CIK: 0000828405
Total reported value
$151.3M
Reporting period: 2016-12-31 · Number of holdings: 203
WALL STREET ASSOCIATES disclosed 203 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $151.3M and a quarterly turnover rate of 71.8%.
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Wall Street Associates's disclosed holdings carry a Herfindahl concentration index of 0.007 — mathematically equivalent to about 135 equally-sized positions, close to its 203 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.70), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Trim 46187J205
-77.4% -$4.1M
Trim AERIEUR
-87.2% -$4.2M
Trim MXL
-86.3% -$3.8M
Trim NOVN1EUR
-93.2% -$2.3M
Trim ATEN
-86.6% -$2.3M
Trim NCNO
-87.1% -$2.3M
Showing top 200 holdings (of 203 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QDELUSD | Quidelortho CORP | Stock-Other | 1.73% | — | -3.93% | |
| 2 | GTT1USD | Gtt Communications INC | Stock-Other | 1.47% | +0.21% | -50.94% | |
| 3 | RTRXEUR | Retrophin INC | Stock-Other | 1.42% | -0.10% | -42.78% | |
| 4 | CSV | Carriage Services INC | Stock-Other | 1.37% | — | -47.76% | |
| 5 | TCMD | Tactile Systems Technology I | Stock-Other | 1.36% | -0.23% | -49.93% | |
| 6 | INSTEUR | Instructure INC | Stock-Other | 1.34% | — | -32.90% | |
| 7 | WIFI | Boingo Wireless INC | Stock-Other | 1.33% | — | -47.00% | |
| 8 | VCRAUSD | Vocera Communications INC | Stock-Other | 1.32% | — | -43.78% | |
| 9 | TACOEUR | Del Taco Restaurants INC | Stock-Other | 1.28% | — | -47.74% | |
| 10 | AMBRUSD | Amber Road INC | Stock-Other | 1.24% | -0.06% | -47.82% | |
| 11 | HASI | Ha Sustainable Infrastructur | Stock-Financials | 1.24% | -0.14% | -43.05% | |
| 12 | QTWO | Q2 Holdings INC | Stock-Tech | 1.21% | +0.02% | -47.54% | |
| 13 | ✓ | Mimecast LTD | Stock-Other | 1.17% | — | -44.58% | |
| 14 | NLSUSD | Bowflex INC | Stock-Other | 1.16% | -0.36% | -51.78% | |
| 15 | ALRM | Alarm.com Holdings INC | Stock-Other | 1.16% | — | -27.82% | |
| 16 | HSTM | Healthstream INC | Stock-Other | 1.15% | — | -34.16% | |
| 17 | EVH | Evolent Health INC - A | Stock-Other | 1.10% | -0.63% | -45.60% | |
| 18 | ✓ | Flexion Therapeutics INC | Stock-Other | 1.06% | — | -39.72% | |
| 19 | ✓ | Inventure Foods INC Com | Stock-Other | 1.05% | — | -38.27% | |
| 20 | HCKT | Hackett Group Inc/the | Stock-Other | 1.02% | — | -51.99% | |
| 21 | TDOC | Teladoc Health INC | Stock-Healthcare | 1.01% | -0.09% | -47.57% | |
| 22 | ✓ | Exar CORP | Stock-Other | 0.98% | — | -47.38% | |
| 23 | KONA | Kona Grill INC | Stock-Other | 0.96% | — | -39.11% | |
| 24 | ERIEUR | Eldorado Resorts INC | Stock-Other | 0.95% | — | -47.86% | |
| 25 | PESUSD | Pioneer Energy Services CORP | Stock-Other | 0.94% | — | -45.50% | |
| 26 | CIO | City Office Reit INC | Stock-Other | 0.94% | — | -30.86% | |
| 27 | ✓ | K2m Group Holdings INC | Stock-Other | 0.91% | — | -52.17% | |
