UR
Usca Ria LLC Historical SEC 13F Holdings & Archive (Q2 2021)
Usca Ria LLCCIK: 0001525212
High-turnover trader
Total reported value
$1.6B
Reporting period: 2021-06-30 · Number of holdings: 570
USCA RIA LLC disclosed 570 holdings in its latest 13F filing for the period ending 2021-06-30, with total reported value of $1.6B and a quarterly turnover rate of 96.0%.
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Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 95.99
- Momentum
- 50
- Sector conviction
- 46.91
- Diversification
- 0
- Sizing Uniformity
- —
Usca Ria LLC's disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 168 equally-sized positions, well below its 570 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 44% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out AAPL
Sold out MSFT
Sold out EPD
Sold out CSCO
Sold out QQQ
Sold out GOOG
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 570 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 2.13% | -1.99% | EXIT | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 1.91% | -1.82% | EXIT | |
| 3 | EPD | Enterprise Products Partners | Stock-Energy | 1.60% | -1.57% | EXIT | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.49% | -1.34% | EXIT | |
| 5 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.49% | -1.33% | EXIT | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.47% | -1.19% | EXIT | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.44% | -1.28% | EXIT | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.36% | -1.31% | EXIT | |
| 9 | CSCO | Cisco Systems Inc | Stock-Tech | 1.29% | -1.38% | EXIT | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.23% | -1.26% | EXIT | |
| 11 | PFE | Pfizer Inc | Stock-Healthcare | 1.20% | -1.08% | EXIT | |
| 12 | ABBV | Abbvie Inc | Stock-Healthcare | 1.11% | -1.12% | EXIT | |
| 13 | ARKK | Ark Innovation ETF | ETF-Other | 1.11% | -1.01% | EXIT | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.10% | -1.17% | EXIT | |
| 15 | CVX | Chevron CORP | Stock-Energy | 1.07% | -1.15% | EXIT | |
| 16 | INTC | Intel CORP | Stock-Tech | 0.91% | -1.08% | EXIT | |
| 17 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.89% | -1.10% | EXIT | |
| 18 | BAC | Bank Of America CORP | Stock-Financials | 0.87% | -0.88% | EXIT | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.87% | -0.84% | EXIT | |
| 20 | EMR | Emerson Electric Co | Stock-Industrials | 0.84% | -0.81% | EXIT | |
| 21 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.82% | -0.76% | EXIT | |
| 22 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.81% | -0.85% | EXIT | |
| 23 | T | At&t Inc | Stock-Comm Services | 0.80% | -0.85% | EXIT | |
| 24 | V | Visa Inc-class A Shares | Stock-Financials | 0.78% | -0.76% | EXIT | |
| 25 | RTX | Rtx CORP | Stock-Industrials | 0.78% | -0.95% | EXIT | |
| 26 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.77% | -0.80% | EXIT | |
| 27 | IBM | Intl Business Machines CORP | Stock-Tech | 0.74% | -0.69% | EXIT | |
| 28 | ARKW | Ark Next Generation Internet | ETF-Other | 0.73% | -0.72% | EXIT | |
| 29 | XOM | Exxon Mobil CORP | Stock-Energy | 0.72% | -0.66% | EXIT | |
| 30 | HD | Home Depot Inc | Stock-Consumer Disc | 0.71% | -0.73% | EXIT | |
| 31 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.64% | -0.59% | EXIT | |
| 32 | EOG | Eog Resources Inc | Stock-Energy | 0.63% | -0.57% | EXIT | |
| 33 | VUG | Vanguard Growth ETF | ETF-Other | 0.63% | -0.58% | EXIT | |
| 34 | ORCL | Oracle CORP | Stock-Tech | 0.62% | -0.67% | EXIT | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.59% | -0.63% | EXIT | |
