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CIK: 0001597506
Total reported value
$551.1M
$551.1M
192 檔
65.6%
As reported in its official Q1 2026 Form 13F filing, Warberg Asset Management LLC's tracked investment portfolio stood at $551.1M with 192 total positions.
Warberg Asset Management LLC executed strategic sector rebalancing during Q1 2026, establishing 68 new positions while fully exiting 59 holdings and trimming 33 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&P 500 Etf Tr Put Option | ETF-Large Cap & Growth | 33.62% | -33.62% | EXIT | |
| 2 | LITE 0.5 12-15-26Bond | Lumentum Holdings Inc | Bond | 11.42% | -11.42% | EXIT | |
| 3 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | Bond | 6.00% | -6.00% | EXIT | |
| 4 | CNX 2.25 05-01-26Bond | Cnx Resources CORP | Bond | 5.74% | -5.74% | EXIT | |
| 5 | OXY-WS | Occidental Petroleum-cw27 | Stock-Other | 3.49% | -3.42% | +195.00% | |
| 6 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | Bond | 3.41% | +4.21% | — | |
| 7 | ✓ | Invesco QQQ Tr Put Option 06/2 | Stock-Other | 3.37% | -3.37% | EXIT | |
| 8 | LYV 3.125 01-15-29Bond | Live Nation Entertainmen | Bond | 2.71% | +0.75% | +0.39% | |
| 9 | WT 3.25 06-15-26Bond | Wisdomtree Investments | Bond | 1.70% | -1.70% | EXIT | |
| 10 | VTR 3.75 06-01-26Bond | Ventas Realty LP | Bond | 1.35% | -1.35% | EXIT | |
| 11 | LCII 3 03-01-30Bond | Lci Industries | Bond | 1.31% | -0.19% | — | |
| 12 | HALO 1 08-15-28Bond | Halozyme Therapeutics In | Bond | 1.29% | -0.36% | -25.00% | |
| 13 | CLM | Cornerstone Strategic Invest | Stock-Other | 1.27% | +1.26% | — | |
| 14 | TXNM 5.75 06-01-54Bond | Txnm Energy Inc | Bond | 1.11% | +0.50% | — | |
| 15 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | Bond | 1.07% | +0.02% | — | |
| 16 | ATRO 5.5 03-15-30Bond | Astronics CORP | Bond | 0.87% | +4.82% | +149.63% | |
| 17 | XOM | Exxon Mobil Corporation | Stock-Energy | 0.85% | -0.85% | EXIT | |
| 18 | UPS | United Parcel Service, Inc. | Stock-Industrials | 0.83% | -0.83% | EXIT | |
| 19 | SNOW 0 10-01-29Bond | Snowflake Inc | Bond | 0.82% | -0.18% | — | |
| 20 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.72% | -0.72% | EXIT | |
| 21 | NVDA | NVIDIA Corporation | Stock-Tech | 0.64% | -0.64% | EXIT | |
| 22 | CNP 4.25 08-15-26Bond | Centerpoint Energy Inc | Bond | 0.59% | -0.59% | EXIT | |
| 23 | WT 3.25 08-15-29Bond | Wisdomtree Inc | Bond | 0.56% | -0.34% | — | |
| 24 | AKAM 1.125 02-15-29Bond | Akamai Technologies Inc | Bond | 0.48% | -0.16% | — | |
| 25 | ALB 7.25 03-01-27Bond | Albemarle CORP | Bond | 0.46% | -0.16% | +219.93% | |
| 26 | FOUR 6 05-01-28Bond | Shift4 Payments Inc | Bond | 0.45% | -0.45% | EXIT | |
| 27 | ✓ | Cantaloupe Inc | Stock-Other | 0.43% | -0.43% | EXIT | |
| 28 | UBER 0.875 12-01-28 2028Bond | Uber Technologies Inc | Bond | 0.39% | +0.04% | +2.63% | |
| 29 | CORZW | Core Scientific Inc - 27 | Stock-Other | 0.39% | +0.92% | +20.73% | |
