WA
Water Asset Management LLC Historical SEC 13F Holdings & Archive (Q4 2019)
Water Asset Management LLCCIK: 0001423875
Momentum followerQuality / disciplined sizingHigh-turnover trader
Total reported value
$43.6M
Reporting period: 2019-12-31 · Number of holdings: 17
Water Asset Management LLC disclosed 17 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $43.6M and a quarterly turnover rate of 63.0%.
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Personality snowflake
- Concentration
- 33.77
- Portfolio Stability
- 62.95
- Momentum
- 100
- Sector conviction
- 0
- Diversification
- 34
- Sizing Uniformity
- 93.2
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim CDZI
-71.7% -$23.0M
Add RXNEUR
+4.0% $799.0K
Add FRTAEUR
-15.8% $923.0K
Add GWRS
-9.8% $10.0K
Add MAS
+5.0% $384.0K
Add ARTNA
+3.3% $87.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CDZI | Cadiz Inc | Stock-Other | 17.59% | -29.42% | -71.70% | |
| 2 | GWRS | Global Water Resources Inc | Stock-Other | 11.09% | +3.71% | -9.77% | |
| 3 | RXNEUR | Rexnord CORP | Stock-Other | 9.06% | +4.24% | +3.99% | |
| 4 | HTO | H2o America | Stock-Other | 8.28% | +1.64% | -19.97% | |
| 5 | FRTAEUR | Forterra Inc | Stock-Other | 8.24% | +4.15% | -15.82% | |
| 6 | WTRG | Essential Utilities, Inc. | Stock-Utilities | 5.70% | +0.55% | -29.45% | |
| 7 | ARTNA | Artesian Resources Corp-cl A | Stock-Other | 5.32% | +1.91% | +3.28% | |
| 8 | MAS | Masco CORP | Stock-Industrials | 5.10% | +2.28% | +5.01% | |
| 9 | AWK | American Water Works Co Inc | Stock-Utilities | 4.76% | +1.66% | +3.43% | |
| 10 | MWA | Mueller Water Products Inc-a | Stock-Industrials | 4.37% | +1.75% | +4.56% | |
| 11 | ✓ | Aqua America Inc | Stock-Other | 3.72% | +1.47% | +7.48% | |
| 12 | GLDD | Great Lakes Dredge & Dock Co | Stock-Other | 3.64% | +3.64% | NEW | |
| 13 | WTTR | Select Water Solutions Inc | Stock-Other | 3.62% | -0.49% | -45.16% | |
| 14 | AOS | Smith (a.o.) CORP | Stock-Industrials | 3.36% | -0.93% | -47.73% | |
| 15 | VIXYUSD | Proshares Vix Short-term Fut | ETF-Other | 2.57% | +2.57% | NEW | |
| 16 | SBS | Cia Saneamento Basico De-adr | Stock-Other | 1.85% | +1.85% | NEW | |
| 17 | YORW | York Water Co | Stock-Other | 1.71% | +0.80% | +18.98% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q4 | 17 | $43.6M | 63 | ||
| 2019 Q3 | 15 | $65.3M | 31 | ||
| 2019 Q2 | 17 | $76.2M | 36 | ||
| 2019 Q1 | 17 | $69.7M | 25 | ||
| 2018 Q4 | 13 | $63.3M | 31 | ||
| 2018 Q3 | 16 | $80.6M | 34 | ||
| 2018 Q2 | 16 | $82.4M | 100 | ||
| 2018 Q1 | 15 | $226.8M | 42 | ||
| 2017 Q4 | 18 | $208.2M | 25 | ||
| 2017 Q3 | 19 | $199.8M | 39 | ||
| 2017 Q2 | 17 | $233.4M | 35 | ||
| 2017 Q1 | 16 | $202.1M | 50 | ||
| 2016 Q4 | 16 | $148.2M | 54 | ||
| 2016 Q3 | 18 | $118.2M | 35 | ||
| 2016 Q2 | 16 | $108.8M | 50 | ||
| 2016 Q1 | 15 | $102.0M | 40 | ||
| 2015 Q4 | 18 | $122.2M | 58 | ||
| 2015 Q3 | 21 | $174.5M | 46 | ||
| 2015 Q2 | 19 | $186.7M | 42 | ||
| 2015 Q1 | 21 | $164.2M | 63 | ||
| 2014 Q4 | 24 | $212.0M | 76 | ||
| 2014 Q3 | 22 | $211.0M | 71 | ||
| 2014 Q2 | 22 | $217.2M | 47 | ||
| 2014 Q1 | 18 | $193.6M | 40 | ||
| 2013 Q4 | 18 | $182.6M | 63 | ||
| 2013 Q3 | 18 | $156.5M | 36 | ||
| 2013 Q2 | 17 | $145.9M | 0 |
