CIK: 0001775210
Total reported value
$544.6M
Reporting period: 2026-03-31 · Number of holdings: 283
Waterfront Wealth Inc. disclosed 283 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $544.6M and a quarterly turnover rate of 21.1%.
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Waterfront Wealth Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 116 equally-sized positions, well below its 283 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.21), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SGOV
+174.0% $6.8M
Trim XBGYX
-21.6% -$4.0M
Trim JEF
+0.3% -$3.2M
Add PYPL
+247.5% $2.7M
Add AVGO
+505.7% $2.6M
Trim DFAC
-12.3% -$2.0M
Showing top 200 holdings (of 283 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.71% | — | +0.57% | |
| 2 | AAPL | Apple INC | Stock-Tech | 2.39% | — | +2.25% | |
| 3 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 2.14% | +0.16% | +10.24% | |
| 4 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.96% | +1.22% | +174.02% | |
| 5 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.86% | -0.44% | -12.25% | |
| 6 | CSM | Proshares Large Cap Core Plu | ETF-Large Cap & Growth | 1.84% | +0.18% | +23.07% | |
| 7 | XBGYX | Blackrock Enh Intl Dvd Tr | Stock-Other | 1.75% | -0.82% | -21.64% | |
| 8 | RVT | Royce Small-cap Trust INC | Stock-Other | 1.72% | -0.43% | -12.15% | |
| 9 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 1.70% | — | +4.57% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.64% | -0.23% | +3.30% | |
| 11 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.63% | — | +15.38% | |
| 12 | ADX | Adams Diversified Equity | Stock-Other | 1.53% | — | -1.46% | |
| 13 | TCAL | T Rowe Pre Cpt Apr Pr In ETF | ETF-Other | 1.41% | — | +13.59% | |
| 14 | BDJ | Blackrock Enhanced Eqty Dvd | Stock-Other | 1.33% | — | +7.61% | |
| 15 | CBSH | Commerce Bancshares INC | Stock-Financials | 1.25% | — | -1.45% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.13% | -0.22% | +9.37% | |
| 17 | JEF | Jefferies Financial Group In | Stock-Financials | 1.11% | -0.64% | +0.31% | |
| 18 | AVDE | Avantis International Equity | ETF-Other | 1.10% | — | +16.23% | |
| 19 | JSI | Jh Securitized Income ETF | ETF-Other | 1.10% | +0.15% | +21.88% | |
| 20 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.05% | +0.12% | +20.42% | |
| 21 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.04% | +0.18% | +22.86% | |
| 22 | DFAU | Dimensional US Core Equity M | ETF-Other | 1.00% | — | +6.19% | |
| 23 | DUHP | Dimensional US High Profi Et | ETF-Other | 0.96% | +0.20% | +36.78% | |
| 24 | BN | Brookfield CORP | Stock-Financials | 0.82% | -0.17% | -0.35% | |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.82% | — | -0.10% | |
| 26 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.81% | — | +5.46% | |
| 27 | DIHP | Dimensional International Hi | ETF-Other | 0.81% | — | +1.39% | |
| 28 | KKR | Kkr & Co INC | Stock-Financials | 0.77% | -0.27% | +0.78% | |
| 29 | PYPL | Paypal Holdings INC | Stock-Financials | 0.76% | +0.48% | +247.49% | |
| 30 | HPE | Hewlett Packard Enterprise | Stock-Tech | 0.75% | — | +6.76% | |
| 31 | SUZ | Suzano SA - Spon Adr | Stock-Other | 0.75% | — | +2.24% | |
| 32 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.74% | — | -1.20% | |