| 28 | PGTIUSD | Pgt Innovations INC | Stock-Other | 0.91% | -0.06% | -54.88% | |
| 29 | OOMA | Ooma INC | Stock-Other | 0.91% | — | -11.94% | |
| 30 | HABTEUR | Habit Restaurants Inc/the-a | Stock-Other | 0.90% | — | -47.63% | |
| 31 | ✓ | Xactly CORP | Stock-Other | 0.90% | -0.28% | -47.80% | |
| 32 | JBHT | Hunt (jb) Transprt Svcs INC | Stock-Industrials | 0.86% | — | — | |
| 33 | ✓ | Actua CORP | Stock-Other | 0.85% | — | -47.81% | |
| 34 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.85% | — | -11.68% | |
| 35 | TRHCEUR | Tabula Rasa Healthcare INC | Stock-Other | 0.84% | — | -43.24% | |
| 36 | GLOB | Globant S.A. | Stock-Tech | 0.84% | -0.24% | -49.40% | |
| 37 | ARAUSD | American Renal Associates Ho | Stock-Other | 0.84% | — | -44.07% | |
| 38 | BLDR | Builders Firstsource INC | Stock-Industrials | 0.83% | -0.17% | -54.76% | |
| 39 | AAOI | Applied Optoelectronics INC | Stock-Tech | 0.80% | — | -47.61% | |
| 40 | SEIC | Sei Investments Company | Stock-Financials | 0.80% | — | -0.47% | |
| 41 | NPTNEUR | Neophotonics CORP | Stock-Other | 0.80% | -0.19% | -36.90% | |
| 42 | ✓ | Tracon Pharmaceuticals INC | Stock-Other | 0.78% | — | — | |
| 43 | TREX | Trex Company INC | Stock-Industrials | 0.77% | — | — | |
| 44 | LGIH | Lgi Homes INC | Stock-Other | 0.76% | -0.19% | -46.73% | |
| 45 | CARAEUR | Cara Therapeutics INC | Stock-Other | 0.76% | — | -35.46% | |
| 46 | EGLTEUR | Egalet CORP | Stock-Other | 0.75% | — | -35.08% | |
| 47 | ASPN | Aspen Aerogels INC | Stock-Other | 0.75% | -0.44% | -53.13% | |
| 48 | PI | Impinj INC | Stock-Tech | 0.75% | -0.40% | -64.33% | |
| 49 | AVGO | Broadcom Inc. | Stock-Tech | 0.75% | — | — | |
| 50 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.75% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 203 | $151.3M | 72 | |
| 2016-09-30 | 217 | $293.4M | 45 | |
| 2016-06-30 | 213 | $250.1M | 41 | |
| 2016-03-31 | 217 | $240.9M | 52 | |
| 2015-12-31 | 296 | $355.6M | 57 | |
| 2015-09-30 | 312 | $522.7M | 83 | |
| 2015-06-30 | 331 | $1.1B | 47 | |
| 2015-03-31 | 322 | $1.1B | 41 | |
| 2014-12-31 | 316 | $1.0B | 43 | |
| 2014-09-30 | 321 | $969.0M | 43 | |
| 2014-06-30 | 314 | $1.2B | 37 | |
| 2014-03-31 | 308 | $1.2B | 48 | |
| 2013-12-31 | 307 | $1.2B | 44 | |
| 2013-09-30 | 301 | $1.1B | 39 | |
| 2013-06-30 | 271 | $980.5M | 0 |
Wall Street Associates's most significant position changes for 2016-12-31: Sold out: Callidus Software INC (CALD); Sold out: Sportsman's Warehouse Holdin (SPWH); Sold out: Press Ganey Holdings INC; Sold out: Paylocity Holding CORP (PCTY); Sold out: Eagle Pharmaceuticals INC (EGRX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GTT1USD | Gtt Communications INC | +0.2% | -50.94% | Trim |
| 2 | QTWO | Q2 Holdings INC | 0% | -47.54% | Trim |
| 3 | INSTEUR | Instructure INC | — | -32.90% | Trim |
| 4 | ✓ | Mimecast LTD | — | -44.58% | Trim |
