CIK: 0001730942
Total reported value
$1.4B
Reporting period: 2026-03-31 · Number of holdings: 481
Waterloo Capital, L.P. disclosed 481 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.4B and a quarterly turnover rate of 31.5%.
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Waterloo Capital, L.P.'s disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 88 equally-sized positions, well below its 481 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.12), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IWD
-70.4% -$22.4M
Add EMXC
+247.1% $16.7M
Add WMT
+16.7% $14.6M
Trim IEMG
-68.3% -$12.4M
Trim XLF
-73.3% -$9.9M
Add BIL
+1432.1% $9.9M
Showing top 200 holdings (of 481 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WMT | Walmart INC | Stock-Consumer Staples | 4.43% | +0.94% | +16.68% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.68% | — | +1.94% | |
| 3 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.41% | -0.62% | -11.12% | |
| 4 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 2.30% | +0.50% | +28.96% | |
| 5 | ACIO | Aptus Collared Invest Opp | ETF-Other | 2.24% | — | +0.34% | |
| 6 | AAPL | Apple INC | Stock-Tech | 2.20% | -0.53% | -11.70% | |
| 7 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 2.11% | +2.11% | NEW | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 2.06% | -0.23% | -1.23% | |
| 9 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.05% | — | +1.42% | |
| 10 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.85% | -0.46% | -12.89% | |
| 11 | IDUB | Aptus Intl Enhan Yld ETF | ETF-Other | 1.69% | — | -0.40% | |
| 12 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 1.63% | +0.24% | +20.25% | |
| 13 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 1.60% | +1.16% | +247.13% | |
| 14 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.49% | — | -0.52% | |
| 15 | DRSK | Aptus Defined Risk ETF | ETF-Other | 1.38% | — | +5.68% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.36% | — | +0.98% | |
| 17 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.34% | — | -1.66% | |
| 18 | OSCV | Opus Small Cap Value ETF | ETF-Small Cap | 1.28% | — | -1.00% | |
| 19 | MSFT | Microsoft CORP | Stock-Tech | 1.11% | -0.48% | -6.84% | |
| 20 | MUB | Ishares National Muni Bond E | ETF-Other | 1.03% | — | -0.32% | |
| 21 | AVGO | Broadcom INC | Stock-Tech | 1.00% | -0.21% | -4.72% | |
| 22 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.98% | — | -6.31% | |
| 23 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.91% | +0.37% | +74.49% | |
| 24 | ADME | Aptus Drwdwn Mgd Eqty ETF | ETF-Other | 0.90% | — | -1.62% | |
| 25 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.88% | +0.38% | +68.78% | |
| 26 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.88% | — | +1.15% | |
| 27 | SLQD | Ishares 0-5 Yr Inv Grd CORP | ETF-Other | 0.86% | +0.10% | +16.87% | |
| 28 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.78% | +0.16% | +29.50% | |
| 29 | SPTI | Ss Spdr P Int Term Tsy ETF | ETF-Other | 0.77% | — | +6.91% | |
| 30 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.75% | +0.68% | +938.28% | |
| 31 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.74% | +0.69% | +1432.14% | |
| 32 | UPSD | Aptus Large Cap Upside ETF | ETF-Large Cap & Growth | 0.73% | — | -0.66% | |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.72% | — | -4.54% | |
| 34 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.72% | — | -8.23% | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.69% | -0.16% | -9.72% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.68% | — | +24.52% | |
| 37 | IAU | Ishares Gold Trust | ETF-Commodities | 0.68% | +0.18% | +26.62% | |
| 38 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.67% | -1.63% | -70.44% | |
| 39 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.66% | — | -11.05% | |
| 40 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.65% | — | -1.15% | |
| 41 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.62% | +0.17% | +42.66% | |
| 42 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 0.60% | — | -10.37% | |
| 43 | XLI | Ss Industrial Select Sector | ETF-Other | 0.59% | +0.54% | +1001.62% | |
| 44 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.57% | -0.38% | -37.96% | |
| 45 | DUBS | Aptus Lrg Cap Enh Yld ETF | ETF-Other | 0.55% | — | +0.81% | |
| 46 | EWJ | Ishares Msci Japan ETF | ETF-Other | 0.54% | — | +1.18% | |
| 47 | BKGI | Bny Mellon Glbl Infra INC | ETF-Other | 0.53% | +0.33% | +147.69% | |