| 33 | DFIC | Dimensional International Co | ETF-Other | 0.74% | -0.15% | -12.27% | |
| 34 | DFAI | Dimensional International Co | ETF-Other | 0.74% | — | +2.22% | |
| 35 | EUFN | Ishares Msci Europe Financia | ETF-Other | 0.73% | — | +2.50% | |
| 36 | DLS | Wisdomtree Intl S/c Dvd Fund | ETF-Other | 0.70% | -0.20% | -14.82% | |
| 37 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.70% | — | -2.51% | |
| 38 | CRTO | Criteo Sa-spon Adr | Stock-Other | 0.69% | +0.14% | +47.37% | |
| 39 | XAODX | Abrdn Total Dynamic Dividend | Stock-Other | 0.69% | — | +4.74% | |
| 40 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 0.67% | — | +26.13% | |
| 41 | FTCS | First Trust Capital Strength | ETF-Other | 0.67% | — | -1.99% | |
| 42 | PAGS | PagSeguro Digital Ltd. | Stock-Other | 0.66% | — | +6.25% | |
| 43 | M | Macy's INC | Stock-Consumer Disc | 0.66% | — | +8.62% | |
| 44 | XPER | Xperi INC | Stock-Other | 0.63% | — | +24.68% | |
| 45 | AVLC | Avantis US Lg Cap Eq ETF | ETF-Other | 0.63% | — | +10.44% | |
| 46 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.60% | — | -6.51% | |
| 47 | CI | THE Cigna Group | Stock-Healthcare | 0.60% | — | +3.36% | |
| 48 | IHD | Voya Emrg Mrkt Hi Dvd Eqty | Stock-Other | 0.59% | +0.59% | NEW | |
| 49 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.58% | — | +12.08% | |
| 50 | AVGO | Broadcom INC | Stock-Tech | 0.57% | +0.47% | +505.74% |
Performance for Q3 2026
+4.5%
Performance Last 4 Quarters
+23%
Based on 70% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 283 | $544.6M | 21 | |
| 2025-12-31 | 273 | $526.3M | 17 | |
| 2025-09-30 | 268 | $488.3M | 31 | |
| 2025-06-30 | 262 | $446.0M | 0 | |
| 2025-03-31 | 257 | $410.0M | 100 | |
| 2024-12-31 | 255 | $410.4M | 0 | |
| 2024-09-30 | 253 | $408.1M | 0 | |
| 2024-06-30 | 245 | $368.7M | 0 | |
| 2024-03-31 | 243 | $357.4M | 0 | |
| 2023-12-31 | 248 | $339.2M | 0 | |
| 2023-09-30 | 246 | $305.5M | 0 | |
| 2023-06-30 | 251 | $336.6M | 0 | |
| 2023-03-31 | 246 | $306.1M | 0 | |
| 2022-12-31 | 245 | $291.1M | 0 | |
| 2022-09-30 | 241 | $262.8M | 0 | |
| 2022-06-30 | 235 | $247.5M | 0 | |
| 2022-03-31 | 244 | $282.5M | 0 | |
| 2021-12-31 | 219 | $252.6M | 0 | |
| 2021-09-30 | 179 | $207.0M | 0 | |
| 2021-06-30 | 175 | $211.5M | 97 | |
| 2021-03-31 | 178 | $198.8M | 42 | |
| 2020-12-31 | 141 | $141.1M | 0 |
Waterfront Wealth Inc.'s most significant position changes for 2026-03-31: New buy: Voya Emrg Mrkt Hi Dvd Eqty (IHD); New buy: Kyndryl Holdings INC (KD); New buy: Royce Micro-cap Trust INC (RMT); Sold out: Bunge Global SA (BG); New buy: Slb LTD (SLB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SGOV | Ishares 0-3 Month Treasury B | +1.2% | +174.02% | Add |
| 2 | PYPL | Paypal Holdings INC | +0.5% | +247.49% | Add |
| 3 | AVGO | Broadcom INC | +0.5% | +505.74% | Add |
| 4 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.4% | +487.89% | Add |
| 5 | PATH | Uipath INC - Class A | +0.4% | +525.33% | Add |
| 6 | DUHP | Dimensional US High Profi Et | +0.2% | +36.78% | Add |
| 7 | ATEX | Anterix INC | +0.2% | +23.30% | Add |
| 8 | ASIX | Advansix INC | +0.2% | +36.66% | Add |
| 9 | CSM | Proshares Large Cap Core Plu | +0.2% | +23.07% | Add |
| 10 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.2% | +22.86% | Add |
