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CIK: 0001597506
Total reported value
$551.1M
$551.1M
181 檔
98.0%
According to the latest 13F quarterly dataset, Warberg Asset Management LLC managed an equity portfolio of $551.1M at the end of Q4 2025, spanning 181 distinct U.S. exchange-listed positions.
Warberg Asset Management LLC executed strategic sector rebalancing during Q4 2025, establishing 11 new positions while fully exiting 13 holdings and trimming 12 positions.
In terms of portfolio concentration, the top 5 core holdings (including Spdr S&P 500 Etf Tr Put Option, AXON 0.5 12-15-27, Invesco QQQ Tr Put Option 06/2) accounted for 98.0% of total reported equity market value during Q4 2025.
Top New Position Initiated
LITE 0.5 12-15-26
市值: $8.8M
Top Position Liquidated / Trimmed
SEALTD 2.375 12-01-25
前期市值: $23.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&P 500 Etf Tr Put Option | ETF-Large Cap & Growth | 51.93% | -33.62% | EXIT | |
| 2 | AXON 0.5 12-15-27Bond | Axon Enterprise Inc | Bond | 3.66% | — | +92.02% | |
| 3 | ✓ | Invesco QQQ Tr Put Option 06/2 | Stock-Other | 3.33% | -3.37% | EXIT | |
| 4 | WDC 3 11-15-28Bond | Western Digital CORP | Bond | 3.16% | — | -18.57% | |
| 5 | MTSI 0.25 03-15-26Bond | M/a-com Tech Solutions | Bond | 2.91% | — | +62.39% | |
| 6 | CNX 2.25 05-01-26Bond | Cnx Resources CORP | Bond | 2.75% | -5.74% | EXIT | |
| 7 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | Bond | 2.54% | -6.00% | EXIT | |
| 8 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | Bond | 2.40% | +4.21% | +22.10% | |
| 9 | LYV 3.125 01-15-29Bond | Live Nation Entertainmen | Bond | 1.86% | +0.75% | +0.50% | |
| 10 | VTR 3.75 06-01-26Bond | Ventas Realty LP | Bond | 1.74% | -1.35% | EXIT | |
| 11 | BOX 0 01-15-26Bond | Box Inc | Bond | 1.59% | — | — | |
| 12 | HALO 1 08-15-28Bond | Halozyme Therapeutics In | Bond | 1.28% | -0.36% | +55.58% | |
| 13 | POST 2.5 08-15-27Bond | Post Holdings Inc | Bond | 1.15% | -0.03% | +5.94% | |
| 14 | LITE 0.5 12-15-26Bond | Lumentum Holdings Inc | Bond | 1.05% | -11.42% | EXIT | |
| 15 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | Bond | 0.89% | +0.02% | +66.73% | |
| 16 | SPOT 0 03-15-26Bond | Spotify USA Inc | Bond | 0.84% | — | +1.00% | |
| 17 | PRGS 1 04-15-26Bond | Progress Software CORP | Bond | 0.79% | — | — | |
| 18 | SNOW 0 10-01-27Bond | Snowflake Inc | Bond | 0.74% | — | — | |
| 19 | WK 1.125 08-15-26Bond | Workiva Inc | Bond | 0.70% | -0.35% | EXIT | |
| 20 | WT 3.25 06-15-26Bond | Wisdomtree Investments | Bond | 0.70% | -1.70% | EXIT | |
| 21 | IONS 0 04-01-26Bond | Ionis Pharmaceuticals In | Bond | 0.66% | — | — | |
| 22 | ✓ | Palantir Technologies Inc | Stock-Other | 0.62% | -0.20% | EXIT | |
| 23 | F 0 03-15-26Bond | Ford Motor Company | Bond | 0.54% | — | +6.60% | |
| 24 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.52% | -0.72% | EXIT | |
| 25 | ✓ | Carvana Co | Stock-Other | 0.46% | -0.19% | EXIT | |
| 26 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.40% | — | — | |
