13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002066147
Total reported value
$140.1M
$140.1M
77 檔
43.6%
During the Q2 2026 filing period, Uptown Financial Advisors LLC (CIK: 0002066147) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $140.1M across 77 reported positions.
Uptown Financial Advisors LLC executed strategic sector rebalancing during Q2 2026, establishing 7 new positions while fully exiting 1 holdings and trimming 23 positions.
In terms of portfolio concentration, the top 5 core holdings (including VUG, QQQ, IJR) accounted for 43.6% of total reported equity market value during Q2 2026.
Top New Position Initiated
市值: $518.0K
Top Position Liquidated / Trimmed
CRWV
前期市值: $534.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | ETF-Other | 10.59% | +1.62% | +494.74% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.87% | -7.87% | EXIT | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 7.75% | +0.05% | -0.94% | |
| 4 | VO | Vanguard Mid-cap ETF | ETF-Other | 7.41% | +0.56% | +294.13% | |
| 5 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 6.58% | +0.66% | +1.50% | |
| 6 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 5.32% | +0.52% | -0.07% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 5.14% | +0.28% | — | |
| 8 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 3.75% | +0.43% | -0.13% | |
| 9 | SCHF | Schwab Intl Equity ETF | ETF-Other | 3.30% | +0.31% | -2.11% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 2.69% | +0.16% | -2.02% | |
| 11 | BIV | Vanguard Intermediate-term B | ETF-Other | 2.66% | +0.13% | -1.84% | |
| 12 | VDE | Vanguard Energy ETF | ETF-Other | 2.50% | +0.58% | -0.90% | |
| 13 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.49% | +0.18% | -2.24% | |
| 14 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 2.12% | +0.15% | +1.36% | |
| 15 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 2.10% | -0.92% | +55.78% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 2.06% | -0.28% | +29.03% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.78% | +0.40% | -0.11% | |
| 18 | ET | Energy Transfer LP | Stock-Energy | 1.62% | +0.14% | +0.03% | |
| 19 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.30% | +0.38% | -1.13% | |
| 20 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.17% | +0.03% | -0.70% | |
| 21 | EPD | Enterprise Products Partners | Stock-Energy | 1.16% | +0.05% | — | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.96% | +0.21% | +107.51% | |
| 23 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.95% | +0.02% | -0.51% | |
| 24 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.74% | — | -0.24% | |
| 25 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.73% | +0.01% | -0.01% | |
| 26 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.68% | +0.04% | — | |
| 27 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.67% | +0.04% | -0.27% | |
| 28 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.60% | +0.01% | +1.12% | |
| 29 | CSCO | Cisco Systems Inc | Stock-Tech | 0.59% | -0.15% | — | |
| 30 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.58% | +0.05% | -10.26% | |
| 31 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 0.57% | +0.02% | -11.53% | |
| 32 | AVGO | Broadcom Inc | Stock-Tech | 0.52% | -0.03% | — | |
| 33 | JNK | Ss Spdr Bb High Yield Bond | ETF-High Yield | 0.50% | — | +2.07% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.47% | +0.21% | +1.27% | |
| 35 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.47% | +0.02% | — | |
| 36 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.39% | +0.01% | — | |
| 37 | MUB | Ishares National Muni Bond E | ETF-Other | 0.39% | -0.01% | — | |
| 38 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.39% | +0.02% | +0.03% | |
| 39 | ✓ | Stock-Other | 0.34% | -0.34% | EXIT | ||
| 40 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.33% | +0.61% | — | |
| 41 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.33% | +0.12% | — | |
| 42 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.32% | +0.05% | +698.64% | |
| 43 | ABBV | Abbvie Inc | Stock-Healthcare | 0.32% | +0.05% | — | |
