UM
USA Mutuals Advisors, Inc. Historical SEC 13F Holdings & Archive (Q4 2020)
USA Mutuals Advisors, Inc.CIK: 0001425419
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$55.0M
Reporting period: 2020-12-31 · Number of holdings: 12
USA MUTUALS ADVISORS, INC. disclosed 12 holdings in its latest 13F filing for the period ending 2020-12-31, with total reported value of $55.0M and a quarterly turnover rate of 30.3%.
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Personality snowflake
- Concentration
- 39
- Portfolio Stability
- 30.34
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 24
- Sizing Uniformity
- 95.69
USA Mutuals Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.098 — mathematically equivalent to about 10 equally-sized positions, close to its 12 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.43), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd CCJ
0.0% $1.6M
Add LVS
0.0% $1.3M
Add RTX
0.0% $1.1M
Add DEO
0.0% $954.0K
Add STZ
0.0% $545.0K
Trim PM
-26.7% -$1.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CCJ | Cameco CORP | Stock-Energy | 12.18% | +3.74% | — | |
| 2 | LVS | Las Vegas Sands CORP | Stock-Consumer Disc | 11.75% | +3.17% | — | |
| 3 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 11.63% | +2.54% | — | |
| 4 | RTX | Rtx CORP | Stock-Industrials | 10.12% | +2.62% | — | |
| 5 | BTI | British American Tob-sp Adr | Stock-Consumer Staples | 9.81% | +1.17% | — | |
| 6 | LMT | Lockheed Martin CORP | Stock-Industrials | 9.02% | -0.59% | -6.67% | |
| 7 | DKNG1USD | Draftkings Holdings Inc | Stock-Other | 8.91% | -0.93% | — | |
| 8 | PM | Philip Morris International | Stock-Consumer Staples | 8.15% | -1.25% | -26.67% | |
| 9 | NOC | Northrop Grumman CORP | Stock-Industrials | 8.09% | +0.34% | — | |
| 10 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 7.54% | +1.52% | — | |
| 11 | GLPI | Gaming And Leisure Propertie | Stock-Real Estate | 2.17% | +0.45% | +1.38% | |
| 12 | ✓ | Direxion Shs ETF Tr | ETF-Other | 0.62% | +0.62% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2020 Q4 | 12 | $55.0M | 30 | ||
| 2020 Q3 | 14 | $59.8M | 17 | ||
| 2020 Q2 | 16 | $63.3M | 37 | ||
| 2020 Q1 | 17 | $60.4M | 58 | ||
| 2019 Q4 | 18 | $97.7M | 45 | ||
| 2019 Q3 | 23 | $106.9M | 23 | ||
| 2019 Q2 | 21 | $110.6M | 13 | ||
| 2019 Q1 | 21 | $114.3M | 14 | ||
| 2018 Q4 | 23 | $104.5M | 36 | ||
| 2018 Q3 | 26 | $146.8M | 15 | ||
| 2018 Q2 | 24 | $158.9M | 13 | ||
| 2018 Q1 | 24 | $175.5M | 13 | ||
| 2017 Q4 | 76 | $184.0M | 20 | ||
| 2017 Q3 | 27 | $173.6M | 21 | ||
| 2017 Q2 | 30 | $180.8M | 10 | ||
| 2017 Q1 | 31 | $178.6M | 30 | ||
| 2016 Q4 | 32 | $168.8M | 19 | ||
| 2016 Q3 | 32 | $178.6M | 18 | ||
| 2016 Q2 | 206 | $177.3M | 20 | ||
| 2016 Q1 | 196 | $168.7M | 19 | ||
| 2015 Q4 | 206 | $167.7M | 16 | ||
| 2015 Q3 | 140 | $165.1M | 17 | ||
| 2015 Q2 | 144 | $186.1M | 26 | ||
| 2015 Q1 | 56 | $214.6M | 24 | ||
| 2014 Q4 | 50 | $237.1M | 14 | ||
| 2014 Q3 | 49 | $246.9M | 10 | ||
| 2014 Q2 | 54 | $260.6M | 15 | ||
| 2014 Q1 | 52 | $241.7M | 23 | ||
| 2013 Q4 | 52 | $209.0M | 40 | ||
| 2013 Q3 | 48 | $158.0M | 43 | ||
| 2013 Q2 | 50 | $123.8M | 29 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
USA Mutuals Advisors, Inc.'s most significant position changes for 2020-12-31: Sold out: General Dynamics CORP (GD); Sold out: Boeing Co/the (BA); Sold out: Altria Group Inc (MO); New buy: Direxion Shs ETF Tr; Trim: Philip Morris International (PM) — shares -26.67%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CCJ | Cameco CORP | +3.7% | — | Unchanged |
| 2 | LVS | Las Vegas Sands CORP | +3.2% | — | Unchanged |
| 3 | RTX | Rtx CORP | +2.6% | — | Unchanged |
| 4 | DEO | Diageo Plc-sponsored Adr | +2.5% | — | Unchanged |
| 5 | STZ | Constellation Brands Inc-a | +1.5% | — | Unchanged |
| 6 | BTI | British American Tob-sp Adr | +1.2% | — | Unchanged |
| 7 | GLPI | Gaming And Leisure Propertie | +0.5% | +1.38% | Add |
| 8 | NOC | Northrop Grumman CORP | +0.3% | — | Unchanged |
| 9 | LMT | Lockheed Martin CORP | -0.6% | -6.67% | Trim |
| 10 | DKNG1USD | Draftkings Holdings Inc | -0.9% | — | Unchanged |
| 11 | PM | Philip Morris International | -1.3% | -26.67% | Trim |
| 12 | GD | General Dynamics CORP | — | EXIT | Sold out |
| 13 | BA | Boeing Co/the | — | EXIT | Sold out |
| 14 | MO | Altria Group Inc | — | EXIT | Sold out |
| 15 | ✓ | Direxion Shs ETF Tr | — | NEW | New buy |
Filing History
FAQ
What is USA Mutuals Advisors, Inc. and what type of investor is it?
USA Mutuals Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-12-31), the firm manages a tracked equity portfolio valued at approximately $55.0M, spread across 12 disclosed positions.
What are USA Mutuals Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, USA Mutuals Advisors, Inc.'s top holdings by market value are:
1. Cameco CORP (CCJ) — $6.7M (12.2%)
2. Las Vegas Sands CORP (LVS) — $6.5M (11.8%)
3. Diageo Plc-sponsored Adr (DEO) — $6.4M (11.6%)
4. Rtx CORP (RTX) — $5.6M (10.1%)
5. British American Tob-sp Adr (BTI) — $5.4M (9.8%)
What changes did USA Mutuals Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, USA Mutuals Advisors, Inc. made 7 notable position adjustments: 1 new positions were initiated, 1 existing holdings were added to, 2 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: General Dynamics CORP (GD); Sold out: Boeing Co/the (BA); Sold out: Altria Group Inc (MO); New buy: Direxion Shs ETF Tr; Trim: Philip Morris International (PM) — shares -26.67%
What sectors does USA Mutuals Advisors, Inc. focus on?
USA Mutuals Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Industrials: 55.0%
• Consumer Staples: 45.0%
Investment Profile
USA Mutuals Advisors, Inc.'s portfolio is moderately concentrated and moderately active, with 55.0% of the portfolio concentrated in Industrials.
It has added to its LVS position for two straight quarters, increasing it by $1.5M to reach $6.5M.
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Developer Access
Access USA Mutuals Advisors, Inc.'s institutional profile programmatically:
REST API
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npx alphasmo institutions get usa-mutuals-advisors-inc