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CIK: 0001597506
Total reported value
$551.1M
$551.1M
209 檔
39.1%
At the close of Q3 2024, Warberg Asset Management LLC disclosed equity holdings valued at approximately $551.1M, spread across 209 reported holdings.
During Q3 2024, Warberg Asset Management LLC's portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 209 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Invesco QQQ Tr Put Option 06/2 | Stock-Other | 14.29% | -3.37% | EXIT | |
| 2 | ✓ | Spdr S&P 500 Etf Tr Put Option | ETF-Large Cap & Growth | 11.23% | -33.62% | EXIT | |
| 3 | OXY-WS | Occidental Petroleum-cw27 | Stock-Other | 4.85% | -3.42% | -10.88% | |
| 4 | PSN 0.25 08-15-25Bond | Parsons CORP | Bond | 4.07% | — | +10.89% | |
| 5 | RCL 6 08-15-25Bond | Royal Caribbean Cruises | Bond | 3.93% | — | +3291.21% | |
| 6 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | Bond | 3.65% | +4.21% | +0.10% | |
| 7 | BKNG 0.75 05-01-25Bond | Booking Holdings Inc | Bond | 3.53% | — | -0.16% | |
| 8 | X 5 11-01-26Bond | United States Steel CORP | Bond | 3.22% | — | — | |
| 9 | BOX 0 01-15-26Bond | Box Inc | Bond | 2.49% | — | +527.53% | |
| 10 | GTLS 1 11-15-24Bond | Chart Industries Inc | Bond | 2.20% | — | +46.71% | |
| 11 | AXON 0.5 12-15-27Bond | Axon Enterprise Inc | Bond | 2.09% | — | +0.40% | |
| 12 | MSFT | Microsoft Corporation | Stock-Tech | 1.99% | — | -7.14% | |
| 13 | ITGR 2.125 02-15-28Bond | Integer Holdings CORP | Bond | 1.86% | — | +120.21% | |
| 14 | BLMN 5 05-01-25Bond | Bloomin Brands Inc | Bond | 1.82% | — | +0.71% | |
| 15 | NRG 2.75 06-01-48Bond | Nrg Energy Inc | Bond | 1.67% | — | -26.43% | |
| 16 | PANW 0.375 06-01-25Bond | Palo Alto Networks | Bond | 1.63% | — | -70.44% | |
| 17 | POST 2.5 08-15-27Bond | Post Holdings Inc | Bond | 1.61% | -0.03% | — | |
| 18 | LRN 1.125 09-01-27Bond | Stride Inc | Bond | 1.57% | — | +2432.37% | |
| 19 | NVDA | NVIDIA Corporation | Stock-Tech | 1.40% | -0.64% | EXIT | |
| 20 | MCHP 1.625 02-15-25Bond | Microchip Technology Inc | Bond | 1.34% | — | +8747.83% | |
| 21 | AKAM 0.125 05-01-25Bond | Akamai Technologies Inc | Bond | 1.28% | — | +3.53% | |
| 22 | PRGS 1 04-15-26Bond | Progress Software CORP | Bond | 1.28% | — | +5.11% | |
| 23 | MTSI 0.25 03-15-26Bond | M/a-com Tech Solutions | Bond | 1.26% | — | — | |
| 24 | MCHX | Marchex, Inc. | Stock-Other | 1.24% | — | +500.00% | |
| 25 | SEALTD 1 12-01-24Bond | Sea LTD | Bond | 1.17% | — | — | |
| 26 | HUBS 0.375 06-01-25Bond | Hubspot Inc | Bond | 1.15% | — | -36.13% | |
| 27 | GKOS 2.75 06-15-27Bond | Glaukos CORP | Bond | 1.05% | — | — | |
| 28 | MSTR 0 02-15-27Bond | Microstrategy Inc | Bond | 1.02% | — | +3.69% | |
| 29 | STX 3.5 06-01-28Bond | Seagate Hdd Cayman | Bond | 1.02% | -6.00% | EXIT | |
| 30 | BRK-B | Berkshire Hathaway Inc. | Stock-Other | 0.98% | — | — | |
| 31 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.90% | -0.28% | EXIT | |
| 32 | IDCC 3.5 06-01-27Bond | Interdigital Inc | Bond | 0.87% | — | -50.08% | |
| 33 | TYL 0.25 03-15-26Bond | Tyler Technologies Inc | Bond | 0.71% | — | -18.54% | |
| 34 | F 0 03-15-26Bond | Ford Motor Company | Bond | 0.70% | — | +8.60% | |
| 35 | EXEEZ | Chesapeake Energy -cw26 | Stock-Other | 0.67% | — | +3.62% | |
| 36 | WK 1.125 08-15-26Bond | Workiva Inc | Bond | 0.56% | -0.35% | EXIT | |
| 37 | LUV 1.25 05-01-25Bond | Southwest Airlines Co | Bond | 0.55% | — | +1.49% | |
| 38 | MIDD 1 09-01-25Bond | Middleby CORP | Bond | 0.53% | — | +60.93% | |
| 39 | GES 3.75 04-15-28Bond | Guess Inc | Bond | 0.49% | — | +400.00% | |
| 40 | MCHP 0.125 11-15-24Bond | Microchip Technology Inc | Bond | 0.44% | — | +1188.08% | |
| 41 | EXEEL | Chesapeake Energy CORP -cw26 | Stock-Other | 0.44% | — | -2.71% | |
| 42 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.44% | -0.72% | EXIT | |
| 43 | NICEIT 0 09-15-25Bond | Nice LTD | Bond | 0.43% | — | — | |
| 44 | JAZZ 2 06-15-26Bond | Jazz Investments I LTD | Bond | 0.36% | — | — | |
| 45 | NTNX 0.25 10-01-27Bond | Nutanix Inc | Bond | 0.36% | -0.13% | EXIT | |
| 46 | CORZW | Core Scientific Inc - 27 | Stock-Other | 0.35% | +0.92% | +9.70% | |
| 47 | SRPT 1.5 11-15-24Bond | Sarepta Therapeutics Inc | Bond | 0.34% | — | +11.58% | |
| 48 | EPR 5.75 PERP CBond | Epr Properties | Bond | 0.29% | +0.15% | +22.64% | |
| 49 | TSLA | Tesla, Inc. | Stock-Consumer Disc | 0.28% | — | — | |
| 50 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.28% | -0.05% | EXIT |
According to official SEC Form 13F filings, Warberg Asset Management LLC reported a total U.S. public equity portfolio value of $551.1M across 209 disclosed positions in Q3 2024.
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In terms of portfolio concentration, the top 5 core holdings (including Invesco QQQ Tr Put Option 06/2, Spdr S&P 500 Etf Tr Put Option, OXY-WS) accounted for 39.1% of total reported equity market value during Q3 2024.
During Q3 2024, Warberg Asset Management LLC's top holdings by market value included Invesco QQQ Tr Put Option 06/2 (14.3%)、Spdr S&P 500 Etf Tr Put Option (11.2%)、OXY-WS (4.8%). The largest single position, Invesco QQQ Tr Put Option 06/2, represented 14.3% of total portfolio value.
In Q3 2024, Warberg Asset Management LLC made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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