| 36 | DOW | Dow Inc | Stock-Materials | 0.58% | -0.59% | EXIT | |
| 37 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.57% | -0.61% | EXIT | |
| 38 | VLO | Valero Energy CORP | Stock-Energy | 0.57% | -0.56% | EXIT | |
| 39 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.57% | -0.54% | EXIT | |
| 40 | XLE | Ss Energy Select Sector | ETF-Other | 0.56% | -0.61% | EXIT | |
| 41 | IWC | Ishares Micro-cap ETF | ETF-Other | 0.54% | -0.53% | EXIT | |
| 42 | PYPL | Paypal Holdings Inc | Stock-Financials | 0.54% | — | +3.08% | |
| 43 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.54% | -0.55% | EXIT | |
| 44 | MA | Mastercard Inc - A | Stock-Financials | 0.54% | -0.56% | EXIT | |
| 45 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.54% | -0.52% | EXIT | |
| 46 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.53% | -0.57% | EXIT | |
| 47 | RDVY | First Trust Rising Dividend | ETF-Other | 0.52% | — | — | |
| 48 | MO | Altria Group Inc | Stock-Consumer Staples | 0.51% | -0.58% | EXIT | |
| 49 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.50% | -0.63% | EXIT | |
| 50 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.50% | — | +1.93% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q2 | 570 | $1.6B | 96 | ||
| 2021 Q1 | 525 | $1.5B | 52 | ||
| 2020 Q4 | 488 | $1.4B | 28 | ||
| 2020 Q3 | 464 | $1.3B | 28 | ||
| 2020 Q2 | 451 | $1.1B | 100 | ||
| 2020 Q1 | 551 | $1.6B | 100 | ||
| 2019 Q4 | 466 | $1.1B | 28 | ||
| 2019 Q3 | 453 | $1.0B | 20 | ||
| 2019 Q2 | 449 | $985.1M | 28 | ||
| 2019 Q1 | 428 | $919.2M | 41 | ||
| 2018 Q4 | 418 | $751.6M | 39 | ||
| 2018 Q3 | 470 | $981.9M | 29 | ||
| 2018 Q2 | 449 | $931.1M | 31 | ||
| 2018 Q1 | 436 | $907.8M | 31 | ||
| 2017 Q4 | 427 | $906.0M | 43 | ||
| 2017 Q3 | 405 | $772.9M | 1 | ||
| 2017 Q2 | 411 | $780.7M | 34 | ||
| 2017 Q1 | 395 | $681.9M | 31 | ||
| 2016 Q4 | 376 | $649.7M | 33 | ||
| 2016 Q3 | 374 | $603.6M | 37 | ||
| 2016 Q2 | 364 | $595.2M | 28 | ||
| 2016 Q1 | 898 | $13.3B | 0 | ||
| 2015 Q4 | 366 | $462.9M | 34 | ||
| 2015 Q3 | 374 | $398.4M | 42 | ||
| 2015 Q2 | 342 | $377.2M | 28 | ||
| 2015 Q1 | 333 | $373.1M | 35 | ||
| 2014 Q4 | 326 | $362.1M | 40 | ||
| 2014 Q3 | 325 | $328.2M | 30 | ||
| 2014 Q2 | 291 | $298.2M | 30 | ||
| 2014 Q1 | 270 | $278.4M | 24 | ||
| 2013 Q4 | 254 | $250.6M | 35 | ||
| 2013 Q3 | 246 | $219.8M | 29 | ||
| 2013 Q2 | 234 | $199.1M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Usca Ria LLC's most significant position changes for 2021-06-30: Sold out: Apple Inc (AAPL); Sold out: Microsoft CORP (MSFT); Sold out: Enterprise Products Partners (EPD); Sold out: Cisco Systems Inc (CSCO); Sold out: Invesco Qqq Trust Series 1 (QQQ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | — | EXIT | Sold out |
| 2 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 3 | EPD | Enterprise Products Partners | — | EXIT | Sold out |
| 4 | CSCO | Cisco Systems Inc | — | EXIT | Sold out |
| 5 | QQQ | Invesco Qqq Trust Series 1 | — | EXIT | Sold out |
| 6 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 7 | VTI | Vanguard Total Stock Mkt ETF | — | EXIT | Sold out |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 9 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 10 | AMZN | Amazon.com Inc | — | EXIT | Sold out |
| 11 | JNJ | Johnson & Johnson | — | EXIT | Sold out |
| 12 | CVX | Chevron CORP | — | EXIT | Sold out |
| 13 | ABBV | Abbvie Inc | — | EXIT | Sold out |
| 14 | AGG | Ishares Core U.s. Aggregate | — | EXIT | Sold out |
| 15 | INTC | Intel CORP | — | EXIT | Sold out |