| 30 | EPR 5.75 PERP CBond | Epr Properties | Bond | 0.38% | +0.15% | +2.86% | |
| 31 | IRTC 1.5 09-01-29Bond | Irhythm Holdings Inc | Bond | 0.37% | -0.37% | EXIT | |
| 32 | POST 2.5 08-15-27Bond | Post Holdings Inc | Bond | 0.36% | -0.03% | -77.50% | |
| 33 | WK 1.125 08-15-26Bond | Workiva Inc | Bond | 0.35% | -0.35% | EXIT | |
| 34 | STXS | Stereotaxis Inc | Stock-Other | 0.34% | +0.01% | -1.22% | |
| 35 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 0.30% | -0.03% | +71.82% | |
| 36 | XLE | Ss Energy Select Sector | ETF-Other | 0.30% | -0.30% | EXIT | |
| 37 | MSTR | Strategy Inc | Stock-Tech | 0.29% | -0.29% | EXIT | |
| 38 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.29% | +2.25% | — | |
| 39 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.28% | -0.28% | EXIT | |
| 40 | EVRG 4.5 12-15-27Bond | Evergy Inc | Bond | 0.26% | +0.19% | +76.85% | |
| 41 | ✓ | Fg Imperii Acquisition CORP | Stock-Other | 0.26% | +0.01% | — | |
| 42 | ✓ | Noble CORP PLC | Stock-Other | 0.25% | -0.25% | EXIT | |
| 43 | EPR 9 PERP EBond | Epr Properties | Bond | 0.25% | +0.07% | -11.10% | |
| 44 | ✓ | Stock-Other | 0.25% | -0.25% | EXIT | ||
| 45 | ✓ | Xsolla Spac 1 | Stock-Other | 0.23% | +0.02% | — | |
| 46 | OXY | Occidental Petroleum Corporation | Stock-Energy | 0.22% | -0.22% | EXIT | |
| 47 | SBUX | Starbucks Corporation | Stock-Consumer Disc | 0.21% | -0.21% | EXIT | |
| 48 | ✓ | Vendome Acquisition CORP I C | Stock-Other | 0.20% | +0.01% | -14.09% | |
| 49 | ✓ | Palantir Technologies Inc | Stock-Other | 0.20% | -0.20% | EXIT | |
| 50 | ✓ | Carvana Co | Stock-Other | 0.19% | -0.19% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LITE 0.5 12-15-26Bond | Lumentum Holdings Inc | +10.4% | +311.02% | Add |
| 2 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | +3.5% | +20.81% | Add |
| 3 | OXY-WS | Occidental Petroleum-cw27 | +3.1% | +195.00% | Add |
| 4 | CNX 2.25 05-01-26Bond | Cnx Resources CORP | +3% | +43.84% | Add |
| 5 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | +1% | — | Unchanged |
| 6 | WT 3.25 06-15-26Bond | Wisdomtree Investments | +1% | +53.72% | Add |
| 7 | LYV 3.125 01-15-29Bond | Live Nation Entertainmen | +0.9% | +0.39% | Add |
| 8 | ATRO 5.5 03-15-30Bond | Astronics CORP | +0.7% | +149.63% | Add |
| 9 | ALB 7.25 03-01-27Bond | Albemarle CORP | +0.4% | +219.93% | Add |
| 10 | NVDA | NVIDIA Corporation | +0.3% | +57.14% | Add |
| 11 | ✓ | Noble CORP PLC | +0.2% | +5.91% | Add |
| 12 | WT 3.25 08-15-29Bond | Wisdomtree Inc | +0.2% | — | Unchanged |
| 13 | TLT | iShares 20+ Year Treasury Bond ETF | +0.2% | — | Unchanged |
| 14 | CNP 4.25 08-15-26Bond | Centerpoint Energy Inc | +0.2% | — | Unchanged |
| 15 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | +0.2% | — | Unchanged |
| 16 | BAC 7.25 PERP LBond | Bank Of America CORP | +0.2% | +71.82% | Add |
| 17 | EVRG 4.5 12-15-27Bond | Evergy Inc | +0.2% | +76.85% | Add |
| 18 | CORZW | Core Scientific Inc - 27 | +0.2% | +20.73% | Add |