| 27 | CNP 4.25 08-15-26Bond | Centerpoint Energy Inc | Bond | 0.40% | -0.59% | EXIT | |
| 28 | OXY-WS | Occidental Petroleum-cw27 | Stock-Other | 0.38% | -3.42% | -63.30% | |
| 29 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | Bond | 0.36% | — | -50.36% | |
| 30 | WT 3.25 08-15-29Bond | Wisdomtree Inc | Bond | 0.36% | -0.34% | — | |
| 31 | AWK 3.625 06-15-26Bond | American Water Capital C | Bond | 0.33% | — | +8.26% | |
| 32 | NVDA | NVIDIA Corporation | Stock-Tech | 0.31% | -0.64% | EXIT | |
| 33 | STXS | Stereotaxis Inc | Stock-Other | 0.31% | +0.01% | +5.50% | |
| 34 | UBER 0.875 12-01-28 2028Bond | Uber Technologies Inc | Bond | 0.30% | +0.04% | +474.92% | |
| 35 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.29% | -0.16% | EXIT | |
| 36 | ✓ | Cantaloupe Inc | Stock-Other | 0.29% | -0.43% | EXIT | |
| 37 | EPR 5.75 PERP CBond | Epr Properties | Bond | 0.26% | +0.15% | -31.76% | |
| 38 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.23% | -0.05% | EXIT | |
| 39 | CORZW | Core Scientific Inc - 27 | Stock-Other | 0.23% | +0.92% | +15.24% | |
| 40 | ATRO 5.5 03-15-30Bond | Astronics CORP | Bond | 0.21% | +4.82% | — | |
| 41 | GBX 2.875 04-15-28Bond | Greenbrier Cos Inc | Bond | 0.20% | — | +7.86% | |
| 42 | EPR 9 PERP EBond | Epr Properties | Bond | 0.20% | +0.07% | +201.08% | |
| 43 | SLV | iShares Silver Trust | ETF-Commodities | 0.19% | -0.05% | EXIT | |
| 44 | ITRI 0 03-15-26Bond | Itron Inc | Bond | 0.18% | — | +0.93% | |
| 45 | ✓ | Vendome Acquisition CORP I C | Stock-Other | 0.17% | +0.01% | — | |
| 46 | AAPL | Apple Inc. | Stock-Tech | 0.16% | — | — | |
| 47 | ✓ | Rigetti Computing Inc | Stock-Other | 0.16% | — | +50.25% | |
| 48 | ✓ | Stock-Other | 0.14% | -0.03% | EXIT | ||
| 49 | NEN | New England Realty Assoc-lp | Stock-Other | 0.13% | -0.02% | +49.30% | |
| 50 | ✓ | Stock-Other | 0.13% | -0.25% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&P 500 Etf Tr Put Option | +20.7% | +115.31% | Add |
| 2 | MTSI 0.25 03-15-26Bond | M/a-com Tech Solutions | +1.2% | +62.39% | Add |
| 3 | AXON 0.5 12-15-27Bond | Axon Enterprise Inc | +0.5% | +92.02% | Add |
| 4 | VTR 3.75 06-01-26Bond | Ventas Realty LP | +0.4% | +52.97% | Add |
| 5 | ✓ | Carvana Co | +0.3% | +350.00% | Add |
| 6 | UBER 0.875 12-01-28 2028Bond | Uber Technologies Inc | +0.2% | +474.92% | Add |
| 7 | HALO 1 08-15-28Bond | Halozyme Therapeutics In | +0.1% | +55.58% | Add |
| 8 | EPR 9 PERP EBond | Epr Properties | +0.1% | +201.08% | Add |
| 9 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | +0.1% | +66.73% | Add |
| 10 | ✓ | Centrus Energy CORP | -0.2% | -40.00% | Trim |
| 11 | VOO | Vanguard S&P 500 ETF | -0.2% | -60.00% | Trim |
| 12 | IBIT | iShares Bitcoin Trust ETF | -0.2% | -37.50% | Trim |
| 13 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | -0.3% | +22.10% | Add |
| 14 | EPR 5.75 PERP CBond | Epr Properties | -0.3% | -31.76% | Trim |
| 15 | TLT | iShares 20+ Year Treasury Bond ETF | -0.3% | -16.67% | Trim |
| 16 | ✓ | Palantir Technologies Inc | -0.4% | -17.14% | Trim |
