CIK: 0001686409
Total reported value
$142.5M
Reporting period: 2016-12-31 · Number of holdings: 116
VECTOR WEALTH MANAGEMENT, LLC disclosed 116 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $142.5M and a quarterly turnover rate of 12.4%.
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Vector Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.059 — mathematically equivalent to about 17 equally-sized positions, well below its 116 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.93), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Showing top 80 holdings (of 116 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend | |
|---|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 14.30% | +0.58% | -1.59% | ||
| 2 | SCHF | Schwab Intl Equity ETF | ETF-Other | 9.59% | -0.44% | -2.91% | ||
| 3 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 8.73% | -0.45% | -2.40% | ||
| 4 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 8.65% | +0.13% | -1.29% | ||
| 5 | QCLN | First Trust NASDAQ Clean Edge Green Energy Index Fund | Stock-Other | 5.40% | +1.00% | +22.90% | ||
| 6 | SCHB | Schwab US Broad Market ETF | ETF-Other | 4.67% | +1.37% | +33.53% | ||
| 7 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 4.15% | -0.16% | -3.30% | ||
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 3.28% | -0.04% | -2.76% | ||
| 9 | AAPL | Apple INC | Stock-Tech | 3.09% | +0.11% | -1.40% | ||
| 10 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.94% | +0.16% | -0.64% | ||
| 11 | MMM | 3m Co | Stock-Industrials | 2.93% | — | -1.30% | ||
| 12 | KYN | Kayne Anderson Energy Infra | Stock-Other | 2.89% | -1.10% | -25.48% | ||
| 13 | GOF | Guggenheim Strategic Opportunities Fund | Stock-Other | 2.62% | +0.17% | +4.80% | ||
| 14 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | ETF-Gov Bonds | 1.60% | -2.31% | -59.79% | ||
| 15 | BND | Vanguard Total Bond Market | ETF-Other | 1.32% | +0.17% | +16.54% | ||
| 16 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 1.22% | +0.08% | +11.13% | ||
| 17 | LII | Lennox International INC | Stock-Industrials | 1.08% | — | +0.15% | ||
| 18 | HON | Honeywell International INC | Stock-Industrials | 0.94% | -0.04% | -5.59% | ||
| 19 | MSFT | Microsoft CORP | Stock-Tech | 0.88% | +0.11% | +2.90% | ||
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.77% | +0.07% | +2.66% | ||
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.73% | — | -2.05% | ||
| 22 | WFC | Wells Fargo & Co | Stock-Financials | 0.72% | +0.15% | -0.97% | ||
| 23 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.63% | +0.63% | NEW | ||
| 24 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.56% | +0.07% | — | ||
| 25 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.56% | +0.09% | +7.48% | ||
| 26 | CWI | State Street Spdr Msci Acwi | ETF-Other | 0.55% | — | -0.46% | ||
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.54% | +0.08% | +3.11% | ||
| 28 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.54% | — | +4.13% | ||
| 29 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.53% | — | -12.99% | ||
| 30 | PFE | Pfizer INC | Stock-Healthcare | 0.53% | -0.01% | -0.08% | ||
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.53% | -0.04% | -4.57% | ||
| 32 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.50% | +0.12% | +22.76% | ||
| 33 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.48% | — | -1.49% | ||
| 34 | TGT | Target CORP | Stock-Consumer Disc | 0.43% | +0.04% | +0.95% | ||
| 35 | IBM | Intl Business Machines CORP | Stock-Tech | 0.42% | — | -1.67% | ||
| 36 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.38% | — | -1.94% | ||
| 37 | ✓ | Powershares Qqq Trust Ser 1 | Stock-Other | 0.37% | -0.20% | -36.66% | ||
| 38 | MDT | Medtronic plc | Stock-Healthcare | 0.36% | -0.12% | -12.61% | ||
| 39 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.35% | -0.01% | -0.07% | ||
| 40 | ✓ | St Jude Med INC | Stock-Other | 0.35% | — | +0.02% | ||
| 41 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.34% | — | — | ||
| 42 | T | At&t INC | Stock-Comm Services | 0.32% | +0.03% | +5.08% | ||
| 43 | CVX | Chevron CORP | Stock-Energy | 0.32% | +0.04% | -0.20% | ||
| 44 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.32% | — | +3.26% | ||
| 45 | VZ | Verizon Communications INC | Stock-Comm Services | 0.32% | +0.08% | +25.82% | ||
| 46 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | ETF-Gov Bonds | 0.31% | +0.31% | NEW | ||
| 47 | INTC | Intel CORP | Stock-Tech | 0.31% | — | +0.22% | ||
| 48 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.29% | — | — | ||
| 49 | XEL | Xcel Energy INC | Stock-Utilities | 0.28% | +0.08% | +40.09% | ||
| 50 | MO | Altria Group INC | Stock-Consumer Staples | 0.28% | — | -2.16% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016-12-31 | 116 | $142.5M | 12 | ||
| 2016-09-30 | 116 | $146.0M | 19 | ||
| 2016-06-30 | 117 | $146.8M | 15 | ||
| 2016-03-31 | 112 | $135.1M | 13 | ||
| 2015-12-31 | 111 | $128.3M | 9 | ||
| 2015-09-30 | 111 | $127.1M | 33 | ||
| 2015-06-30 | 111 | $126.8M | 15 | ||
| 2015-03-31 | 110 | $123.2M | 20 | ||
| 2014-12-31 | 102 | $132.9M | 18 | ||
| 2014-09-30 | 88 | $135.6M | 4 | ||
| 2014-06-30 | 84 | $136.1M | 14 | ||
| 2014-03-31 | 81 | $138.3M | 6 | ||
| 2013-12-31 | 87 | $141.6M | 11 | ||
| 2013-09-30 | 84 | $137.0M | 14 | ||
| 2013-06-30 | 83 | $136.5M | 12 |
Vector Wealth Management, LLC's most significant position changes for 2016-12-31: New buy: Vanguard Short-term Bond ETF (BSV); Sold out: Guggenheim Strategic Opportunities Fund (GOF); New buy: Invesco Bulletshares 2029 Treasury Bond ETF (BSGT); Sold out: Powershares ETF Tr Ii; Sold out: Amazon.com INC (AMZN).