| 19 | ✓ | Cantaloupe Inc | +0.1% | +4.69% | Add |
| 20 | ✓ | +0.1% | +50.00% | Add | |
| 21 | EPR 5.75 PERP CBond | Epr Properties | +0.1% | +2.86% | Add |
| 22 | UBER 0.875 12-01-28 2028Bond | Uber Technologies Inc | +0.1% | +2.63% | Add |
| 23 | ✓ | Planet Labs Pbc | +0.1% | +90.47% | Add |
| 24 | ✓ | Barclays Bank PLC | +0.1% | +5.26% | Add |
| 25 | MOS | The Mosaic Company | +0.1% | +20.00% | Add |
| 26 | CENX 2.75 05-01-28Bond | Century Aluminum Company | +0.1% | — | Unchanged |
| 27 | EPR 9 PERP EBond | Epr Properties | +0.1% | -11.10% | Trim |
| 28 | NEN | New England Realty Assoc-lp | +0.1% | +3.90% | Add |
| 29 | ✓ | Tavia Acquisition CORP | +0.1% | — | Unchanged |
| 30 | ✓ | Drugs Made In Amer Acqutn Co | +0.1% | -0.00% | Trim |
| 31 | ✓ | Charlton Aria Acquisition Co | +0.1% | -0.00% | Trim |
| 32 | ✓ | Invesco QQQ Tr Put Option 06/2 | 0% | -22.22% | Trim |
| 33 | ✓ | Black Hawk Acquisition CORP | 0% | — | Unchanged |
| 34 | ✓ | Kochav Defense Acqui Co S | 0% | -0.01% | Trim |
| 35 | ✓ | 0% | — | Unchanged | |
| 36 | STXS | Stereotaxis Inc | 0% | -1.22% | Trim |
| 37 | ✓ | Vendome Acquisition CORP I C | 0% | -14.09% | Trim |
| 38 | OXY | Occidental Petroleum Corporation | 0% | — | Unchanged |
| 39 | NTNX 0.25 10-01-27Bond | Nutanix Inc | 0% | — | Unchanged |
| 40 | USAR | USA Rare Earth Inc | 0% | — | Unchanged |
| 41 | ✓ | 0% | +22.62% | Add | |
| 42 | IAUX-WS | I-80 Gold CORP -26 | 0% | +7.06% | Add |
| 43 | NEE 3 03-01-27Bond | Nextera Energy Capital | 0% | — | Unchanged |
| 44 | ✓ | Crown Resv Acquisition CORP I | 0% | -4.46% | Trim |
| 45 | HALO 1 08-15-28Bond | Halozyme Therapeutics In | 0% | -25.00% | Trim |
| 46 | MU | Micron Technology, Inc. | 0% | -33.33% | Trim |
| 47 | GROY-WS | Gold Royalty CORP -29 | 0% | +124.15% | Add |
| 48 | ✓ | 0% | — | Unchanged | |
| 49 | EONR-WS | Hnr Acquisition CORP -cw23 | 0% | -16.79% | Trim |
| 50 | ✓ | Quartzsea Acquisition CORP | 0% | -8.54% | Trim |
According to official SEC Form 13F filings, Warberg Asset Management LLC reported a total U.S. public equity portfolio value of $551.1M across 192 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including Spdr S&P 500 Etf Tr Put Option, LITE 0.5 12-15-26, STX 3.5 06-01-28) accounted for 65.6% of total reported equity market value during Q1 2026.
Top New Position Initiated
LCII 3 03-01-30
市值: $7.9M
Top Position Liquidated / Trimmed
AXON 0.5 12-15-27
前期市值: $30.4M
During Q1 2026, Warberg Asset Management LLC's top holdings by market value included Spdr S&P 500 Etf Tr Put Option (33.6%)、LITE 0.5 12-15-26 (11.4%)、STX 3.5 06-01-28 (6.0%). The largest single position, Spdr S&P 500 Etf Tr Put Option, represented 33.6% of total portfolio value.
In Q1 2026, Warberg Asset Management LLC made 184 total portfolio adjustments, initiating 68 new buys, adding to 24 positions, trimming 33 holdings, and fully liquidating 59 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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