CIK: 0001568787
Total reported value
$13.4B
Reporting period: 2026-03-31 · Number of holdings: 1711
Waverly Advisors, LLC disclosed 1711 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $13.4B and a quarterly turnover rate of 16.1%.
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Waverly Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 109 equally-sized positions, well below its 1711 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.72), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VUG
+4.9% -$21.7M
Add CAT
+116.4% $46.3M
Trim IVW
-58.4% -$37.2M
Add SPY
+55.1% $51.2M
Add SGOL
+3435.6% $41.4M
Trim MSFT
+18.0% -$22.2M
Waverly is executing a macro regime hedge, not an alpha hunt. The portfolio systematically rotates out of US growth via IVW into a barbell of gold, short-duration bonds, and international equities, while adding selective cyclical exposure through Caterpillar — a deliberate bet on deceleration and global rotation.
This flow prices in a US growth slowdown with capital rotating into hard assets and ex-US markets. The opposing thesis: US exceptionalism persists, AI capex sustains growth-stock momentum, and the gold/bond add becomes a costly hedge against a non-existent recession.
Waverly's 1,614 positions and 100 momentum score create a contradictory profile: the portfolio chases recent winners but lacks the conviction to size any bet meaningfully. This leaves it vulnerable to a momentum crash and a gold spike that fails to offset, all while turnover is too low to adjust quickly.
This overview is machine-generated from public regulatory data and describes past filings only — it does not constitute financial advice.
Showing top 1614 holdings (of 1711 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 6.09% | — | +4.83% | |
| 2 | VUG | Vanguard Growth ETF | ETF-Other | 2.52% | -0.39% | +4.95% | |
| 3 | AAPL | Apple INC | Stock-Tech | 2.42% | — | +6.56% | |
| 4 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.01% | — | +3.09% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 1.73% | — | +10.17% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 1.55% | -0.31% | +18.02% | |
| 7 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 1.35% | -0.04% | +6.21% | |
| 8 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.30% | — | -1.18% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.18% | +0.31% | +55.08% | |
| 10 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.16% | +0.08% | +7.45% | |
| 11 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.14% | — | +2.68% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.01% | +0.03% | +21.72% | |
| 13 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 1.00% | +0.06% | +8.52% | |
| 14 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.96% | +0.06% | +27.63% | |
| 15 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.88% | — | +2.23% | |
| 16 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.86% | +0.01% | +9.46% | |
| 17 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.85% | -0.14% | -2.31% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | — | +12.34% | |
| 19 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.80% | — | +6.09% | |
| 20 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.80% | +0.07% | +17.73% | |
| 21 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.76% | +0.09% | +39.33% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.76% | — | +9.13% | |
| 23 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.76% | — | +3.52% | |
| 24 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.73% | — | -2.31% | |
| 25 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.72% | — | +6.49% | |
| 26 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.70% | +0.22% | +59.51% | |
| 27 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.69% | +0.13% | +32.29% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.68% | — | +9.74% | |
| 29 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.68% | — | -0.10% | |
| 30 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.68% | — | +5.82% | |
| 31 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.66% | +0.19% | +54.48% | |
| 32 | VONE | Vanguard Russell 1000 | ETF-Other | 0.65% | — | -0.56% | |