| 16 | PFE | Pfizer Inc | — | EXIT | Sold out |
| 17 | ARKK | Ark Innovation ETF | — | EXIT | Sold out |
| 18 | RTX | Rtx CORP | — | EXIT | Sold out |
| 19 | BAC | Bank Of America CORP | — | EXIT | Sold out |
| 20 | VZ | Verizon Communications Inc | — | EXIT | Sold out |
| 21 | T | At&t Inc | — | EXIT | Sold out |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | — | EXIT | Sold out |
| 23 | EMR | Emerson Electric Co | — | EXIT | Sold out |
| 24 | KO | Coca-cola Co/the | — | EXIT | Sold out |
| 25 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 26 | GOOGL | Alphabet Inc-cl A | — | EXIT | Sold out |
| 27 | HD | Home Depot Inc | — | EXIT | Sold out |
| 28 | C | Citigroup Inc | — | EXIT | Sold out |
| 29 | ARKW | Ark Next Generation Internet | — | EXIT | Sold out |
| 30 | IBM | Intl Business Machines CORP | — | EXIT | Sold out |
| 31 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 32 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 33 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| 34 | UNH | Unitedhealth Group Inc | — | EXIT | Sold out |
| 35 | WMT | Walmart Inc | — | EXIT | Sold out |
| 36 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | — | EXIT | Sold out |
| 37 | XLE | Ss Energy Select Sector | — | EXIT | Sold out |
| 38 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 39 | DOW | Dow Inc | — | EXIT | Sold out |
| 40 | SPYG | Ss Spdr P S&p 500 Growth ETF | — | EXIT | Sold out |
| 41 | MO | Altria Group Inc | — | EXIT | Sold out |
| 42 | VUG | Vanguard Growth ETF | — | EXIT | Sold out |
| 43 | COST | Costco Wholesale CORP | — | EXIT | Sold out |
| 44 | EOG | Eog Resources Inc | — | EXIT | Sold out |
| 45 | VLO | Valero Energy CORP | — | EXIT | Sold out |
| 46 | MA | Mastercard Inc - A | — | EXIT | Sold out |
| 47 | CMCSA | Comcast Corp-class A | — | EXIT | Sold out |
| 48 | XLY | Ss Consumer Disc Select Sect | — | EXIT | Sold out |
| 49 | IWC | Ishares Micro-cap ETF | — | EXIT | Sold out |
| 50 | KMI | Kinder Morgan, Inc. | — | EXIT | Sold out |
Filing History
FAQ
What is Usca Ria LLC and what type of investor is it?
Usca Ria LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-06-30), the firm manages a tracked equity portfolio valued at approximately $1.6B, spread across 570 disclosed positions.
What are Usca Ria LLC's largest equity positions?
Based on the latest 13F filing, Usca Ria LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $35.2M (2.1%)
2. Microsoft CORP (MSFT) — $31.5M (1.9%)
3. Enterprise Products Partners (EPD) — $26.3M (1.6%)
4. Invesco Qqq Trust Series 1 (QQQ) — $24.6M (1.5%)
5. Alphabet Inc-cl C (GOOG) — $24.6M (1.5%)
What changes did Usca Ria LLC make in its most recent portfolio filing?
In the latest quarter, Usca Ria LLC took a more defensive posture — trimming 0 positions and completely exiting 50 holdings. The largest of these moves: Sold out: Apple Inc (AAPL); Sold out: Microsoft CORP (MSFT); Sold out: Enterprise Products Partners (EPD); Sold out: Cisco Systems Inc (CSCO); Sold out: Invesco Qqq Trust Series 1 (QQQ)
What sectors does Usca Ria LLC focus on?
Usca Ria LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.0%
• Health Care: 16.9%
• Financials: 15.1%
• Communication Services: 12.3%
• Consumer Discretionary: 10.2%
• Consumer Staples: 7.1%
Investment Profile
Usca Ria LLC's portfolio is broadly diversified and fast-trading.
It has added to its GOOG position over the past two quarters (+$7.0M, now $24.6M), while trimming AGG over the same stretch (-$59.2M, still holding $14.7M).
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