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CIK: 0001597506
Total reported value
$551.1M
$551.1M
188 檔
54.3%
During the Q3 2025 filing period, Warberg Asset Management LLC (CIK: 0001597506) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $551.1M across 188 reported positions.
Warberg Asset Management LLC executed strategic sector rebalancing during Q3 2025, establishing 12 new positions while fully exiting 23 holdings and trimming 0 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&P 500 Etf Tr Put Option | ETF-Large Cap & Growth | 31.24% | -33.62% | EXIT | |
| 2 | ✓ | Invesco QQQ Tr Put Option 06/2 | Stock-Other | 4.88% | -3.37% | EXIT | |
| 3 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | Bond | 4.18% | -6.00% | EXIT | |
| 4 | SEALTD 2.375 12-01-25Bond | Sea LTD | Bond | 3.81% | — | +49.98% | |
| 5 | WDC 3 11-15-28Bond | Western Digital CORP | Bond | 3.60% | — | +0.17% | |
| 6 | CNX 2.25 05-01-26Bond | Cnx Resources CORP | Bond | 3.18% | -5.74% | EXIT | |
| 7 | AXON 0.5 12-15-27Bond | Axon Enterprise Inc | Bond | 3.15% | — | -0.08% | |
| 8 | LYV 3.125 01-15-29Bond | Live Nation Entertainmen | Bond | 2.73% | +0.75% | +74.70% | |
| 9 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | Bond | 2.67% | +4.21% | +0.83% | |
| 10 | BOX 0 01-15-26Bond | Box Inc | Bond | 2.25% | — | — | |
| 11 | ITGR 2.125 02-15-28Bond | Integer Holdings CORP | Bond | 2.16% | — | +1.90% | |
| 12 | OXY-WS | Occidental Petroleum-cw27 | Stock-Other | 1.82% | -3.42% | +666.76% | |
| 13 | MTSI 0.25 03-15-26Bond | M/a-com Tech Solutions | Bond | 1.74% | — | — | |
| 14 | LRN 1.125 09-01-27Bond | Stride Inc | Bond | 1.59% | — | — | |
| 15 | WK 1.125 08-15-26Bond | Workiva Inc | Bond | 1.54% | -0.35% | EXIT | |
| 16 | POST 2.5 08-15-27Bond | Post Holdings Inc | Bond | 1.50% | -0.03% | +2.50% | |
| 17 | VTR 3.75 06-01-26Bond | Ventas Realty LP | Bond | 1.38% | -1.35% | EXIT | |
| 18 | SPOT 0 03-15-26Bond | Spotify USA Inc | Bond | 1.33% | — | +21.53% | |
| 19 | RGTIW | Rigetti Computing -cw27 | Stock-Other | 1.31% | — | +263.52% | |
| 20 | HALO 1 08-15-28Bond | Halozyme Therapeutics In | Bond | 1.16% | -0.36% | +1.82% | |
| 21 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | Bond | 1.06% | — | -29.17% | |
| 22 | PRGS 1 04-15-26Bond | Progress Software CORP | Bond | 1.05% | — | — | |
| 23 | WT 3.25 06-15-26Bond | Wisdomtree Investments | Bond | 1.03% | -1.70% | EXIT | |
| 24 | ✓ | Palantir Technologies Inc | Stock-Other | 1.02% | -0.20% | EXIT | |
| 25 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.86% | -0.72% | EXIT | |
| 26 | SO 3.875 12-15-25Bond | Southern Co | Bond | 0.85% | — | +394.99% | |
| 27 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | Bond | 0.79% | +0.02% | — | |
| 28 | PRCH 9 05-15-30Bond | Porch Group Inc | Bond | 0.72% | — | — | |
| 29 | F 0 03-15-26Bond | Ford Motor Company | Bond | 0.66% | — | -27.29% | |
| 30 | EPR 5.75 PERP CBond | Epr Properties | Bond | 0.58% | +0.15% | +5.12% | |
| 31 | CNP 4.25 08-15-26Bond | Centerpoint Energy Inc | Bond | 0.53% | -0.59% | EXIT | |