Holding changes this quarter
Water Asset Management LLC's most significant position changes for 2019-12-31: New buy: Great Lakes Dredge & Dock Co (GLDD); New buy: Proshares Vix Short-term Fut (VIXYUSD); Sold out: Advanced Drainage Systems In (WMS); New buy: Cia Saneamento Basico De-adr (SBS); Trim: Cadiz Inc (CDZI) — shares -71.70%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RXNEUR | Rexnord CORP | +4.2% | +3.99% | Add |
| 2 | FRTAEUR | Forterra Inc | +4.2% | -15.82% | Trim |
| 3 | GWRS | Global Water Resources Inc | +3.7% | -9.77% | Trim |
| 4 | MAS | Masco CORP | +2.3% | +5.01% | Add |
| 5 | ARTNA | Artesian Resources Corp-cl A | +1.9% | +3.28% | Add |
| 6 | MWA | Mueller Water Products Inc-a | +1.8% | +4.56% | Add |
| 7 | AWK | American Water Works Co Inc | +1.7% | +3.43% | Add |
| 8 | HTO | H2o America | +1.6% | -19.97% | Trim |
| 9 | ✓ | Aqua America Inc | +1.5% | +7.48% | Add |
| 10 | YORW | York Water Co | +0.8% | +18.98% | Add |
| 11 | WTRG | Essential Utilities, Inc. | +0.6% | -29.45% | Trim |
| 12 | WTTR | Select Water Solutions Inc | -0.5% | -45.16% | Trim |
| 13 | AOS | Smith (a.o.) CORP | -0.9% | -47.73% | Trim |
| 14 | CDZI | Cadiz Inc | -29.4% | -71.70% | Trim |
| 15 | GLDD | Great Lakes Dredge & Dock Co | — | NEW | New buy |
| 16 | VIXYUSD | Proshares Vix Short-term Fut | — | NEW | New buy |
| 17 | WMS | Advanced Drainage Systems In | — | EXIT | Sold out |
| 18 | SBS | Cia Saneamento Basico De-adr | — | NEW | New buy |
Filing History
FAQ
What is Water Asset Management LLC and what type of investor is it?
Water Asset Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $43.6M, spread across 17 disclosed positions.
What are Water Asset Management LLC's largest equity positions?
Based on the latest 13F filing, Water Asset Management LLC's top holdings by market value are:
1. Cadiz Inc (CDZI) — $7.7M (17.6%)
2. Global Water Resources Inc (GWRS) — $4.8M (11.1%)
3. Rexnord CORP (RXNEUR) — $3.9M (9.1%)
4. H2o America (HTO) — $3.6M (8.3%)
5. Forterra Inc (FRTAEUR) — $3.6M (8.2%)
What changes did Water Asset Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Water Asset Management LLC made 18 notable position adjustments: 3 new positions were initiated, 7 existing holdings were added to, 7 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Great Lakes Dredge & Dock Co (GLDD); New buy: Proshares Vix Short-term Fut (VIXYUSD); Sold out: Advanced Drainage Systems In (WMS); New buy: Cia Saneamento Basico De-adr (SBS); Trim: Cadiz Inc (CDZI) — shares -71.70%
What sectors does Water Asset Management LLC focus on?
Water Asset Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 55.1%
• Utilities: 44.9%
Investment Profile
Water Asset Management LLC's portfolio is broadly diversified and fast-trading, with 55.1% of the portfolio concentrated in Industrials.
Its concentration score has fallen from 100 to 34 over the past 4 quarters — a shift toward broader diversification.
It has added to its FRTAEUR position over the past two quarters (+$1.3M, now $3.6M), while trimming CDZI over the same stretch (-$29.0M, still holding $7.7M).
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Developer Access
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