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Wambolt & Associates, LLC Historical SEC 13F Holdings & Archive (Q2 2025)
Wambolt & Associates, LLCCIK: 0001755723
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$297.3M
Reporting period: 2025-06-30 · Number of holdings: 171
Wambolt & Associates, LLC disclosed 171 holdings in its latest 13F filing for the period ending 2025-06-30, with total reported value of $297.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.66
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 61.21
- Diversification
- 100
- Sizing Uniformity
- 88.06
Wambolt & Associates, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 171 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.19), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 4.08% | — | -9.04% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 3.89% | — | -5.49% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 3.37% | — | -8.35% | |
| 4 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 3.08% | — | -2.63% | |
| 5 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.56% | — | -0.05% | |
| 6 | VB | Vanguard Small-cap ETF | ETF-Other | 2.54% | — | +1.51% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.18% | — | -2.60% | |
| 8 | INTU | Intuit Inc | Stock-Tech | 2.16% | — | -6.00% | |
| 9 | V | Visa Inc-class A Shares | Stock-Financials | 1.92% | — | -3.99% | |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.89% | — | -10.36% | |
| 11 | MA | Mastercard Inc - A | Stock-Financials | 1.63% | — | -9.05% | |
| 12 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.60% | — | -0.06% | |
| 13 | WMT | Walmart Inc | Stock-Consumer Staples | 1.55% | — | -3.31% | |
| 14 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.53% | — | -1.87% | |
| 15 | ARCC | Ares Capital CORP | Stock-Financials | 1.50% | — | -6.29% | |
| 16 | PGR | Progressive CORP | Stock-Financials | 1.41% | — | -5.30% | |
| 17 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.40% | — | -2.49% | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.40% | — | -6.42% | |
| 19 | MAIN | Main Street Capital CORP | Stock-Financials | 1.34% | — | -10.08% | |
| 20 | ABBV | Abbvie Inc | Stock-Healthcare | 1.33% | — | -7.02% | |
| 21 | WM | Waste Management Inc | Stock-Industrials | 1.23% | — | -4.42% | |
| 22 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.21% | — | +15.44% | |
| 23 | ETN | Eaton Corporation plc | Stock-Industrials | 1.21% | — | -15.09% | |
| 24 | BX | Blackstone Inc | Stock-Financials | 1.20% | — | -6.32% | |
| 25 | TSLX | Sixth Street Specialty Lendi | Stock-Other | 1.17% | — | -8.68% | |
| 26 | KR | Kroger Co | Stock-Consumer Staples | 1.15% | — | -10.16% | |
| 27 | CDNS | Cadence Design Sys Inc | Stock-Tech | 1.12% | — | -6.73% | |
| 28 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.06% | — | -5.08% | |
| 29 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.04% | — | +24.00% | |
| 30 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | — | -6.67% | |
| 31 | MFC | Manulife Financial CORP | Stock-Financials | 0.93% | — | -7.50% | |
| 32 | TXN | Texas Instruments Inc | Stock-Tech | 0.93% | — | -8.55% | |
| 33 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.91% | — | -6.30% | |
| 34 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.91% | — | -5.84% | |
| 35 | TMUS | T-mobile US Inc | Stock-Comm Services | 0.89% | — | -7.14% | |
| 36 | RY | Royal Bank Of Canada | Stock-Financials | 0.88% | — | -7.37% | |
| 37 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.88% | — | -2.41% | |
| 38 | HON | Honeywell International Inc | Stock-Industrials | 0.82% | — | -5.85% | |
| 39 | SHEL | Shell Plc-adr | Stock-Energy | 0.77% | — | -3.58% | |
| 40 | CTVA | Corteva Inc | Stock-Materials | 0.77% | — | -5.43% | |
| 41 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.76% | — | -6.23% | |
| 42 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.75% | — | -6.25% | |
