim |
| 38 | ITA | Ishares U.s. Aerospace & Def | -0.3% | -37.06% | Trim |
| 39 | IJH | Ishares Core S&p Midcap ETF | -0.3% | -27.49% | Trim |
| 40 | ✓ | ETF Ser Solutions | -0.3% | -28.58% | Trim |
| 41 | IVV | Ishares Core S&p 500 ETF | -0.5% | -19.74% | Trim |
| 42 | ITOT | Ishares Core S&p Total U.s. | -0.8% | -43.15% | Trim |
| 43 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 44 | REZ | Ishars Res And Multi Reales | — | NEW | New buy |
| 45 | T | At&t Inc | — | EXIT | Sold out |
| 46 | ✓ | Ishares Tr | — | NEW | New buy |
| 47 | CERNCHF | Cerner CORP | — | EXIT | Sold out |
| 48 | F | Ford Motor Co | — | EXIT | Sold out |
| 49 | TAUSD | Travelcenters Of America LLC | — | EXIT | Sold out |
| 50 | NOK | Nokia Corp-spon Adr | — | NEW | New buy |
Filing History
FAQ
What is Wealth & Pension Services Group, Inc. and what type of investor is it?
Wealth & Pension Services Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-09-30), the firm manages a tracked equity portfolio valued at approximately $138.1M, spread across 121 disclosed positions.
What are Wealth & Pension Services Group, Inc.'s largest equity positions?
Based on the latest 13F filing, Wealth & Pension Services Group, Inc.'s top holdings by market value are:
1. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $7.4M (5.4%)
2. Ishares Russell 1000 ETF (IWB) — $7.2M (5.3%)
3. Ste Str Spdr Pt Dw EU ETF (SPDW) — $7.1M (5.1%)
4. Jpmorgan Ultra-short Income (JPST) — $5.5M (4.0%)
5. Ishares Russell 1000 Value E (IWD) — $5.0M (3.6%)
What changes did Wealth & Pension Services Group, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Wealth & Pension Services Group, Inc. made 48 notable position adjustments: 4 new positions were initiated, 17 existing holdings were added to, 23 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Spdr Gold Shares (GLD); New buy: Ishars Res And Multi Reales (REZ); Sold out: At&t Inc (T); New buy: Ishares Tr; Sold out: Cerner CORP (CERNCHF)
What sectors does Wealth & Pension Services Group, Inc. focus on?
Wealth & Pension Services Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 46.6%
• Consumer Discretionary: 20.5%
• Consumer Staples: 18.7%
• Financials: 14.2%
Investment Profile
Wealth & Pension Services Group, Inc.'s portfolio is broadly diversified and long-term-holding, with 46.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 66 to 9 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SPY position over the past two quarters (+$1.8M, now $2.0M), while trimming ETF SER SOLUTIONS over the same stretch (-$426.0K, still holding $995.0K).
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