| 33 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.65% | -0.12% | +1.41% | |
| 34 | AVGO | Broadcom INC | Stock-Tech | 0.62% | — | +3.83% | |
| 35 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 0.61% | -0.22% | -22.62% | |
| 36 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.57% | — | +1.37% | |
| 37 | CAT | Caterpillar INC | Stock-Industrials | 0.55% | +0.33% | +116.45% | |
| 38 | AVDE | Avantis International Equity | ETF-Other | 0.55% | +0.12% | +33.94% | |
| 39 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.50% | +0.05% | +1.70% | |
| 40 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.49% | — | +4.22% | |
| 41 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.49% | — | -0.80% | |
| 42 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.48% | +0.08% | +27.48% | |
| 43 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.48% | — | +2.67% | |
| 44 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.47% | +0.20% | +82.05% | |
| 45 | VTV | Vanguard Value ETF | ETF-Other | 0.47% | — | +7.10% | |
| 46 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.46% | — | -3.40% | |
| 47 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.46% | +0.05% | +8.65% | |
| 48 | XOM | Exxon Mobil CORP | Stock-Energy | 0.45% | +0.13% | +9.02% | |
| 49 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.44% | — | -1.37% | |
| 50 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.43% | — | -2.92% |
Performance for Q3 2026
+3.3%
Performance Last 4 Quarters
+19.8%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1711 | $13.4B | 16 | |
| 2025-12-31 | 1567 | $12.4B | 25 | |
| 2025-09-30 | 1365 | $10.0B | 25 | |
| 2025-06-30 | 1256 | $9.1B | 0 | |
| 2025-03-31 | 1171 | $8.2B | 100 | |
| 2024-12-31 | 1045 | $6.5B | 0 | |
| 2024-09-30 | 848 | $5.4B | 0 | |
| 2024-06-30 | 1105 | $5.1B | 0 | |
| 2024-03-31 | 989 | $4.2B | 0 | |
| 2023-12-31 | 647 | $2.7B | 0 | |
| 2023-09-30 | 584 | $2.3B | 0 | |
| 2023-06-30 | 516 | $2.3B | 0 | |
| 2023-03-31 | 435 | $1.9B | 0 | |
| 2022-12-31 | 418 | $1.8B | 0 | |
| 2022-09-30 | 268 | $1.4B | 0 | |
| 2022-06-30 | 308 | $1.1B | 0 | |
| 2022-03-31 | 316 | $1.2B | 0 | |
| 2021-12-31 | 305 | $1.2B | 0 | |
| 2021-09-30 | 283 | $1.2B | 0 | |
| 2021-06-30 | 269 | $1.1B | 8 | |
| 2021-03-31 | 174 | $1.0B | 10 | |
| 2020-12-31 | 153 | $952.1M | 24 | |
| 2020-09-30 | 143 | $751.4M | 4 | |
| 2020-06-30 | 154 | $771.9M | 29 | |
| 2020-03-31 | 145 | $592.1M | 28 | |
| 2019-12-31 | 140 | $761.1M | 11 | |
| 2019-09-30 | 133 | $697.0M | 6 | |
| 2019-06-30 | 129 | $671.4M | 5 | |
| 2019-03-31 | 127 | $646.1M | 14 | |
| 2018-12-31 | 116 | $572.7M | 51 | |
| 2018-09-30 | 193 | $677.6M | 9 | |
| 2018-06-30 | 188 | $642.8M | 54 | |
| 2018-03-31 | 175 | $618.7M | 20 | |
| 2017-12-31 | 405 | $701.1M | 47 | |
| 2017-09-30 | 234 | $461.1M | 33 | |
| 2017-06-30 | 219 | $398.2M | 8 | |
| 2017-03-31 | 213 | $379.6M | 40 | |
| 2016-12-31 | 120 | $269.2M | 17 | |
| 2016-09-30 | 102 | $239.5M | 12 | |
| 2016-06-30 | 89 | $220.5M | 35 | |
| 2016-03-31 | 93 | $163.4M | 47 | |
| 2015-12-31 | 128 | $229.7M | 58 | |
| 2015-09-30 | 441 | $145.0M | 22 | |
| 2015-06-30 | 374 | $162.6M | 27 | |
| 2015-03-31 | 362 | $197.7M | 10 | |
| 2014-12-31 | 419 | $199.1M | 40 | |
| 2014-09-30 | 773 | $184.9M | 34 | |
| 2014-06-30 | 731 | $240.5M | 18 | |
| 2014-03-31 | 701 | $221.2M | 33 | |
| 2013-12-31 | 834 | $284.3M | 40 | |
| 2013-09-30 | 584 | $195.7M | 26 | |
| 2013-06-30 | 97 | $173.4M | 0 |
Waverly Advisors, LLC's most significant position changes for 2026-03-31: New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); Add: Vanguard Growth ETF (VUG) — shares +4.95%; Add: Caterpillar INC (CAT) — shares +116.45%; Trim: Ishares S&p 500 Growth ETF (IVW) — shares -58.38%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CAT | Caterpillar INC | +0.3% | +116.45% | Add |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | +55.08% | Add |
| 3 | SGOL | Abrdn Physical Gold Shares | +0.3% | +3435.60% | Add |
| 4 | BOND | Pimco Active Bond Exchange-t | +0.2% | +59.51% | Add |
| 5 | SCHF | Schwab Intl Equity ETF | +0.2% | +82.05% | Add |
| 6 | JPST | Jpmorgan Ultra-short Income | +0.2% | +54.48% | Add |
| 7 | EEM | Ishares Msci Emerging Market | +0.2% | +210.68% | Add |
| 8 | SCHX | Schwab US Large-cap ETF | +0.2% | +191.58% | Add |