| 5 | HCKT | Hackett Group Inc/the | — | -51.99% | Trim |
| 6 | AMBRUSD | Amber Road INC | -0.1% | -47.82% | Trim |
| 7 | PGTIUSD | Pgt Innovations INC | -0.1% | -54.88% | Trim |
| 8 | TDOC | Teladoc Health INC | -0.1% | -47.57% | Trim |
| 9 | RTRXEUR | Retrophin INC | -0.1% | -42.78% | Trim |
| 10 | ✓ | Cui Global INC | -0.1% | -63.76% | Trim |
| 11 | HASI | Ha Sustainable Infrastructur | -0.1% | -43.05% | Trim |
| 12 | BLDR | Builders Firstsource INC | -0.2% | -54.76% | Trim |
| 13 | TTS1EUR | Tile Shop Hldgs INC | -0.2% | -65.70% | Trim |
| 14 | NPTNEUR | Neophotonics CORP | -0.2% | -36.90% | Trim |
| 15 | LGIH | Lgi Homes INC | -0.2% | -46.73% | Trim |
| 16 | ✓ | Vince Holding CORP | -0.2% | -46.81% | Trim |
| 17 | TCMD | Tactile Systems Technology I | -0.2% | -49.93% | Trim |
| 18 | GLOB | Globant S.A. | -0.2% | -49.40% | Trim |
| 19 | RPD | Rapid7 INC | -0.3% | -47.63% | Trim |
| 20 | ✓ | Xactly CORP | -0.3% | -47.80% | Trim |
| 21 | NLSUSD | Bowflex INC | -0.4% | -51.78% | Trim |
| 22 | KI2 | Brand House Collective Inc/t | -0.4% | -89.47% | Trim |
| 23 | ✓ | Synergy Pharmaceuticals Inc. | -0.4% | -87.30% | Trim |
| 24 | PI | Impinj INC | -0.4% | -64.33% | Trim |
| 25 | ✓ | Teligent INC | -0.4% | -69.11% | Trim |
| 26 | WNC | Wabash National CORP | -0.4% | -84.77% | Trim |
| 27 | ASPN | Aspen Aerogels INC | -0.4% | -53.13% | Trim |
| 28 | ✓ | Nanometrics INC Com | -0.4% | -86.69% | Trim |
| 29 | MRTN | Marten Transport LTD | -0.4% | -86.02% | Trim |
| 30 | BELFB | Bel Fuse Inc-cl B | -0.5% | -86.91% | Trim |
| 31 | MHO | M/i Homes INC | -0.5% | -87.63% | Trim |
| 32 | ✓ | Shoretel INC | -0.5% | -86.87% | Trim |
| 33 | ARDX | Ardelyx INC | -0.6% | -86.61% | Trim |
| 34 | ADMSEUR | Adamas Pharmaceuticals INC | -0.6% | -86.75% | Trim |
| 35 | EVH | Evolent Health INC - A | -0.6% | -45.60% | Trim |
| 36 | NCNO | nCino, Inc. | -0.7% | -87.10% | Trim |
| 37 | ATEN | A10 Networks INC | -0.7% | -86.65% | Trim |
| 38 | NOVN1EUR | Novan INC | -0.7% | -93.25% | Trim |
| 39 | MXL | Maxlinear INC | -1.1% | -86.25% | Trim |
| 40 | AERIEUR | Aerie Pharmaceuticals INC | -1.2% | -87.23% | Trim |
| 41 | ✓ | Invuity INC | -1.3% | -77.39% | Trim |
| 42 | CALD | Callidus Software INC | — | EXIT | Sold out |
| 43 | SPWH | Sportsman's Warehouse Holdin | — | EXIT | Sold out |
| 44 | ✓ | Press Ganey Holdings INC | — | EXIT | Sold out |
| 45 | PCTY | Paylocity Holding CORP | — | EXIT | Sold out |
| 46 | EGRX | Eagle Pharmaceuticals INC | — | EXIT | Sold out |
| 47 | ✓ | Tubemogul INC | — | EXIT | Sold out |
| 48 | OTICEUR | Otonomy INC | — | EXIT | Sold out |
| 49 | ACIA | Acacia Communications INC | — | EXIT | Sold out |
| 50 | ✓ | Nivalis Therapeutics INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-01-18 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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