| 43 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.75% | — | -3.74% | |
| 44 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.75% | — | -1.83% | |
| 45 | STLD | Steel Dynamics Inc | Stock-Materials | 0.75% | — | -8.46% | |
| 46 | QQQE | Dirx Nasdaq-100eq Wi Etf-usd | ETF-Tech | 0.74% | — | -1.86% | |
| 47 | IX | Orix - Sponsored Adr | Stock-Other | 0.74% | — | -8.76% | |
| 48 | ODFL | Old Dominion Freight Line | Stock-Industrials | 0.74% | — | -4.76% | |
| 49 | PRU | Prudential Financial Inc | Stock-Financials | 0.74% | — | -8.35% | |
| 50 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.72% | — | -2.38% |
1–50 of 171
Portfolio Performance
Performance for Q3 2026
+3.6%
Performance Last 4 Quarters
+17.9%
- Stdev
- +14.4%
- Beta
- +0.95
- Alpha
- -3.3%
- Max Drawdown
- -9.9%
- Annualized Perf
- +15.7%
- Batting Avg vs S&P
- +50%
- Sortino
- +2.18
- Stutzer
- +0.33
- Treynor
- +0.17
- Sterling
- +0.91
- Calmar
- +1.58
- Information Ratio
- -0.57
- Tracking Error
- +7.6%
- Stdev Down
- +7.2%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +29%
- Worst 12 Months
- -4.6%
- Efficiency Ratio
- +0.48
- Sharpe
- +1.09
- Stdev Sectors
- +10.2%
- Skewness
- +0.75
- Kurtosis
- +2.19
- Upside Potential
- +3.78
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2025 Q2 | 171 | $297.3M | 0 | ||
| 2025 Q1 | 170 | $294.5M | 100 | ||
| 2024 Q4 | 183 | $312.5M | 0 | ||
| 2024 Q3 | 194 | $365.9M | 0 | ||
| 2024 Q2 | 203 | $344.3M | 0 | ||
| 2024 Q1 | 219 | $334.3M | 0 | ||
| 2023 Q4 | 236 | $305.9M | 0 | ||
| 2023 Q3 | 241 | $275.5M | 0 | ||
| 2023 Q2 | 250 | $281.0M | 0 | ||
| 2023 Q1 | 259 | $281.8M | 0 | ||
| 2022 Q4 | 241 | $260.3M | 0 | ||
| 2022 Q3 | 232 | $235.4M | 0 | ||
| 2022 Q2 | 236 | $248.7M | 0 | ||
| 2022 Q1 | 237 | $274.7M | 0 | ||
| 2021 Q4 | 240 | $276.8M | 0 | ||
| 2021 Q3 | 239 | $249.3M | 0 | ||
| 2021 Q2 | 245 | $235.2M | 90 | ||
| 2021 Q1 | 214 | $192.1M | 19 | ||
| 2020 Q4 | 204 | $167.4M | 28 | ||
| 2020 Q3 | 180 | $133.8M | 16 | ||
| 2020 Q2 | 178 | $127.2M | 31 | ||
| 2020 Q1 | 158 | $96.7M | 39 | ||
| 2019 Q4 | 167 | $131.3M | 12 | ||
| 2019 Q3 | 157 | $121.1M | 12 | ||
| 2019 Q2 | 159 | $118.1M | 13 | ||
| 2019 Q1 | 151 | $110.0M | 26 | ||
| 2018 Q4 | 143 | $90.6M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Wambolt & Associates, LLC and what type of investor is it?
Wambolt & Associates, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-06-30), the firm manages a tracked equity portfolio valued at approximately $297.3M, spread across 171 disclosed positions.
What are Wambolt & Associates, LLC's largest equity positions?
Based on the latest 13F filing, Wambolt & Associates, LLC's top holdings by market value are:
1. Nvidia CORP (NVDA) — $12.1M (4.1%)
2. Microsoft CORP (MSFT) — $11.6M (3.9%)
3. Apple Inc (AAPL) — $10.0M (3.4%)
4. Ishares Msci Emr Mrk Ex Chna (EMXC) — $9.1M (3.1%)
5. Amazon.com Inc (AMZN) — $7.6M (2.6%)
What changes did Wambolt & Associates, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Wambolt & Associates, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Wambolt & Associates, LLC focus on?
Wambolt & Associates, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 37.0%
• Financials: 15.1%
• Consumer Staples: 12.6%
• Consumer Discretionary: 9.8%
• Communication Services: 9.6%
• Health Care: 7.6%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Wambolt & Associates, LLC returned an annualized 15.7% over the trailing 36 months — underperforming the S&P 500 by 3.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.95 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 37.0% of the portfolio concentrated in Information Technology.
It has added to its EMXC position over the past two quarters (+$1.3M, now $9.1M), while trimming AAPL over the same stretch (-$3.7M, still holding $10.0M).
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