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CIK: 0001597506
Total reported value
$551.1M
$551.1M
213 檔
67.2%
In Q1 2024, Warberg Asset Management LLC's U.S. equity holdings reached a combined market value of $551.1M, distributed across 213 disclosed stock positions.
During Q1 2024, Warberg Asset Management LLC's portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 213 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Spdr S&P 500 Etf Tr Put Option | ETF-Large Cap & Growth | 32.29% | -33.62% | EXIT | |
| 2 | PANW 0.375 06-01-25Bond | Palo Alto Networks | Bond | 7.81% | — | +64.72% | |
| 3 | OXY-WS | Occidental Petroleum-cw27 | Stock-Other | 6.31% | -3.42% | -0.54% | |
| 4 | ✓ | Invesco QQQ Tr Put Option 06/2 | Stock-Other | 3.75% | -3.37% | EXIT | |
| 5 | MCHP 1.625 02-15-27Bond | Microchip Technology Inc | Bond | 3.04% | +4.21% | +27.42% | |
| 6 | X 5 11-01-26Bond | United States Steel CORP | Bond | 2.88% | — | +0.09% | |
| 7 | MSTR 0.75 12-15-25Bond | Microstrategy Inc | Bond | 2.82% | — | +7.95% | |
| 8 | PSN 0.25 08-15-25Bond | Parsons CORP | Bond | 2.42% | — | +94.39% | |
| 9 | BLMN 5 05-01-25Bond | Bloomin Brands Inc | Bond | 2.34% | — | +399.52% | |
| 10 | BKNG 0.75 05-01-25Bond | Booking Holdings Inc | Bond | 2.22% | — | +51.30% | |
| 11 | GTLS 1 11-15-24Bond | Chart Industries Inc | Bond | 2.06% | — | +1.49% | |
| 12 | ALTR 0.25 06-01-24Bond | Altair Engineering Inc | Bond | 1.90% | — | +7.03% | |
| 13 | NRG 2.75 06-01-48Bond | Nrg Energy Inc | Bond | 1.82% | — | +21.44% | |
| 14 | RGEN 0.375 07-15-24Bond | Repligen CORP | Bond | 1.78% | — | +33.34% | |
| 15 | IDCC 2 06-01-24Bond | Interdigital Inc | Bond | 1.73% | — | +0.34% | |
| 16 | RH 0 09-15-24Bond | Rh | Bond | 1.42% | — | — | |
| 17 | AXON 0.5 12-15-27Bond | Axon Enterprise Inc | Bond | 1.36% | — | — | |
| 18 | AKAM 0.125 05-01-25Bond | Akamai Technologies Inc | Bond | 1.32% | — | +19.39% | |
| 19 | NCLH 6 05-15-24Bond | Ncl Corporation LTD | Bond | 1.32% | — | — | |
| 20 | GES 2 04-15-24Bond | Guess Inc | Bond | 1.13% | — | — | |
| 21 | MDB 0.25 01-15-26Bond | Mongodb Inc | Bond | 1.07% | — | +16.72% | |
| 22 | PXD 0.25 05-15-25Bond | Pioneer Natural Resource | Bond | 1.00% | — | +119.25% | |
| 23 | ATI 3.5 06-15-25Bond | Ati Inc | Bond | 0.95% | — | +1.27% | |
| 24 | PRGS 1 04-15-26Bond | Progress Software CORP | Bond | 0.82% | — | +40.66% | |
| 25 | IDCC 3.5 06-01-27Bond | Interdigital Inc | Bond | 0.81% | — | +34.21% | |
| 26 | BOX 0 01-15-26Bond | Box Inc | Bond | 0.66% | — | +0.11% | |
| 27 | ETSY 0.125 10-01-26Bond | Etsy Inc | Bond | 0.61% | — | -24.94% | |
| 28 | SEALTD 1 12-01-24Bond | Sea LTD | Bond | 0.61% | — | — | |
| 29 | LTHM 4.125 07-15-25Bond | Livent CORP | Bond | 0.57% | — | -22.08% | |
| 30 | ON 0 05-01-27Bond | On Semiconductor CORP | Bond | 0.54% | +0.06% | +2.29% | |
| 31 | CYTK 3.5 07-01-27Bond | Cytokinetics Inc | Bond | 0.53% | — | — | |
| 32 | WK 1.125 08-15-26Bond | Workiva Inc | Bond | 0.48% | -0.35% | EXIT | |
| 33 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.45% | -0.72% | EXIT | |
| 34 | FDX | FedEx Corporation | Stock-Industrials | 0.42% | — | — | |
| 35 | GVA 2.75 11-01-24Bond | Granite Construction Inc | Bond | 0.39% | — | — | |
| 36 | MCHX | Marchex, Inc. | Stock-Other | 0.37% | — | +50.00% | |
| 37 | EXEEL | Chesapeake Energy CORP -cw26 | Stock-Other | 0.32% | — | +30.65% | |
| 38 | JAZZ 2 06-15-26Bond | Jazz Investments I LTD | Bond | 0.29% | — | — | |
| 39 | MIDD 1 09-01-25Bond | Middleby CORP | Bond | 0.28% | — | -38.78% | |
| 40 | ✓ | Noble CORP PLC | Stock-Other | 0.27% | -0.15% | EXIT | |
| 41 | SRPT 1.5 11-15-24Bond | Sarepta Therapeutics Inc | Bond | 0.26% | — | +82.73% | |
| 42 | STXS | Stereotaxis Inc | Stock-Other | 0.25% | +0.01% | — | |
| 43 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.24% | -0.05% | EXIT | |
| 44 | ✓ | Noble CORP PLC | Stock-Other | 0.23% | -0.25% | EXIT | |
| 45 | HTZWW | Hertz Global Hldgs Inc -cw51 | Stock-Other | 0.20% | — | -42.66% | |
| 46 | JPM | JPMorgan Chase & Co. | Stock-Financials | 0.20% | — | — | |
| 47 | RBC 5 10-15-24 ABond | RBC Bearings Inc | Bond | 0.19% | — | +117.65% | |
| 48 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 0.19% | -0.07% | EXIT | |
| 49 | EXEEZ | Chesapeake Energy -cw26 | Stock-Other | 0.17% | — | +403.06% | |
| 50 | XOM | Exxon Mobil Corporation | Stock-Energy | 0.17% | -0.85% | EXIT |
According to official SEC Form 13F filings, Warberg Asset Management LLC reported a total U.S. public equity portfolio value of $551.1M across 213 disclosed positions in Q1 2024.
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In terms of portfolio concentration, the top 5 core holdings (including Spdr S&P 500 Etf Tr Put Option, PANW 0.375 06-01-25, OXY-WS) accounted for 67.2% of total reported equity market value during Q1 2024.
During Q1 2024, Warberg Asset Management LLC's top holdings by market value included Spdr S&P 500 Etf Tr Put Option (32.3%)、PANW 0.375 06-01-25 (7.8%)、OXY-WS (6.3%). The largest single position, Spdr S&P 500 Etf Tr Put Option, represented 32.3% of total portfolio value.
In Q1 2024, Warberg Asset Management LLC made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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