| 44 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.31% | +0.03% | -0.77% | |
| 45 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | +0.03% | — | |
| 46 | XLE | Ss Energy Select Sector | ETF-Other | 0.30% | -0.06% | +53.63% | |
| 47 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.30% | +0.08% | +1.33% | |
| 48 | AAPL | Apple Inc | Stock-Tech | 0.30% | +0.07% | — | |
| 49 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.29% | +0.02% | — | |
| 50 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.27% | +0.08% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +6.9% | +627.24% | Add |
| 2 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.5% | +55.78% | Add |
| 3 | MSFT | Microsoft CORP | +0.4% | +107.51% | Add |
| 4 | NVDA | Nvidia CORP | +0.4% | +29.03% | Add |
| 5 | ✓ | +0.3% | NEW | New buy | |
| 6 | MINT | Pimco Enhanced Short Maturit | +0.3% | NEW | New buy |
| 7 | CAT | Caterpillar Inc | +0.2% | NEW | New buy |
| 8 | TSLA | Tesla Inc | +0.1% | NEW | New buy |
| 9 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 10 | MIDD | Middleby CORP | +0.1% | NEW | New buy |
| 11 | JBBB | Janus Henderson B-bbb Clo Et | +0.1% | NEW | New buy |
| 12 | CSCO | Cisco Systems Inc | +0.1% | — | Unchanged |
| 13 | TXN | Texas Instruments Inc | +0.1% | — | Unchanged |
| 14 | VGT | Vanguard Info Tech ETF | 0% | +698.64% | Add |
| 15 | SPYG | Ss Spdr P S&p 500 Growth ETF | 0% | -0.13% | Trim |
| 16 | XLE | Ss Energy Select Sector | 0% | +53.63% | Add |
| 17 | IWM | Ishares Russell 2000 ETF | — | -0.24% | Trim |
| 18 | AVGO | Broadcom Inc | — | — | Unchanged |
| 19 | GOOGL | Alphabet Inc-cl A | — | — | Unchanged |
| 20 | ABBV | Abbvie Inc | 0% | — | Unchanged |
| 21 | IEMG | Ishares Core Msci Emerging | 0% | -0.84% | Trim |
| 22 | SCHG | Schwab US Large-cap Growth | 0% | — | Unchanged |
| 23 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 24 | SPMD | Ss Spdr P S&p 400 Midcap ETF | 0% | — | Unchanged |
| 25 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | 0% | — | Unchanged |
| 26 | EMXC | Ishares Msci Emr Mrk Ex Chna | 0% | -11.53% | Trim |
| 27 | SCHV | Schwab US Large-cap Value | 0% | — | Unchanged |
| 28 | IJS | Ishares S&p Small-cap 600 Va | 0% | — | Unchanged |
| 29 | VOO | Vanguard S&p 500 ETF | 0% | — | Unchanged |
| 30 | AAPL | Apple Inc | 0% | — | Unchanged |
| 31 | VBR | Vanguard Small-cap Value ETF | 0% | — | Unchanged |
| 32 | AXP | American Express Co | 0% | — | Unchanged |
| 33 | VIG | Vanguard Dividend Apprec ETF | 0% | — | Unchanged |
| 34 | AMZN | Amazon.com Inc | 0% | -5.16% | Trim |
| 35 | SUB | Ishares Short-term National | 0% | — | Unchanged |
| 36 | VWO | Vanguard Ftse Emerging Marke | 0% | -0.77% | Trim |
| 37 | EFA | Ishares Msci Eafe ETF | 0% | — | Unchanged |
| 38 | WFC | Wells Fargo & Co | 0% | — | Unchanged |
| 39 | SCHC | Schwab Intl Small-cap Equity | 0% | -0.38% | Trim |
| 40 | SPSB | Ss Spdr P St C CORP ETF | 0% | — | Unchanged |
| 41 | BSL | Blackstone Snr Fltng Rt | 0% | — | Unchanged |
| 42 | IJH | Ishares Core S&p Midcap ETF | 0% | -0.01% | Trim |
| 43 | IEFA | Ishares Core Msci Eafe ETF | 0% | +1.33% | Add |
| 44 | SCHD | Schwab US Dvd Equity ETF | 0% | — | Unchanged |
| 45 | KMI | Kinder Morgan, Inc. | 0% | — | Unchanged |
| 46 | JNJ | Johnson & Johnson | -0.1% | — | Unchanged |
| 47 | SPDW | Ste Str Spdr Pt Dw EU ETF | -0.1% | -0.27% | Trim |
| 48 | VNQ | Vanguard Real Estate ETF | -0.1% | +1.12% | Add |
| 49 | CVX | Chevron CORP | -0.1% | — | Unchanged |
| 50 | XOM | Exxon Mobil CORP | -0.1% | — | Unchanged |
According to official SEC Form 13F filings, Uptown Financial Advisors LLC reported a total U.S. public equity portfolio value of $140.1M across 77 disclosed positions in Q2 2026.
During Q2 2026, Uptown Financial Advisors LLC's top holdings by market value included VUG (10.6%)、QQQ (7.9%)、IJR (7.8%). The largest single position, VUG, represented 10.6% of total portfolio value.
In Q2 2026, Uptown Financial Advisors LLC made 47 total portfolio adjustments, initiating 7 new buys, adding to 16 positions, trimming 23 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.