| 48 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.51% | — | +17.04% | |
| 49 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.50% | — | +4.94% | |
| 50 | PM | Philip Morris International | Stock-Consumer Staples | 0.48% | — | -1.87% |
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+17%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 481 | $1.4B | 32 | |
| 2025-12-31 | 456 | $1.4B | 19 | |
| 2025-09-30 | 455 | $1.3B | 40 | |
| 2025-06-30 | 457 | $1.2B | 0 | |
| 2025-03-31 | 390 | $1.1B | 100 | |
| 2024-12-31 | 363 | $948.9M | 0 | |
| 2024-09-30 | 354 | $916.3M | 0 | |
| 2024-06-30 | 347 | $833.3M | 0 | |
| 2024-03-31 | 361 | $782.8M | 0 | |
| 2023-12-31 | 371 | $617.8M | 0 | |
| 2023-09-30 | 181 | $340.8M | 0 | |
| 2023-06-30 | 206 | $338.8M | 0 | |
| 2023-03-31 | 200 | $323.4M | 0 | |
| 2020-03-31 | 154 | $140.9M | — |
Waterloo Capital, L.P.'s most significant position changes for 2026-03-31: New buy: Dim US Large Cap Value ETF (DFLV); New buy: Invesco Aerospace & Defense (PPA); Sold out: Ishares China Large-cap ETF (FXI); New buy: Simplify Managed Futures St (CTA); Sold out: Vanguard Russell 2000 ETF (VTWO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EMXC | Ishares Msci Emr Mrk Ex Chna | +1.2% | +247.13% | Add |
| 2 | WMT | Walmart INC | +0.9% | +16.68% | Add |
| 3 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.7% | +1432.14% | Add |
| 4 | SPLV | Invesco S&p 500 Low Volatili | +0.7% | +938.28% | Add |
| 5 | XLI | Ss Industrial Select Sector | +0.5% | +1001.62% | Add |
| 6 | FENI | Fidelity Enhanced Intl ETF | +0.5% | +28.96% | Add |
| 7 | SGOV | Ishares 0-3 Month Treasury B | +0.4% | +451.78% | Add |
| 8 | SMH | Vaneck Semiconductor ETF | +0.4% | +68.78% | Add |
| 9 | BSV | Vanguard Short-term Bond ETF | +0.4% | +74.49% | Add |
| 10 | BKGI | Bny Mellon Glbl Infra INC | +0.3% | +147.69% | Add |
| 11 | GBIL | Goldman Sachs Access Treasur | +0.2% | +20.25% | Add |
| 12 | MGV | Vanguard Mega Cap Value ETF | +0.2% | +682.14% | Add |
| 13 | GBDC | Golub Capital Bdc INC | +0.2% | +145.25% | Add |
| 14 | IAU | Ishares Gold Trust | +0.2% | +26.62% | Add |
| 15 | AGG | Ishares Core U.s. Aggregate | +0.2% | +42.66% | Add |
| 16 | JPIE | Jpmorgan Income ETF | +0.2% | +29.50% | Add |
| 17 | SLQD | Ishares 0-5 Yr Inv Grd CORP | +0.1% | +16.87% | Add |
| 18 | GOOG | Alphabet Inc-cl C | -0.2% | -9.72% | Trim |
| 19 | RF | Regions Financial CORP | -0.2% | -60.39% | Trim |
| 20 | BX | Blackstone INC | -0.2% | -37.36% | Trim |
| 21 | AVGO | Broadcom INC | -0.2% | -4.72% | Trim |
| 22 | URI | United Rentals INC | -0.2% | -76.87% | Trim |
| 23 | EMLC | Vaneck JPM Em Local Curr Bnd | -0.2% | -51.14% | Trim |
| 24 | SPHY | Ss Spdr P High Yield ETF | -0.2% | -29.79% | Trim |
| 25 | NVDA | Nvidia CORP | -0.2% | -1.23% | Trim |
| 26 | BXSL | Blackstone Secured Lending F | -0.3% | -91.57% | Trim |
| 27 | QUAL | Ishares Msci USA Quality Fac | -0.3% | -55.24% | Trim |
| 28 | XLC | Ss Comm Select Sector Spdr | -0.3% | -64.61% | Trim |
| 29 | IEF | Ishares 7-10 Year Treasury B | -0.4% | -37.96% | Trim |
| 30 | QQQM | Invesco Nasdaq 100 ETF | -0.5% | -12.89% | Trim |
| 31 | MSFT | Microsoft CORP | -0.5% | -6.84% | Trim |
| 32 | AAPL | Apple INC | -0.5% | -11.70% | Trim |
| 33 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.6% | -11.12% | Trim |
| 34 | XLF | Ss Financial Select Sector | -0.7% | -73.27% | Trim |
| 35 | IEMG | Ishares Core Msci Emerging | -0.9% | -68.27% | Trim |
| 36 | IWD | Ishares Russell 1000 Value E | -1.6% | -70.44% | Trim |
| 37 | DFLV | Dim US Large Cap Value ETF | — | NEW | New buy |
| 38 | PPA | Invesco Aerospace & Defense | — | NEW | New buy |
| 39 | FXI | Ishares China Large-cap ETF | — | EXIT | Sold out |
| 40 | CTA | Simplify Managed Futures St | — | NEW | New buy |
| 41 | VTWO | Vanguard Russell 2000 ETF | — | EXIT | Sold out |
| 42 | CSNR | C&s Nat Resources Active ETF | — | NEW | New buy |
| 43 | ✓ | Ishares Tr | — | EXIT | Sold out |
| 44 | BOXX | Alpha Architect 1-3 Mnth Box | — | NEW | New buy |
| 45 | LYB | LyondellBasell Industries N.V. | — | NEW | New buy |
| 46 | VICI | Vici Properties INC | — | NEW | New buy |
| 47 | WINN | Harbor Long-term Growers ETF | — | EXIT | Sold out |
| 48 | GDX | Vaneck Gold Miners ETF | — | NEW | New buy |
| 49 | VNO | Vornado Realty Trust | — | EXIT | Sold out |
| 50 | BTC | Grayscale Bitcoin Mini ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-12 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-06-01 | 13F-HR | View on EDGAR |
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