| 9 | IXUS | Ishares Core Intl Stock ETF | +0.2% | +239.94% | Add |
| 10 | SCHR | Schwab Intermediate-term US | +0.1% | +1269.09% | Add |
| 11 | SLYV | Ss Spdr S&p 600 Sc Val ETF | +0.1% | +418.41% | Add |
| 12 | IWM | Ishares Russell 2000 ETF | +0.1% | +32.29% | Add |
| 13 | XOM | Exxon Mobil CORP | +0.1% | +9.02% | Add |
| 14 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.1% | +105.77% | Add |
| 15 | AVDE | Avantis International Equity | +0.1% | +33.94% | Add |
| 16 | SCHH | Schwab US Reit ETF | +0.1% | +2599.40% | Add |
| 17 | COST | Costco Wholesale CORP | +0.1% | +35.90% | Add |
| 18 | SCHO | Schwab Short-term US Treas | +0.1% | +73.36% | Add |
| 19 | NFLX | Netflix INC | +0.1% | +140.35% | Add |
| 20 | SCHG | Schwab US Large-cap Growth | +0.1% | +39.33% | Add |
| 21 | META | Meta Platforms Inc-class A | +0.1% | +59.14% | Add |
| 22 | AVUV | Avantis US Small Cap Value | +0.1% | +7.45% | Add |
| 23 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +27.48% | Add |
| 24 | STIP | Ishares 0-5 Year Tips Bond E | +0.1% | +1488.46% | Add |
| 25 | IWR | Ishares Russell Mid-cap ETF | +0.1% | +17.73% | Add |
| 26 | DFAI | Dimensional International Co | +0.1% | +152.13% | Add |
| 27 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | +54.57% | Add |
| 28 | UBER | Uber Technologies INC | +0.1% | +392.23% | Add |
| 29 | AVLV | Avantis US Large Cap Value | +0.1% | +8.52% | Add |
| 30 | AMZN | Amazon.com INC | +0.1% | +27.63% | Add |
| 31 | ET | Energy Transfer LP | +0.1% | +22.32% | Add |
| 32 | CVX | Chevron CORP | +0.1% | +3.81% | Add |
| 33 | JNJ | Johnson & Johnson | +0.1% | +1.70% | Add |
| 34 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +8.65% | Add |
| 35 | QUAL | Ishares Msci USA Quality Fac | +0.1% | +56.67% | Add |
| 36 | XLE | Ss Energy Select Sector | +0.1% | +35.31% | Add |
| 37 | GOOGL | Alphabet Inc-cl A | 0% | +21.72% | Add |
| 38 | JPIE | Jpmorgan Income ETF | 0% | +9.46% | Add |
| 39 | SPIB | Ss Spdr P Int C CORP ETF | 0% | +6.21% | Add |
| 40 | CRM | Salesforce INC | -0.1% | +8.51% | Add |
| 41 | ORCL | Oracle CORP | -0.1% | +7.77% | Add |
| 42 | IWF | Ishares Russell 1000 Growth | -0.1% | +1.41% | Add |
| 43 | IWB | Ishares Russell 1000 ETF | -0.1% | -2.31% | Trim |
| 44 | IGV | Ishares Expanded Tech-softwa | -0.2% | -44.61% | Trim |
| 45 | HEFA | Isha Curr Hedged Msci Eafe | -0.2% | -22.62% | Trim |
| 46 | MSFT | Microsoft CORP | -0.3% | +18.02% | Add |
| 47 | IVW | Ishares S&p 500 Growth ETF | -0.3% | -58.38% | Trim |
| 48 | VUG | Vanguard Growth ETF | -0.4% | +4.95% | Add |
| 49 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 50 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-15 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-16 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-15 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-17 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-17 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-24 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-02 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-17 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-14 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-07 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-05 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-02 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-04 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-30 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-27 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-08 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-24 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-27 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-13 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-20 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-02 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-15 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-28 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-29 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-28 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-27 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-23 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-31 | 13F-HR | View on EDGAR |
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