| 11 | COUR | Coursera INC | +0.2% | +98.05% | Add |
| 12 | AVUV | Avantis US Small Cap Value | +0.2% | +10.24% | Add |
| 13 | JSI | Jh Securitized Income ETF | +0.2% | +21.88% | Add |
| 14 | CRTO | Criteo Sa-spon Adr | +0.1% | +47.37% | Add |
| 15 | CSIQ | Canadian Solar INC | +0.1% | +129.83% | Add |
| 16 | AVEM | Avantis Emerging Markets Eq | +0.1% | +20.42% | Add |
| 17 | GRMN | Garmin Ltd. | +0.1% | +43.86% | Add |
| 18 | TFX | Teleflex INC | +0.1% | +22.44% | Add |
| 19 | CVX | Chevron CORP | +0.1% | +10.65% | Add |
| 20 | EL | Estee Lauder Companies-cl A | -0.2% | +6.19% | Add |
| 21 | DFIC | Dimensional International Co | -0.2% | -12.27% | Trim |
| 22 | SHW | Sherwin-williams Co/the | -0.2% | -21.53% | Trim |
| 23 | BN | Brookfield CORP | -0.2% | -0.35% | Trim |
| 24 | VTRS | Viatris INC | -0.2% | -26.45% | Trim |
| 25 | NOK | Nokia Corp-spon Adr | -0.2% | -52.84% | Trim |
| 26 | DLS | Wisdomtree Intl S/c Dvd Fund | -0.2% | -14.82% | Trim |
| 27 | BIDU | Baidu INC - Spon Adr | -0.2% | +2.04% | Add |
| 28 | AGNC | Agnc Investment CORP | -0.2% | -46.12% | Trim |
| 29 | MSFT | Microsoft CORP | -0.2% | +9.37% | Add |
| 30 | GOOGL | Alphabet Inc-cl A | -0.2% | +3.30% | Add |
| 31 | KKR | Kkr & Co INC | -0.3% | +0.78% | Add |
| 32 | VOD | Vodafone Group Plc-sp Adr | -0.3% | -70.81% | Trim |
| 33 | RVT | Royce Small-cap Trust INC | -0.4% | -12.15% | Trim |
| 34 | DFAC | Dimensional US Core Equity 2 | -0.4% | -12.25% | Trim |
| 35 | JEF | Jefferies Financial Group In | -0.6% | +0.31% | Add |
| 36 | XBGYX | Blackrock Enh Intl Dvd Tr | -0.8% | -21.64% | Trim |
| 37 | IHD | Voya Emrg Mrkt Hi Dvd Eqty | — | NEW | New buy |
| 38 | KD | Kyndryl Holdings INC | — | NEW | New buy |
| 39 | RMT | Royce Micro-cap Trust INC | — | NEW | New buy |
| 40 | BG | Bunge Global SA | — | EXIT | Sold out |
| 41 | SLB | Slb LTD | — | NEW | New buy |
| 42 | MMM | 3m Co | — | EXIT | Sold out |
| 43 | NOW | Servicenow INC | — | NEW | New buy |
| 44 | NKE | Nike INC -cl B | — | EXIT | Sold out |
| 45 | LYB | LyondellBasell Industries N.V. | — | NEW | New buy |
| 46 | QGEN | Qiagen N.V. | — | NEW | New buy |
| 47 | CHRD | Chord Energy CORP | — | NEW | New buy |
| 48 | EOG | Eog Resources INC | — | NEW | New buy |
| 49 | TRI4EUR | Thomson Reuters CORP | — | NEW | New buy |
| 50 | PTON | Peloton Interactive Inc-a | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-30 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-27 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-25 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-03 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-31 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-01 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-31 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-09 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-28 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-19 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-02 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-25 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-02 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-04 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-23 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
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