| 17 | CNX 2.25 05-01-26Bond | Cnx Resources CORP | -0.4% | — | Unchanged |
| 18 | WDC 3 11-15-28Bond | Western Digital CORP | -0.4% | -18.57% | Trim |
| 19 | SPOT 0 03-15-26Bond | Spotify USA Inc | -0.5% | +1.00% | Add |
| 20 | BOX 0 01-15-26Bond | Box Inc | -0.7% | — | Unchanged |
| 21 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | -0.7% | -50.36% | Trim |
| 22 | WK 1.125 08-15-26Bond | Workiva Inc | -0.8% | -38.74% | Trim |
| 23 | LYV 3.125 01-15-29Bond | Live Nation Entertainmen | -0.9% | +0.50% | Add |
| 24 | OXY-WS | Occidental Petroleum-cw27 | -1.4% | -63.30% | Trim |
| 25 | ✓ | Invesco QQQ Tr Put Option 06/2 | -1.6% | -11.76% | Trim |
| 26 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | -1.6% | -30.88% | Trim |
| 27 | SEALTD 2.375 12-01-25Bond | Sea LTD | — | EXIT | Sold out |
| 28 | ITGR 2.125 02-15-28Bond | Integer Holdings CORP | — | EXIT | Sold out |
| 29 | LRN 1.125 09-01-27Bond | Stride Inc | — | EXIT | Sold out |
| 30 | LITE 0.5 12-15-26Bond | Lumentum Holdings Inc | — | NEW | New buy |
| 31 | RGTIW | Rigetti Computing -cw27 | — | EXIT | Sold out |
| 32 | SNOW 0 10-01-27Bond | Snowflake Inc | — | NEW | New buy |
| 33 | IONS 0 04-01-26Bond | Ionis Pharmaceuticals In | — | NEW | New buy |
| 34 | SO 3.875 12-15-25Bond | Southern Co | — | EXIT | Sold out |
| 35 | PRCH 9 05-15-30Bond | Porch Group Inc | — | EXIT | Sold out |
| 36 | SMHC | VanEck China Semiconductor ETF | — | NEW | New buy |
| 37 | EXPE 0 02-15-26Bond | Expedia Group Inc | — | EXIT | Sold out |
| 38 | MCHX | Marchex, Inc. | — | EXIT | Sold out |
| 39 | GTLS 6.75 12-15-25 BBond | Chart Industries Inc | — | EXIT | Sold out |
| 40 | EQIX | Equinix, Inc. | — | EXIT | Sold out |
| 41 | ATRO 5.5 03-15-30Bond | Astronics CORP | — | NEW | New buy |
| 42 | AAPL | Apple Inc. | — | NEW | New buy |
| 43 | ✓ | — | NEW | New buy | |
| 44 | BAC 7.25 PERP LBond | Bank Of America CORP | — | NEW | New buy |
| 45 | MSFT | Microsoft Corporation | — | EXIT | Sold out |
| 46 | HOOD | Robinhood Markets, Inc. | — | EXIT | Sold out |
| 47 | RGTI | Rigetti Computing Inc | — | NEW | New buy |
| 48 | FORL | Four Leaf Acquisition Cor-a | — | EXIT | Sold out |
| 49 | MU | Micron Technology, Inc. | — | NEW | New buy |
| 50 | SLV | iShares Silver Trust | — | NEW | New buy |
According to official SEC Form 13F filings, Warberg Asset Management LLC reported a total U.S. public equity portfolio value of $551.1M across 181 disclosed positions in Q4 2025.
During Q4 2025, Warberg Asset Management LLC's top holdings by market value included Spdr S&P 500 Etf Tr Put Option (51.9%)、AXON 0.5 12-15-27 (3.7%)、Invesco QQQ Tr Put Option 06/2 (3.3%). The largest single position, Spdr S&P 500 Etf Tr Put Option, represented 51.9% of total portfolio value.
In Q4 2025, Warberg Asset Management LLC made 48 total portfolio adjustments, initiating 11 new buys, adding to 12 positions, trimming 12 holdings, and fully liquidating 13 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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