| 32 | STXS | Stereotaxis Inc | Stock-Other | 0.53% | +0.01% | -12.62% | |
| 33 | WT 3.25 08-15-29Bond | Wisdomtree Inc | Bond | 0.52% | -0.34% | — | |
| 34 | ✓ | Cantaloupe Inc | Stock-Other | 0.47% | -0.43% | EXIT | |
| 35 | EXPE 0 02-15-26Bond | Expedia Group Inc | Bond | 0.45% | — | +11.28% | |
| 36 | AWK 3.625 06-15-26Bond | American Water Capital C | Bond | 0.41% | — | +1.44% | |
| 37 | MCHX | Marchex, Inc. | Stock-Other | 0.41% | — | — | |
| 38 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.39% | -0.16% | EXIT | |
| 39 | GTLS 6.75 12-15-25 BBond | Chart Industries Inc | Bond | 0.38% | — | — | |
| 40 | EQIX | Equinix, Inc. | Stock-Real Estate | 0.37% | — | — | |
| 41 | CORZW | Core Scientific Inc - 27 | Stock-Other | 0.36% | +0.92% | -1.01% | |
| 42 | IBIT | iShares Bitcoin Trust ETF | ETF-Crypto | 0.33% | — | +28.00% | |
| 43 | VOO | Vanguard S&P 500 ETF | ETF-Large Cap & Growth | 0.30% | — | — | |
| 44 | NVDA | NVIDIA Corporation | Stock-Tech | 0.30% | -0.64% | EXIT | |
| 45 | ITRI 0 03-15-26Bond | Itron Inc | Bond | 0.26% | — | +0.87% | |
| 46 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.26% | -0.05% | EXIT | |
| 47 | GBX 2.875 04-15-28Bond | Greenbrier Cos Inc | Bond | 0.25% | — | +0.76% | |
| 48 | ✓ | Centrus Energy CORP | Stock-Other | 0.25% | — | — | |
| 49 | ✓ | Stock-Other | 0.22% | -0.03% | EXIT | ||
| 50 | ✓ | Vendome Acquisition CORP I C | Stock-Other | 0.22% | +0.01% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | +2.6% | +0.34% | Add |
| 2 | CNX 2.25 05-01-26Bond | Cnx Resources CORP | +2.2% | +0.95% | Add |
| 3 | SEALTD 2.375 12-01-25Bond | Sea LTD | +1.9% | +49.98% | Add |
| 4 | LYV 3.125 01-15-29Bond | Live Nation Entertainmen | +1.7% | +74.70% | Add |
| 5 | RGTIW | Rigetti Computing -cw27 | +1.3% | +263.52% | Add |
| 6 | ✓ | Invesco QQQ Tr Put Option 06/2 | +1.2% | -46.32% | Add |
| 7 | AXON 0.5 12-15-27Bond | Axon Enterprise Inc | +1.2% | -0.08% | Add |
| 8 | LRN 1.125 09-01-27Bond | Stride Inc | +0.9% | — | Add |
| 9 | SO 3.875 12-15-25Bond | Southern Co | +0.8% | +394.99% | Add |
| 10 | SPOT 0 03-15-26Bond | Spotify USA Inc | +0.7% | +21.53% | Add |
| 11 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | +0.6% | +0.83% | Add |
| 12 | PRGS 1 04-15-26Bond | Progress Software CORP | +0.5% | — | Add |
| 13 | STXS | Stereotaxis Inc | +0.4% | -12.62% | Add |
| 14 | TLT | iShares 20+ Year Treasury Bond ETF | +0.4% | +200.00% | Add |
| 15 | WK 1.125 08-15-26Bond | Workiva Inc | +0.4% | -5.77% | Add |
| 16 | WDC 3 11-15-28Bond | Western Digital CORP | — | NEW | New buy |
| 17 | X 5 11-01-26Bond | United States Steel CORP | — | EXIT | Sold out |
| 18 | NRG 2.75 06-01-48Bond | Nrg Energy Inc | — | EXIT | Sold out |
| 19 | VRNS 1.25 08-15-25Bond | Varonis System Inc | — | EXIT | Sold out |
| 20 | CNK 4.5 08-15-25Bond | Cinemark Holdings Inc | — | EXIT | Sold out |
| 21 | INSM 0.75 06-01-28Bond | Insmed Inc | — | EXIT | Sold out |
| 22 | OXY-WS | Occidental Petroleum-cw27 | — | NEW | New buy |