| # | Ticker | Issuer | Weight Change | Shares Change | Action | |
|---|---|---|---|---|---|---|
| 1 | SCHB | Schwab US Broad Market ETF | +1.4% | +33.53% | Add | |
| 2 | QCLN | First Trust NASDAQ Clean Edge Green Energy Index Fund | +1% | +22.90% | Add | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.6% | -1.59% | Trim | |
| 4 | BND | Vanguard Total Bond Market | +0.2% | +16.54% | Add | |
| 5 | GOF | Guggenheim Strategic Opportunities Fund | +0.2% | +4.80% | Add | |
| 6 | VOE | Vanguard Mid-cap Value ETF | +0.2% | -0.64% | Trim | |
| 7 | WFC | Wells Fargo & Co | +0.2% | -0.97% | Trim | |
| 8 | AMJEUR | Jpmorgan Alerian Mlp Index | +0.1% | -1.29% | Trim | |
| 9 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +22.76% | Add | |
| 10 | MSFT | Microsoft CORP | +0.1% | +2.90% | Add | |
| 11 | AAPL | Apple INC | +0.1% | -1.40% | Trim | |
| 12 | AEP | American Electric Power Company, Inc. | +0.1% | +7.48% | Add | |
| 13 | XEL | Xcel Energy INC | +0.1% | +40.09% | Add | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +3.11% | Add | |
| 15 | VZ | Verizon Communications INC | +0.1% | +25.82% | Add | |
| 16 | EEM | Ishares Msci Emerging Market | +0.1% | +11.13% | Add | |
| 17 | IJS | Ishares S&p Small-cap 600 Va | +0.1% | — | Unchanged | |
| 18 | IVV | Ishares Core S&p 500 ETF | +0.1% | +2.66% | Add | |
| 19 | JPM | Jpmorgan Chase & Co | +0.1% | -7.88% | Trim | |
| 20 | USB | US Bancorp | 0% | +4.19% | Add | |
| 21 | CVX | Chevron CORP | 0% | -0.20% | Trim | |
| 22 | TGT | Target CORP | 0% | +0.95% | Add | |
| 23 | T | At&t INC | 0% | +5.08% | Add | |
| 24 | MCD | Mcdonald's CORP | 0% | +5.03% | Add | |
| 25 | LII | Lennox International INC | — | +0.15% | Add | |
| 26 | META | Meta Platforms Inc-class A | 0% | +1.88% | Add | |
| 27 | PFE | Pfizer INC | 0% | -0.08% | Trim | |
| 28 | MRK | Merck & Co. INC. | 0% | -0.07% | Trim | |
| 29 | GIS | General Mills INC | 0% | -15.54% | Trim | |
| 30 | TMO | Thermo Fisher Scientific INC | 0% | -1.16% | Trim | |
| 31 | SUSA | Ishares Esg Optimized Msci U | 0% | -11.76% | Trim | |
| 32 | VUG | Vanguard Growth ETF | 0% | -2.76% | Trim | |
| 33 | PG | Procter & Gamble Co/the | 0% | -4.57% | Trim | |
| 34 | HON | Honeywell International INC | 0% | -5.59% | Trim | |
| 35 | IWM | Ishares Russell 2000 ETF | -0.1% | -30.18% | Trim | |
| 36 | KMI | Kinder Morgan INC | -0.1% | -15.44% | Trim | |
| 37 | MDT | Medtronic plc | -0.1% | -12.61% | Trim | |
| 38 | VEU | Vanguard Ftse All-world Ex-u | -0.2% | -3.30% | Trim | |
| 39 | ✓ | Powershares Qqq Trust Ser 1 | -0.2% | -36.66% | Trim | |
| 40 | SCHF | Schwab Intl Equity ETF | -0.4% | -2.91% | Trim | |
| 41 | VWO | Vanguard Ftse Emerging Marke | -0.5% | -2.40% | Trim | |
| 42 | KYN | Kayne Anderson Energy Infra | -1.1% | -25.48% | Trim | |
| 43 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | -2.3% | -59.79% | Trim | |
| 44 | BSV | Vanguard Short-term Bond ETF | — | NEW | New buy | |
| 45 | GOF | Guggenheim Strategic Opportunities Fund | — | EXIT | Sold out | |
| 46 | BSGT | Invesco Bulletshares 2029 Treasury Bond ETF | — | NEW | New buy | |
| 47 | ✓ | Powershares ETF Tr Ii | — | EXIT | Sold out | |
| 48 | AMZN | Amazon.com INC | — | EXIT | Sold out | |
| 49 | PFF | Ishares Preferred & Income S | — | NEW | New buy | |
| 50 | EFX | Equifax INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-02-07 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-26 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-10-26 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-10-26 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-10-26 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2017-01-19 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2017-01-19 | 13F-HR | View on EDGAR |
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