| 23 | MIDD 1 09-01-25Bond | Middleby CORP | — | EXIT | Sold out |
| 24 | ZS 0.125 07-01-25Bond | Zscaler Inc. | — | EXIT | Sold out |
| 25 | GVA 3.75 05-15-28Bond | Granite Construction Inc | — | EXIT | Sold out |
| 26 | DDOG 0.125 06-15-25Bond | Datadog Inc | — | EXIT | Sold out |
| 27 | BURL 2.25 04-15-25Bond | Burlington Stores Inc | — | EXIT | Sold out |
| 28 | HALO 1 08-15-28Bond | Halozyme Therapeutics In | — | NEW | New buy |
| 29 | IDCC 3.5 06-01-27Bond | Interdigital Inc | — | EXIT | Sold out |
| 30 | PSN 0.25 08-15-25Bond | Parsons CORP | — | EXIT | Sold out |
| 31 | BLMN 5 05-01-25Bond | Bloomin Brands Inc | — | EXIT | Sold out |
| 32 | WT 3.25 06-15-26Bond | Wisdomtree Investments | — | NEW | New buy |
| 33 | FLR 1.125 08-15-29Bond | Fluor CORP | — | EXIT | Sold out |
| 34 | ✓ | Palantir Technologies Inc | — | NEW | New buy |
| 35 | NCLH 5.375 08-01-25Bond | Ncl Corporation LTD | — | EXIT | Sold out |
| 36 | ALNY 1 09-15-27Bond | Alnylam Pharmaceuticals | — | NEW | New buy |
| 37 | PRCH 9 05-15-30Bond | Porch Group Inc | — | NEW | New buy |
| 38 | EZPW 2.375 05-01-25Bond | Ezcorp Inc | — | EXIT | Sold out |
| 39 | AKAM 0.125 05-01-25Bond | Akamai Technologies Inc | — | EXIT | Sold out |
| 40 | CNP 4.25 08-15-26Bond | Centerpoint Energy Inc | — | NEW | New buy |
| 41 | LUV 1.25 05-01-25Bond | Southwest Airlines Co | — | EXIT | Sold out |
| 42 | WT 3.25 08-15-29Bond | Wisdomtree Inc | — | NEW | New buy |
| 43 | ✓ | Cantaloupe Inc | — | NEW | New buy |
| 44 | HCI 4.75 06-01-42Bond | Hci Group Inc | — | EXIT | Sold out |
| 45 | GLD | SPDR Gold Shares | — | EXIT | Sold out |
| 46 | QQQ | Invesco Qqq Trust Series 1 | — | EXIT | Sold out |
| 47 | EXPE 0 02-15-26Bond | Expedia Group Inc | — | NEW | New buy |
| 48 | SHOPCN 0.125 11-01-25Bond | Shopify Inc | — | EXIT | Sold out |
| 49 | AAL 6.5 07-01-25Bond | American Airlines Group | — | EXIT | Sold out |
| 50 | TLT | iShares 20+ Year Treasury Bond ETF | — | NEW | New buy |
According to official SEC Form 13F filings, Warberg Asset Management LLC reported a total U.S. public equity portfolio value of $551.1M across 188 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including Spdr S&P 500 Etf Tr Put Option, Invesco QQQ Tr Put Option 06/2, STX 3.5 06-01-28) accounted for 54.3% of total reported equity market value during Q3 2025.
Top New Position Initiated
WDC 3 11-15-28
市值: $22.6M
Top Position Liquidated / Trimmed
X 5 11-01-26
前期市值: $21.2M
During Q3 2025, Warberg Asset Management LLC's top holdings by market value included Spdr S&P 500 Etf Tr Put Option (31.2%)、Invesco QQQ Tr Put Option 06/2 (4.9%)、STX 3.5 06-01-28 (4.2%). The largest single position, Spdr S&P 500 Etf Tr Put Option, represented 31.2% of total portfolio value.
In Q3 2025, Warberg Asset Management LLC made 50 total portfolio adjustments, initiating 12 new buys, adding to 15 positions, trimming 0 holdings, and fully liquidating 23 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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